U.S. Supreme Court
WEBSTER v. REPRODUCTIVE HEALTH SERVICES, 492 U.S. 490 (1989)
492 U.S. 490
WEBSTER, ATTORNEY GENERAL OF MISSOURI, ET AL. v. REPRODUCTIVE
HEALTH SERVICES ET AL.
APPEAL FROM THE UNITED STATES COURT OF APPEALS FOR THE EIGHTH CIRCUIT
No. 88-605.
Argued April 26, 1989
Decided July 3, 1989
Appellees, state-employed health professionals and private nonprofit
corporations providing abortion services, brought suit in the District Court for
declaratory and injunctive relief challenging the constitutionality of a
Missouri statute regulating the performance of abortions. The statute, inter
alia: (1) sets forth "findings" in its preamble that "[t]he life of each human
being begins at conception," and that "unborn children have protectable
interests in life, health, and well-being," 1.205.1(1), (2), and requires that
all state laws be interpreted to provide unborn children with the same rights
enjoyed by other persons, subject to the Federal Constitution and this Court's
precedents, 1.205.2; (2) specifies that a physician, prior to performing an
abortion on any woman whom he has reason to believe is 20 or more weeks
pregnant, must ascertain whether the fetus is "viable" by performing "such
medical examinations and tests as are necessary to make a finding of [the
fetus'] gestational age, weight, and lung maturity," 188.029; (3) prohibits the
use of public employees and facilities to perform or assist abortions not
necessary to save the mother's life, 188.210, 188.215; and (4) makes it unlawful
to use public funds, employees, or facilities for the purpose of "encouraging or
counseling" a woman to have an abortion not necessary to save her life, 188.205,
188.210, 188.215. The District Court struck down each of the above provisions,
among others, and enjoined their enforcement. The Court of Appeals affirmed,
ruling that the provisions in question violated this Court's decisions in Roe v.
Wade, 410 U.S. 113, and subsequent cases.
Held:
The judgment is reversed.
851 F.2d 1071, reversed.
THE CHIEF JUSTICE delivered the opinion of the Court with respect to Parts
I, II-A, II-B, and II-C, concluding that:
1. This Court need not pass on the constitutionality of the Missouri
statute's preamble. In invalidating the preamble, the Court of Appeals
misconceived the meaning of the dictum in Akron v. Akron Center for
Reproductive Health, Inc., 462 U.S. 416, 444, that "a State may not adopt
one theory of when life begins to justify its regulation of
[492 U.S. 490, 491]
abortions." That statement means only that a State could not "justify" any
abortion regulation otherwise invalid under Roe v. Wade on the ground that
it embodied the State's view about when life begins. The preamble does not
by its terms regulate abortions or any other aspect of appellees' medical
practice, and 1.205.2 can be interpreted to do no more than offer
protections to unborn children in tort and probate law, which is permissible
under Roe v. Wade, supra, at 161-162. This Court has emphasized that Roe
implies no limitation on a State's authority to make a value judgment
favoring childbirth over abortion, Maher v. Roe, 432 U.S. 464, 474, and the
preamble can be read simply to express that sort of value judgment. The
extent to which the preamble's language might be used to interpret other
state statutes or regulations is something that only the state courts can
definitively decide, and, until those courts have applied the preamble to
restrict appellees' activities in some concrete way, it is inappropriate for
federal courts to address its meaning. Alabama State Federation of Labor v.
McAdory, 325 U.S. 450, 460. Pp. 504-507.
2. The restrictions in 188.210 and 188.215 of the Missouri statute on the
use of public employees and facilities for the performance or assistance of
nontherapeutic abortions do not contravene this Court's abortion decisions.
The Due Process Clauses generally confer no affirmative right to
governmental aid, even where such aid may be necessary to secure life,
liberty, or property interests of which the government may not deprive the
individual. DeShaney v. Winnebago County Dept. of Social Services, 489 U.S.
