WHAT RIGHTS, IF ANY, DO THE UNBORN
HAVE UNDER INTERNATIONAL LAW?
Dr. John I. Fleming & Dr. Michael G. Hains
P O BOX 1453, SYDNEY, N SW, 1043
CONTENTS
Human Rights and the Unborn Child: CRC and Abortion
Barristers and solicitors have traditionally looked to case law as an important source of interpreting domestic law. With the increasing globalization of world trade, tourism, the breaking down of language barriers, and improvements in international relations, international law has emerged as a further important influence. International law has traditionally focused on governing relations between independent nation states.
However, in the aftermath of the Second World War, the United Nations was formed on the basis of a Charter which committed the members of the UN to "take joint and separate action in cooperation with the Organization" to achieve "the purposes set forth in Article 55 [of the Charter]". [1] Article 55 committed the UN to promote "universal respect for, and observance of, human rights and fundamental freedoms for all without distinction as to race, sex, language, or religion." [2]
One important consequence of this major development in international relations has been the "demise of Oppenheim's doctrine that 'States solely and exclusively are the subject of International Law' ... [I]t is [now] ... the case that inter-state treaties are increasingly concerned with the 'trans-national' affairs ... of private individuals and companies." [3]
DJ Harris, in a later discussion of the activities of the UN Commission on Human Rights, also points out that "the idea that the treatment of a state's own nationals is a matter within its own jurisdiction has been abandoned." The practice of the Commission shows clearly the acceptance by the states, as they respond without question to allegations against them, that the protection of human rights is now within the domain of international law. [4]
A further important consequence of these developments in international law has been the increasing number of Declarations and Conventions which can potentially affect our municipal laws. The areas of domestic law which are potentially influenced are immense; they include administrative law, family law especially custody matters, discrimination laws, medical negligence, succession, immigration and refugee law, criminal law and human rights.
Practitioners need to be aware of how this may be relevant. The High Court in the Minister for Immigration and Ethnic Affairs v Teoh [5] held that entry into a treaty by Australia creates a "legitimate expectation"--in administrative law--that the Executive Government and its agencies will act according to the treaty, even where those terms were not incorporated in Australian law. [6]
Moreover, there is a presumption that the legislature intends to give effect to Australias obligations under international law. Where a statute or subordinate legislation is ambiguous it should be construed in accordance with those obligations, particularly where they are undertaken in a treaty to which Australia is a party. [7] These rulings of the High Court can profoundly influence many aspects of our municipal law. We will look at these issues in the context of the rights of the unborn, if any, under international law and there implications for Australian domestic law.
In 1996 considerable public controversy about the legality of abortion arose when the High Court of Australia was called upon to consider an appeal from the judgment of the New South Wales Court of Appeal in CES v Superclinics (Australia) Pty Ltd. [8] The Court of Appeal, by majority, approved, but did not apply, the principle in R v Wald [9] Devine J. in that case had held that: first, an abortion may be lawful if the person performing the abortion, or the woman upon whom it is performed, has an honest belief on reasonable grounds that what was done was necessary to preserve the woman involved from serious danger to her life, or physical or mental health, which the continuance of the pregnancy would entail, not merely the normal danger of the pregnancy and childbirth; and secondly a woman upon whom an abortion is performed is not guilty of aiding or abetting that act if she honestly and reasonably holds the appropriate belief, irrespective of the beliefs of the person performing the act. The High Court granted Special Leave to Appeal on 15 April 1996 [10] and the Court subsequently granted representative interest groups leave to intervene. The proceedings were, however, settled during the course of argument and the Court was not called upon to give judgment. But the case highlights an instance where international law may be relevant to domestic laws. The issue of the unborn has again arisen in the context of the United Nations Convention on the Rights of the Child 1989. On 28 August 1995 the Attorney-General of Australia referred to the Australian Human Rights and Equal Opportunity Commission and the Australian Law Reform Commission ("the Commissions") "for inquiry and report, matters relating to children and young people and the legal process."
In May 1997 a Draft Recommendations Paper entitled "A matter of priority: Children and the legal process" (the "Paper") was jointly published by the Commissions. This article, based on the Authors Submission to the Commissions, considers the rights of the unborn under international law.
The Commissions adopted the definition of "child" used in the United Nations Convention on the Rights of the Child 1989, [11] ("CRC") i.e. a person under the age of eighteen. Despite that definition, the Paper does not consider the rights of all children under the age of eighteen. The Paper has failed to discuss the rights of unborn children and the issue of abortion. This is a regrettable oversight which we hope will be reversed in the next stage.