189, 196. Thus, in Maher v. Roe, supra; Poelker v. Doe, 432 U.S. 519; and
Harris v. McRae, 448 U.S. 297, this Court upheld governmental regulations
withholding public funds for nontherapeutic abortions but allowing payments
for medical services related to childbirth, recognizing that a government's
decision to favor childbirth over abortion through the allocation of public
funds does not violate Roe v. Wade. A State may implement that same value
judgment through the allocation of other public resources, such as hospitals
and medical staff. There is no merit to the claim that Maher, Poelker, and
McRae must be distinguished on the grounds that preventing access to a
public facility narrows or forecloses the availability of abortion. Just as
in those cases, Missouri's decision to use public facilities and employees
to encourage childbirth over abortion places no governmental obstacle in the
path of a woman who chooses to terminate her pregnancy, but leaves her with
the same choices as if the State had decided not to operate any hospitals at
all. The challenged provisions restrict her ability to obtain an abortion
only to the extent that she chooses to use a physician affiliated with a
public hospital. Also without merit is the [492 U.S. 490, 492] assertion that Maher,
Poelker, and McRae must be distinguished on the ground that, since the
evidence shows that all of a public facility's costs in providing abortion
services are recouped when the patient pays such that no public funds are
expended, the Missouri statute goes beyond expressing a preference for
childbirth over abortion by creating an obstacle to the right to choose
abortion that cannot stand absent a compelling state interest. Nothing in
the Constitution requires States to enter or remain in the abortion business
or entitles private physicians and their patients access to public
facilities for the performance of abortions. Indeed, if the State does
recoup all of its costs in performing abortions and no state subsidy, direct
or indirect, is available, it is difficult to see how any procreational
choice is burdened by the State's ban on the use of its facilities or
employees for performing abortions. The cases in question all support the
view that the State need not commit any resources to performing abortions,
even if it can turn a profit by doing so. Pp. 507-511.
3. The controversy over 188.205's prohibition on the use of public funds to
encourage or counsel a woman to have a nontherapeutic abortion is moot. The
Court of Appeals did not consider 188.205 separately from 188.210 and
188.215 - which respectively prohibit the use of public employees and
facilities for such counseling - in holding all three sections
unconstitutionally vague and violative of a woman's right to choose an
abortion. Missouri has appealed only the invalidation of 188.205. In light
of the State's claim, which this Court accepts for purposes of decision,
that 188.205 is not directed at the primary conduct of physicians or health
care providers, but is simply an instruction to the State's fiscal officers
not to allocate public funds for abortion counseling, appellees contend that
they are not "adversely" affected by the section and therefore that there is
no longer a case or controversy before the Court on this question. Since
plaintiffs are masters of their complaints even at the appellate stage, and
since appellees no longer seek equitable relief on their 188.205 claim, the
Court of Appeals is directed to vacate the District Court's judgment with
instructions to dismiss the relevant part of the complaint with prejudice.
Deakins v. Monaghan, 484 U.S. 193, 200. Pp. 511-513.
THE CHIEF JUSTICE, joined by JUSTICE WHITE and JUSTICE KENNEDY, concluded
in Parts II-D and III that:
1. Section 188.029 of the Missouri statute - which specifies, in its first
sentence, that a physician, before performing an abortion on a woman he has
reason to believe is carrying an unborn child of 20 or more weeks
gestational age, shall first determine if the unborn child is viable by
using that degree of care, skill, and proficiency that is commonly exercised
by practitioners in the field; but which then provides, in its second
sentence, that, in making the viability determination, the physician shall [492 U.S. 490, 493] perform such medical examinations
and tests as are necessary to make a finding of the unborn child's
gestational age, weight, and lung maturity - is constitutional, since it
permissibly furthers the State's interest in protecting potential human
life. Pp. 513-521.
(a) The Court of Appeals committed plain error in reading 188.029 as
requiring that after 20 weeks the specified test must be performed. That
section makes sense only if its second sentence is read to require only
those tests that are useful in making subsidiary viability findings. Reading
the sentence to require the tests in all circumstances, including when the
physician's reasonable professional judgment indicates that they would be
irrelevant to determining viability or even dangerous to the mother and the
fetus, would conflict with the first sentence's requirement that the
physician apply his reasonable professional skill and judgment. It would
also be incongruous to read the provision, especially the word "necessary,"
to require tests irrelevant to the expressed statutory purpose of
determining viability. Pp. 514-515.
(b) Section 188.029 is reasonably designed to ensure that abortions are not
performed where the fetus is viable. The section's tests are intended to
determine viability, the State having chosen viability as the point at which
its interest in potential human life must be safeguarded. The section
creates what is essentially a presumption of viability at 20 weeks, which
the physician, prior to performing an abortion, must rebut with tests -
including, if feasible, those for gestational age, fetal weight, and lung
capacity - indicating that the fetus is not viable. While the District Court
found that uncontradicted medical evidence established that a 20-week fetus
is not viable, and that 23 1/2 to 24 weeks' gestation is the earliest point
at which a reasonable possibility of viability exists, it also found that
there may be a 4-week error in estimating gestational age, which supports
testing at 20 weeks. Pp. 515-516.
(c) Section 188.029 conflicts with Roe v. Wade and cases following it.
Since the section's tests will undoubtedly show in many cases that the fetus
is not viable, the tests will have been performed for what were in fact
second-trimester abortions. While Roe, 410 U.S., at 162, recognized the
State's interest in protecting potential human life as "important and
legitimate," it also limited state involvement in second-trimester abortions
to protecting maternal health, id., at 164, and allowed States to regulate
or proscribe abortions to protect the unborn child only after viability,
id., at 165. Since the tests in question regulate the physician's discretion
in determining the viability of the fetus, 188.029 conflicts with language
in Colautti v. Franklin, 439 U.S. 379, 388-389, stating that the viability
determination is, and must be, a matter for the responsible attending
physician's judgment. And, in light of District Court findings that the
tests increase the expenses of abortion, their validity [492 U.S. 490, 494] may also be questioned under Akron,
462 U.S., at 434-435, which held that a requirement that second-trimester
abortions be performed in hospitals was invalid because it substantially
increased the expenses of those procedures. Pp. 516-517.
(d) The doubt cast on the Missouri statute by these cases is not so much a
flaw in the statute as it is a reflection of the fact that Roe's rigid
trimester analysis has proved to be unsound in principle and unworkable in
practice. In such circumstances, this Court does not refrain from
reconsidering prior constitutional rulings, notwithstanding stare decisis.
E. g., Garcia v. San Antonio Metropolitan Transit Authority, 469 U.S. 528.
The Roe framework is hardly consistent with the notion of a Constitution
like ours that is cast in general terms and usually speaks in general
principles. The framework's key elements - trimesters and viability - are
not found in the Constitution's text, and, since the bounds of the inquiry
are essentially indeterminate, the result has been a web of legal rules that
have become increasingly intricate, resembling a code of regulations rather
than a body of constitutional doctrine. There is also no reason why the
State's compelling interest in protecting potential human life should not
extend throughout pregnancy rather than coming into existence only at the
point of viability. Thus, the Roe trimester framework should be abandoned.
Pp. 517-520.