The Paper emphasises the importance of the CRC but fails to acknowledge that it must be interpreted in the light of the Charter of the United Nations, [12] the Universal Declaration of Human Rights 1948, [13] the International Covenant on Civil and Political Rights 1966, the Declaration of the Rights of the Child 1959, and other fundamental human rights documents.
The rights of the unborn were discussed in the drafting stages of the Universal Declaration of Human Rights 1948 as well as in the drafting stages of the CRC. The matter is also referred to in the International Covenant on Civil and Political Rights 1966. That this subject did not merit discussion by the Commissions is, therefore, a cause for great concern.
The importance of the abortion issue in the Australian legal context is underscored by the fact that the Declaration of the Rights of the Child 1959 was attached as a Schedule to the Human Rights and Equal Opportunity Commission Act 1986 (Cth.) following discussions with the Right to Life Association. [14] As a consequence the Declaration of the Rights of the Child 1959, [15] is part of Australian municipal law. [16]
HUMAN RIGHTS AND THE UNBORN CHILD
CRC AND ABORTION
The CRC, adopted by the General Assembly of the United Nations on November 20, 1989, and ratified [17] by Australia, [18] reiterates the positions taken by the Universal Declaration of Human Rights 1948, which have been adopted and proclaimed by Australia, about the "equal and inalienable rights of all members of the human family" as the "foundation of freedom, justice and peace in the world", and that the "United Nations has proclaimed that childhood is entitled to special care and assistance". [19]
In particular the CRC asserts: "States Parties recognize that every child has the inherent right to life" [20] and that "States Parties shall ensure to the maximum extent possible the survival and development of the child." [21]
Regarding abortion, the CRC bears in mind that, "as indicated in the Declaration of the Rights of the Child, 'the child, by reason of his physical and mental immaturity, needs special safeguards and care, including appropriate legal protection, before as well as after birth'". [22]
Does it necessarily follow from this that the right to life of the pre-born child is protected? Senator Gareth Evans, the then Minister for Foreign Affairs and Trade, told the Australian Senate on October 26, 1989 that the Australian Government understands the reference to the rights of the child "before as well as after birth" in a way that does not preclude abortion. However, Australia made no such reservation or interpretation [23] at the time of ratification. [24] Acknowledging that the reference to the rights of the child "before as well as after birth" does appear in the Preamble in the then draft Convention, "at the same time a statement in the travaux préparatoires - the preparatory materials -makes it clear that the contentious issue of the child's rights before birth is a question to be determined by individual states parties." [25]
We believe Senator Evans statement on this matter to be seriously misleading. When they were debating this aspect of the Preamble, some delegations supported it precisely because it offered protection to the unborn child. [26] Other delegations, of which Australia was one, opposed "what in their view amounted to re-opening the debate on this controversial matter [abortion] which, as they indicated, had been extensively discussed at earlier sessions of the Working Group with no consensus achieved. It was also pointed out by some delegations that an unborn child is not literally a person whose rights could already be protected, and that the main thrust of the Convention was deemed to promulgate the rights and freedoms of every human being after his birth and to the age of 18 years." [27]
As a consequence of the debate they amended the Preamble such that the text would no longer say "Recognising that . . . " but "Bearing in mind that . . . ", as indicated in the Declaration of the Rights of the Child 1959, "the child, by reason of his physical and mental immaturity, needs special safeguards and care, including appropriate legal protection, before as well as after birth". Further, the following statement was, by agreement, placed in the travaux préparatoires: "In adopting this preambular paragraph, the Working Group does not intend to prejudice the interpretation of article 1 [28] or any other provision of the Convention by States Parties." [29]
No doubt this is the statement to which Senator Evans referred. However, this was not the end of the matter. The representative of the United Kingdom sought "confirmation from the Legal Counsel that the statement would be taken into account if, in the future, doubts were raised as to the method of interpreting article 1." [30]
That advice was annexed to the report of the Working Group. It gives no such assurance and by no means allows the matter of abortion to be automatically reserved to the judgment of states parties. The Response of the Legal Counsel certainly allows such an interpretative statement to be included in the travaux préparatoires. However, the Legal Counsel cautioned that: seeking to establish the meaning of a particular provision of a treaty, through an inclusion in the travaux préparatoires may not optimally fulfill the intended purpose, because, as you know, under article 32 of the Vienna Convention on the Law of Treaties, travaux préparatoires constitute a "supplementary means of interpretation" and hence recourse to travaux préparatoires may only be had if the relevant treaty provisions are in fact found by those interpreting the treaty to be unclear. [31]
It is by no means certain that those international courts that have to interpret international law will find the treaty unclear, especially as it is to be understood, not by itself, but with reference to and guided by the Universal Declaration of Human Rights 1948, the International Covenant on Civil and Political Rights 1966 and other international covenants.
In his account of the abortion debate, in the context of the CRC, Philip Alston claims that:
the acceptance of a preambular paragraph recognizing that "the child . . . needs special safeguards and care, including appropriate legal protection, before as well as after birth" cannot be interpreted as an indirect reversal of that explicit rejection [of proposals to recognize the right to life of the unborn]. To do so would be to attribute to the preamble an importance considerably in excess of that which may reasonably be accorded to such broad policy pronouncements. [32]
Alston believes that the CRC leaves the matter of abortion as an open question such that those States that wish to prohibit abortion and those that wish to approve it are on an equal footing. He believes that existing international human rights law does not provide for the status of the unborn child, and that the CRC is in conformity with that position. But Alston overlooks the fact that a reference in the Preamble is part of the treaty itself, [33] whereas the travaux préparatoires is a supplementary means of interpretation to be used in limited circumstances. [34]
Alston is simply not entitled to this conclusion on the basis of the facts that he, himself, has outlined. As we have already noted, some delegations favoured the inclusion of the words "the child . . . needs special safeguards and care, including appropriate legal protection, before as well as after birth" precisely because they believed that it offered protection to the unborn child while others opposed it because they saw it "re-opening the debate on this controversial matter (abortion)." [35]
The fact is that with a minor change in words ("Recognising that" was changed to "Bearing in mind that") these contentious words were included in the Preamble of the CRC. That clearly means the abortion issue was left on the table as both those who opposed its inclusion and those who favoured its inclusion have testified. In any case, since the CRC has to be interpreted in the light of and consistently with the Universal Declaration of Human Rights 1948 and the International Covenant on Civil and Political Rights 1966 [36] then the question of the rights of the unborn child has to be resolved against a broader landscape than the CRC seen in isolation. Alston's contention that "existing international human rights law" does not recognise the right to life of the unborn would, if it were true, help those who deny that the right to life of the unborn is recognised by the CRC.
However, in this article, we will argue that Alstons contention, far from being certain, is almost certainly false. First, during the drafting of the International Covenant on Civil and Political Rights 1966 an amendment, to article 6, submitted by Belgium, Brazil, El Salvador, Mexico and Morocco [37] led to a discussion as to whether the right to life should be protected by law "from the moment of conception". "Those supporting the amendment maintained that it was only logical to guarantee the right to life from the moment life began." [38]
The amendment was rejected. [39] It was pointed out that the legislation of many countries accorded protection to the unborn child. On the other hand, the amendment was opposed on the grounds that it was impossible for the State to determine the moment of conception and hence, to undertake to protect life from that moment. Moreover, the proposed clause would involve the question of the rights and duties of the medical profession. Legislation on the subject was based on different principles in different countries and it was, therefore, inappropriate to include such a provision in an international instrument. [40]
The toleration of abortion played no part in the rejection of the amendment. Secondly, in the context of the CRC, Malta and Senegal proposed an amendment to draft Article 1 to explicitly protect the rights of the unborn child from conception. [41]
These proposals were not rejected by the Member States but were withdrawn by Malta and Senegal "in the light of the text of preambular paragraph 6 as adopted" which referred to the rights of the child "before as well as after birth." [42]
Thirdly:
The representative of Italy observed that no State was manifestly opposed to the principles contained in the Declaration of the Rights of the Child and, therefore, according to the Vienna Convention on the Law of Treaties, the rule regarding the protection of life before birth could be considered as "jus cogens" since it formed part of the common conscience of members of the international community. [43]
Jus cogens (or ius cogens) is a peremptory norm of general international law from which no derogation is permitted and which can be modified only by a subsequent norm of general international law having the same character. [44]
The right to life of all human beings has the nature of an intransgressible norm already contained in the Universal Declaration of Human Rights 1948, the International Covenant on Civil and Political Rights 1966 and the Declaration of the Rights of the Child 1959. In other words, under international law the unborn child is protected and it was not permissible at this late stage to attempt to allow a liberal abortion agenda under the CRC.