(e) There is no merit to JUSTICE BLACKMUN'S contention that the Court
should join in a "great issues" debate as to whether the Constitution
includes an "unenumerated" general right to privacy as recognized in cases
such as Griswold v. Connecticut, 381 U.S. 479. Unlike Roe, Griswold did not
purport to adopt a whole framework, complete with detailed rules and
distinctions, to govern the cases in which the asserted liberty interest
would apply. The Roe framework sought to deal with areas of medical practice
traditionally left to the States, and to balance once and for all, by
reference only to the calendar, the State's interest in protecting potential
human life against the claims of a pregnant woman to decide whether or not
to abort. The Court's experience in applying Roe in later cases suggests
that there is wisdom in not necessarily attempting to elaborate the
differences between a "fundamental right" to an abortion, Akron, supra, at
420, n. 1 a "limited fundamental constitutional right," post, at 555, or a
liberty interest protected by the Due Process Clause. Moreover, although
this decision will undoubtedly allow more governmental regulation of
abortion than was permissible before, the goal of constitutional
adjudication is not to remove inexorably "politically devisive" issues from
the ambit of the legislative process, but is, rather, to hold true the
balance between that which the Constitution puts beyond the reach of the
democratic process and that which it does not. Furthermore, the suggestion
that legislative bodies, in a Nation [492 U.S. 490, 495] where more than half the
population is female, will treat this decision as an invitation to enact
abortion laws reminiscent of the dark ages misreads the decision and does
scant justice to those who serve in such bodies and the people who elect
them. Pp. 520-521.
2. This case affords no occasion to disturb Roe's holding that a Texas
statute which criminalized all nontherapeutic abortions unconstitutionally
infringed the right to an abortion derived from the Due Process Clause. Roe
is distinguishable on its facts, since Missouri has determined that
viability is the point at which its interest in potential human life must be
safeguarded. P. 521.
JUSTICE O'CONNOR, agreeing that it was plain error for the Court of Appeals
to interpret the second sentence of 188.029 as meaning that doctors must
perform tests to find gestational age, fetal weight, and lung maturity,
concluded that the section was constitutional as properly interpreted by the
plurality, and that the plurality should therefore not have proceeded to
reconsider Roe v. Wade. This Court refrains from deciding constitutional
questions where there is no need to do so, and generally does not formulate
a constitutional rule broader than the precise facts to which it is to be
applied. Ashwander v. TVA, 297 U.S. 288, 346, 347. Since appellees did not
appeal the District Court's ruling that the first sentence of 188.029 is
constitutional, there is no dispute between the parties over the presumption
of viability at 20 weeks created by that first sentence. Moreover, as
properly interpreted by the plurality, the section's second sentence does
nothing more than delineate means by which the unchallenged 20-week
presumption may be overcome if those means are useful in determining
viability and can be prudently employed. As so interpreted, the viability
testing requirements do not conflict with any of the Court's abortion
decisions. As the plurality recognizes, under its interpretation of
188.029's second sentence, the viability testing requirements promote the
State's interest in potential life. This Court has recognized that a State
may promote that interest when viability is possible. Thornburgh v. American
College of Obstetricians and Gynecologists, 476 U.S. 747, 770-771.
Similarly, the basis for reliance by the lower courts on Colautti v.
Franklin, 439 U.S. 379, 388-389, disappears when 188.029 is properly
interpreted to require only subsidiary viability findings, since the State
has not attempted to substitute its judgment for the physician's
ascertainment of viability, which therefore remains "the critical point."
Nor does the marginal increase in the cost of an abortion created by
188.029's viability testing provision, as interpreted, conflict with Akron
v. Akron Center for Reproductive Health, 462 U.S. 416, 434-439, since, here,
such costs do not place a "heavy, and unnecessary burden" on a woman's
abortion decision, whereas the statutory requirement in Akron, which related
to [492 U.S. 490, 496] previability
abortions, more than doubled a woman's costs. Moreover, the statutory
requirement in Akron involved second-trimester abortions generally; 188.029
concerns only tests and examinations to determine viability when viability
is possible. The State's compelling interest in potential life postviability
renders its interest in determining the critical point of viability equally
compelling. Thornburgh, supra, at 770-771. When the constitutional
invalidity of a State's abortion statute actually turns upon the
constitutional validity of Roe, there will be time enough to reexamine Roe,
and to do so carefully. Pp. 525-531.
JUSTICE SCALIA would reconsider and explicitly overrule Roe v. Wade.
Avoiding the Roe question by deciding this case in as narrow a manner as
possible is not required by precedent and not justified by policy. To do so
is needlessly to prolong this Court's involvement in a field where the
answers to the central questions are political rather than juridical, and
thus to make the Court the object of the sort of organized pressure that
political institutions in a democracy ought to receive. It is particularly
perverse to decide this case as narrowly as possible in order to avoid
reading the inexpressibly "broader-than-was-required-by-the-precise-facts"
structure established by Roe v. Wade. The question of Roe's validity is
presented here, inasmuch as 188.029 constitutes a legislative imposition on
the judgment of the physician concerning the point of viability and
increases the cost of an abortion. It does palpable harm, if the States can
and would eliminate largely unrestricted abortion, skillfully to refrain
from telling them so. Pp. 532-537.
REHNQUIST, C. J., announced the judgment of the Court and delivered the
opinion for a unanimous Court with respect to Part II-C, the opinion of the
Court with respect to Parts I, II-A, and II-B, in which WHITE, O'CONNOR, SCALIA,
and KENNEDY, JJ., joined, and an opinion with respect to Parts II-D and III, in
which WHITE and KENNEDY, JJ., joined. O'CONNOR, J., post, p. 522, and SCALIA,
J., post, p. 532, filed opinions concurring in part and concurring in the
judgment. BLACKMUN, J., filed an opinion concurring in part and dissenting in
part, in which BRENNAN and MARSHALL, JJ., joined, post, p. 537. STEVENS, J.,
filed an opinion concurring in part and dissenting in part, post, p. 560.
William L. Webster, Attorney General of Missouri, pro se, argued the cause
for appellants. With him on the briefs were Michael L. Boicourt and Jerry L.
Short, Assistant Attorneys General.
Charles Fried argued the cause for the United States as amicus curiae urging
reversal. On the brief were Acting [492 U.S. 490,
497]
Solicitor General Bryson, Assistant Attorney General Bolton, Deputy Solicitor
General Merrill, Roger Clegg, Steven R. Valentine, and Michael K. Kellogg.
Frank Susman argued the cause for appellees. With him on the brief were Roger
K. Evans, Dara Klassel, Barbara E. Otten, Thomas M. Blumenthal, and Janet
Benshoof.*
[Footnote *] Briefs of amici curiae urging reversal were
filed for Alabama Lawyers for Unborn Children, Inc., by John J. Coleman III and
Thomas E. Maxwell; for the American Association of Prolife Obstetricians and
Gynecologists et al. by Dolores Horan and Paige Comstock Cunningham; for the
American Family Association, Inc., by Peggy M. Coleman; for the American Life
League, Inc., by Marion Edwyn Harrison and John S. Baker, Jr.; for the Catholic
Health Association of the United States by J. Roger Edgar, David M. Harris,
Kathleen M. Boozang, J. Stuart Showalter, and Peter E. Campbell; for the
Catholic Lawyers Guild of the Archdiocese of Boston, Inc., by Calum B. Anderson
and Leonard F. Zandrow, Jr.; for the Center for Judicial Studies et al. by Jules
B. Gerard; for Covenant House et al. by Gregory A. Loken; for Focus On The
Family et al. by H. Robert Showers; for the Holy Orthodox Church by James George
Jatras; for the Knights of Columbus by Robert J. Cynkar and Brendan V. Sullivan,
Jr.; for the Lutheran Church-Missouri Synod et al. by Philip E. Draheim; for the
Missouri Catholic Conference by David M. Harris, J. Roger Edgar, Bernard C.
Huger, Kathleen M. Boozang, and Louis C. DeFeo, Jr.; for the National Legal
Foundation by Douglas W. Davis and Robert K. Skolrood; for Right to Life
Advocates, Inc., by Richard W. Schmude and Rory R. Olsen; for the Rutherford
Institute et al. by James J. Knicely, John W. Whitehead, Thomas W. Strahan,
David E. Morris, William B. Hollberg, Amy Dougherty, Randall A. Pentiuk, William
Bonner, Larry L. Crain, and W. Charles Bundren; for the Southern Center for Law
and Ethics by Albert L. Jordan; for the Southwest Life and Law Center, Inc., by
David Burnell Smith; for the United States Catholic Conference by Mark E. Chopko
and Phillip H. Harris; for 127 Members of the Missouri General Assembly by
Timothy Belz, Lynn D. Wardle, and Richard G. Wilkins; and for James Joseph
Lynch, Jr., by Mr. Lynch, pro se.