Fourthly, the Declaration on the Rights of the Child 1959, which carries the same preambular reference to the rights of the child before as well after birth, is part of our municipal law. [45]
In his statement to the Senate Senator Evans did not take account of these legal obligations. This, however, does not absolve the Commissions from taking seriously the issue of the rights of the unborn in the context of Australia's human rights obligations. Moreover, as we have established, these issues fall within the Commissions' Terms of Reference and must be addressed.
Finally, explicit protection is extended to the unborn child in the International Covenant on Civil and Political Rights 1966 and in the Convention on the Prevention and Punishment of the Crime of Genocide 1948. These protections will be discussed later in the Article.
[CONTINUE with PART II of this ARTICLE]
[Educational Materials on Abortion]
__________________________________________________________
1 Charter of the United Nations, Article 56.
3 DJ Harris, Cases and Materials on International Law Fourth Edition, (London: Sweet and Maxwell, 1991), 18.
6 The precise status of various Declarations and Conventions under Australian law is unclear, but it is fair to say that some uncertainty exists as to their status. At one extreme if Parliament has merely approved and repeated the treaty in legislation, without implementing it, the Act will give rise to no rights: see Bradley v The Commonwealth (1973) 128 CLR 557 at 582, noted (1974) 48 ALJ 368. However, the High Court subsequently in Minister for Immigration and Ethnic Affairs v Teoh (1995) 183 CLR 273 held that entry into a treaty by Australia creates a "legitimate expectation--in administrative law--that the Executive Government and its agencies will act according to the treaty, even where those terms were not incorporated in Australian law (cf the proposed Administrative Decisions (Effect of International Instruments) Bill 1997). At the other extreme where a Convention has been implemented it gives rise to enforceable rights beyond that of legitimate expectations, eg the Racial Discrimination Act 1975 (Cth.) (implementing the International Convention on the Elimination of All Forms of Racial Discrimination) and the Sex Discrimination Act 1984 (Cth.) (implementing the Convention on the Elimination of All Forms of Discrimination Against Women). The Declarations and Conventions attached as schedules to the Human Rights and Equal Opportunity Commission Act 1986 (Cth.) fall between these two extremes. Thus their precise status under Australian law is unclear.
7 Minister for Immigration and Ethnic Affairs v Teoh (1995) 183 CLR 273 at 287, 315. Followed in Krueger v The Commonwealth (1997) 146 ALR 126. Brennan J. in Mabo (No. 2) (1992) 175 CLR 1 at 42 referred to international instruments as "legitimate and important influences on the development of the common law, especially when international law declares the existence of universal human rights."
11 The Vienna Convention on the Law of Treaties 1969 applies to the interpretation of the CRC because it entered into force after 27 January 1980, the operative date of the Vienna Convention. The Vienna Convention expressly provides it does not apply retrospectively (see Article 4).
12 Australia has approved and repeated the United Nations Charter in the Charter of the United Nations Act 1945 (Cth.). However the Act does not implement the United Nations Charter into municipal law: see Bradley v The Commonwealth (1973) 128 CLR 557 at 582, noted (1974) 48 ALJ 368. See also Minister for Immigration and Ethnic Affairs v Teoh (1995) 183 CLR 273 at 286-287, 298, 304, 315.
13 The Proclamation of Teheran, Final Act of the International Conference on Human Rights, Teheran, 22 April to 13 May 1968, U.N. Doc. A/CONF. 32/41 (1968) notes: 2. The Universal Declaration of Human Rights states a common understanding of the peoples of the world concerning the inalienable and inviolable rights of all members of the human family and constitutes an obligation for the members of the international community;
14 Peter Bailey, Human Rights, Australia in an international context, Butterworths, 1990, 111.
15 On 22 December 1992 the Federal Attorney General declared, under section 47 of the Human Rights and Equal Opportunity Commission Act 1986 (Cth.), that the CRC was an "international instrument" concerning "human rights and freedoms" under the Act.
17 Article 2(b) of the Vienna Convention on the Law of Treaties 1969 defines: 'ratification', 'acceptance', 'approval' and 'accession' [to] mean in each case the international act so named whereby a State establishes on the international plane its consent to be bound by a treaty;
18 Australia signed the Convention on 22 August 1990 and ratified it on 17 December 1990.
19 Preamble, Convention on the Rights of the Child 1989, G.A. res. 44/25, annex, 44 U.N. GAOR Supp. (No. 49) at 167, U.N. Doc. A/44/49 (1989).