Briefs of amici curiae urging affirmance were filed for the American Civil
Liberties Union et al. by Burt Neuborne, Janet Benshoof, Rachael N. Pine, and
Lynn M. Paltrow; for the American Jewish Congress et al. by Martha L. Minow; for
the American Library Association et al. by Bruce J. Ennis and Mark D. Schneider;
for the American Medical Association et al. by Jack R. Bierig, Carter G.
Phillips, Elizabeth H. Esty, Stephan [492 U.S. 490, 498] E. Lawton, Ann E. Allen,
Laurie R. Rockett, and Joel I. Klein; for the American Psychological Association
by Donald N. Bersoff; for the American Public Health Association et al. by John
H. Hall and Nadine Taub; for Americans for Democratic Action et al. by Marsha S.
Berzon; for Americans United for Separation of Church and State by Lee Boothby,
Robert W. Nixon, and Robert J. Lipshutz; for the Association of Reproductive
Health Professionals et al. by Colleen K. Connell and Dorothy B. Zimbrakos; for
Bioethicists for Privacy by George J. Annas; for Catholics for a Free Choice et
al. by Patricia Hennessey; for the Center for Population Options et al. by John
H. Henn and Thomas Asher; for the Committee on Civil Rights of the Bar of the
City of New York et al. by Jonathan Lang, Diane S. Wilner, Arthur S. Leonard,
Audrey S. Feinberg, and Janice Goodman; for 22 International Women's Health
Organizations by Kathryn Kolbert; for the American Nurses' Association et al. by
E. Calvin Golumbic; for the National Coalition Against Domestic Violence by
David A. Strauss; for the National Family Planning and Reproductive Health
Association by James L. Feldesman, Jeffrey K. Stith, and Thomas E. Zemaitis; for
the National Association of Public Hospitals by Alan K. Parver and Phyllis E.
Bernard; for Population-Environment Balance et al. by Dina R. Lassow; for 281
American Historians by Sylvia A. Law; and for 2,887 Women Who Have Had Abortions
et al. by Sarah E. Burns.
Briefs of amici curiae were filed for the State of California et al. by
Robert Abrams, Attorney General of New York, O. Peter Sherwood, Solicitor
General, and Suzanne M. Lynn and Marla Tepper, Assistant Attorneys General,
James M. Shannon, Attorney General of Massachusetts, and Suzanne E. Durrell and
Madelyn F. Wessel, Assistant Attorneys General, Elizabeth Holtzman, pro se,
Barbara D. Underwood, John K. Van de Kamp, Attorney General of California, Duane
Woodard, Attorney General of Colorado, Jim Mattox, Attorney General of Texas,
and Jeffrey L. Amestoy, Attorney General of Vermont; for the State of Louisiana
et al. by William J. Guste, Jr., Attorney General of Louisiana, Jo Ann P.
Levert, Assistant Attorney General, and Thomas A. Rayer, Robert K. Corbin,
Attorney General of Arizona, Jim Jones, Attorney General of Idaho, and Ernest D.
Preate, Jr., Attorney General of Pennsylvania; for Agudath Israel of America by
Steven D. Prager; for the American Academy of Medical Ethics by James Bopp, Jr.;
for the California National Organization for Women et al. by Kathryn A. Sure;
for American Collegians for Life, Inc., et al. by Robert A. Destro; for the
Canadian Abortion Rights Action League et al. by [492 U.S. 490, 499] Estelle Rogers; for the Association
for Public Justice et al. by Joseph W. Dellapenna; for Birthright, Inc., by
Joseph I. McCullough, Jr.; for Catholics United for Life et al. by Walter M.
Weber, Michael J. Woodruff, Charles E. Rice, and Michael J. Laird; for Christian
Advocates Serving Evangelism by Theodore H. Amshoff, Jr.; for Doctors for Life
et al. by Andrew F. Puzder and Kenneth C. Jones; for Feminists For Life of
America et al. by Christine Smith Torre; for Free Speech Advocates by Thomas
Patrick Monaghan; for Human Life International by Robert L. Sassone; for the
International Right to Life Federation by John J. Potts; for the National
Association of Women Lawyers et al. by Nicholas DeB. Katzenbach, Leona Beane,
and Estelle H. Rogers; for the National Council of Negro Women, Inc., et al. by
Rhonda Copelon; for the National Organization for Women by John S. L. Katz; for
the National Right to Life Committee, Inc., by James Bopp, Jr.; for the New
England Christian Action Council, Inc., by Philip D. Moran; for the Right to
Life League of Southern California, Inc., by Robert L. Sassone; for 77
Organizations Committed to Women's Equality by Judith L. Lichtman, Donna R.
Lenhoff, Marcia Greenberger, Stephanie Ridder, and Wendy Webster Williams; for
Certain Members of the Congress of the United States by Burke Marshall and
Norman Redlich; for Congressman Christopher H. Smith et al. by Albert P.
Blaustein, Edward R. Grant, and Ann-Louise Lohr; for 608 State Legislators by
Herma Hill Kay, James J. Brosnahan, and Jack W. Londen; for Certain Members of
the General Assembly of the Commonwealth of Pennsylvania by William Bentley
Ball, Philip J. Murren, and Maura K. Quinlan; for Certain American State
Legislators by Paul Benjamin Linton and Clarke D. Forsythe; for A Group of
American Law Professors by Norman Redlich; for 167 Distinguished Scientists and
Physicians by Jay Kelly Wright; for Edward Allen by Robert L. Sassone; for Larry
Joyce by Thomas P. Joyce; for Paul Marx by Robert L. Sassone; for Bernard N.
Nathanson by Mr. Sassone; and for Austin Vaughn et al. by Mr. Sassone.
[492 U.S. 490, 498]
CHIEF JUSTICE REHNQUIST announced the judgment of the Court and delivered the
opinion of the Court with respect to Parts I, II-A, II-B, and II-C, and an
opinion with respect [492 U.S. 490, 499] to Parts II-D and III, in
which JUSTICE WHITE and JUSTICE KENNEDY join.
This appeal concerns the constitutionality of a Missouri statute regulating
the performance of abortions. The United States Court of Appeals for the Eighth
Circuit struck down several provisions of the statute on the ground that they
violated this Court's decision in Roe v. Wade, 410 U.S. 113 (1973), and cases
following it. We noted probable jurisdiction, 488 U.S. 1003 (1989), and now
reverse. [492 U.S. 490, 500]
I
In June 1986, the Governor of Missouri signed into law
Missouri Senate Committee Substitute for House Bill No. 1596 (hereinafter Act or
statute), which amended existing state law concerning unborn children and
abortions.1 [492 U.S. 490, 501] The
Act consisted of 20 provisions, 5 of which are now before the Court. The first
provision, or preamble, contains "findings" by the state legislature that "[t]he
life of each human being begins at conception," and that "unborn children have
protectable interests in life, health, and well-being." Mo. Rev. Stat.
1.205.1(1), (2) (1986). The Act further requires that all Missouri laws be
interpreted to provide unborn children with the same rights enjoyed by other
persons, subject to the Federal Constitution and this Court's precedents.
1.205.2. Among its other provisions, the Act requires that, prior to performing
an abortion on any woman whom a physician has reason to believe is 20 or more
weeks pregnant, the physician ascertain whether the fetus is viable by
performing "such medical examinations and tests as are necessary to make a
finding of the gestational age, weight, and lung maturity of the unborn child."