20 Op. cit. n 19, Article 6(1).
21 Op. cit. n 19, Article 6(2).
22 Op. cit. n 19, Preamble. See also footnote 26.
23 At signature or ratification a State may, but not afterwards, make a reservation or interpretation: Paul Sieghart, The International law of Human Rights, Clarendon Press Oxford, 1983, 36. Article 2(d) of the Vienna Convention on the Law of Treaties 1969 defines a reservation to mean:
. . . a unilateral statement, however phrased or named, made by a State, when signing, ratifying, accepting, approving or acceding to a treaty, whereby it purports to exclude or to modify the legal effect of certain provisions of the treaty in their application to that State;
24 According to United Nations ratification information Australia only placed one reservation on the CRC, being: Australia accepts the general principles of article 37. In relation to the second sentence of paragraph (c), the obligation to separate children from adults in prison is accepted only to the extent that such imprisonment is considered by the responsible authorities to be feasible and consistent with the obligation that children be able to maintain contact with their families, having regard to the geography and demography of Australia.
Australia, therefore, ratifies the Convention to the extent that it is unable to comply with the obligation imposed by article 37 (c). [United Nations, Treaty Series, vol. 999, p. 171 and vol. 1057, p. 407]
25 Hansard, Australian Senate, 26 October 1989, 2309.
26 For example, Malta and Senegal. In the United Nations ratification information concerning the CRC, Ecuador expressly declared:
In signing the Convention on the Rights of the Child, Ecuador reaffirms . . . [that it is] especially pleased with the ninth preambular paragraph of the draft Convention, which pointed to the need to protect the unborn child, and believed that that paragraph should be borne in mind in interpreting all the articles of the Convention, particularly article 24. While the minimum age set in article 38 was, in its view, too low, [the Government of Ecuador] did not wish to endanger the chances for the Conventions adoption by consensus and therefore would not propose any amendment to the text. [Doc. A/RES/44/25]
The Holy See also declared:
. . . that the Convention represents an enactment of principles previously adopted by the United Nations, and once effective as a ratified instrument, will safeguard the rights of the child before as well as after birth, as expressly affirmed in the Declaration of the Rights of the Child [Res. 136 (XIV)] and restated in the ninth preambular paragraph of the Convention.
The Holy See remains confident that the ninth preambular paragraph will serve as the perspective through which the rest of the Convention will be interpreted, in conformity with article 31 of the Vienna Convention on the Law of Treaties of 23 May 1969. [Doc. A/RES/44/25] According to a UN Glossary of Terms "states make declarations as to their understanding of some matter or as to the interpretation of a particular provision. Unlike reservations, declarations merely clarify the states position and do not purport to exclude or modify the legal effect of a treaty. Usually, declarations are made at the time of the deposit of the corresponding instrument or at the time of signature." These two quotes were the only references in the formal ratification information concerning the unborn.
27 Sharon Detrick compiler and editor, The United Nations Convention on the Rights of the Child, A Guide to the "Travaux Préparatoires", (Dordrecht: Martinus Nijhoff Publishers, 1992), 109.
For the purposes of the present Convention, a child means every human being below the age of eighteen years unless, under the law applicable to the child, majority is attained earlier.
29 Sharon Detrick. op. cit. n 27, 110.
31 Carl August Fleischhauer, The Legal Counsel, 9 December 1988, Response of the Legal Counsel E/CN.4/1989/48, Annex p. 144, Sharon Detrick. op. cit. n 27, 113.
32 Philip Alston, "The Unborn Child and Abortion Under the Draft Convention on the Rights of the Child", Human Rights Quarterly 12 (1990) 156, 177.
33 Vienna Convention on the Law of Treaties 1969, Articles 2(1)(a) and 31(2).
34 Vienna Convention on the Law of Treaties 1969, Article 32.
35 Cf. evidence cited in Sharon Detrick, op. cit. n 27, 109. See also footnote 26.
36 There was no mention of abortion in connection with privacy (Article 17) during the discussions on the International Covenant on Civil and Political Rights 1966.
39 30 votes against the amendment, 20 for and 17 abstentions: §119 A/3764.
41 Malta proposed: In article 1, after the words human being, add the words from conception. [E/CN.4/1989/WG.1/WP.9]
Senegal's proposal was: According to the present Convention a child is every human being, from his conception until at least, the age of 18 years . . . [E/CN.4/1989/WG.1/WP.17]
42 Sharon Detrick, op. cit. 27 at 118.
43 Sharon Detrick, op. cit. 27 at 109.
44 The Vienna Convention on the Law of Treaties 1969, Article 53.
45 Schedule 3 Human Rights and Equal Opportunity Commission Act 1986 (Cth.).
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