188.029. The Act also prohibits the use of public employees and facilities to
perform or assist abortions not necessary to save the mother's life, and it
prohibits the use of public funds, employees, or facilities for the purpose of
"encouraging or counseling" a woman to have an abortion not necessary to save
her life. 188.205, 188.210, 188.215.
In July 1986, five health professionals employed by the State and two
nonprofit corporations brought this class action in the United States District
Court for the Western District of Missouri to challenge the constitutionality of
the Missouri statute. Plaintiffs, appellees in this Court, sought declaratory
and injunctive relief on the ground that certain statutory provisions violated
the First, Fourth, Ninth, and Fourteenth Amendments to the Federal Constitution.
App. A9. They asserted violations of various rights, including the "privacy
[492 U.S. 490, 502]
rights of pregnant women seeking abortions"; the "woman's right to an abortion";
the "righ[t] to privacy in the physician-patient relationship"; the physician's
"righ[t] to practice medicine"; the pregnant woman's "right to life due to
inherent risks involved in childbirth"; and the woman's right to "receive . . .
adequate medical advice and treatment" concerning abortions. Id., at A17-A19.
Plaintiffs filed this suit "on their own behalf and on behalf of the entire
class consisting of facilities and Missouri licensed physicians or other health
care professionals offering abortion services or pregnancy counseling and on
behalf of the entire class of pregnant females seeking abortion services or
pregnancy counseling within the State of Missouri." Id., at A13. The two
nonprofit corporations are Reproductive Health Services, which offers family
planning and gynecological services to the public, including abortion services
up to 22 weeks "gestational age,"2 and Planned Parenthood of Kansas City, which provides abortion
services up to 14 weeks gestational age. Id., at A9-A10. The individual
plaintiffs are three physicians, one nurse, and a social worker. All are "public
employees" at "public facilities" in Missouri, and they are paid for their
services with "public funds," as those terms are defined by 188.200. The
individual plaintiffs, within the scope of their public employment, encourage
and counsel pregnant women to have nontherapeutic abortions. Two of the
physicians perform abortions. App. A54-A55.
Several weeks after the complaint was filed, the District Court temporarily
restrained enforcement of several provisions of the Act. Following a 3-day trial
in December 1986, the District Court declared seven provisions of the Act
unconstitutional and enjoined their enforcement. 662 F. Supp. 407 (WD Mo. 1987).
These provisions included the preamble, 1.205; the "informed consent" provision,
which required [492 U.S. 490, 503] physicians to inform the pregnant
woman of certain facts before performing an abortion, 188.039; the requirement
that post-16-week abortions be performed only in hospitals, 188.025; the
mandated tests to determine viability, 188.029; and the prohibition on the use
of public funds, employees, and facilities to perform or assist nontherapeutic
abortions, and the restrictions on the use of public funds, employees, and
facilities to encourage or counsel women to have such abortions, 188.205,
188.210, 188.215. Id., at 430.
The Court of Appeals for the Eighth Circuit affirmed, with one exception not
relevant to this appeal. 851 F.2d 1071 (1988). The Court of Appeals determined
that Missouri's declaration that life begins at conception was "simply an
impermissible state adoption of a theory of when life begins to justify its
abortion regulations." Id., at 1076. Relying on Colautti v. Franklin, 439 U.S.
379, 388-389 (1979), it further held that the requirement that physicians
perform viability tests was an unconstitutional legislative intrusion on a
matter of medical skill and judgment. 851 F.2d, at 1074-1075. The Court of
Appeals invalidated Missouri's prohibition on the use of public facilities and
employees to perform or assist abortions not necessary to save the mother's
life. Id., at 1081-1083. It distinguished our decisions in Harris v. McRae, 448
U.S. 297 (1980), and Maher v. Roe, 432 U.S. 464 (1977), on the ground that
"`[t]here is a fundamental difference between providing direct funding to effect
the abortion decision and allowing staff physicians to perform abortions at an
existing publicly owned hospital.'" 851 F.2d, at 1081, quoting Nyberg v. City of
Virginia, 667 F.2d 754, 758 (CA8 1982), appeal dism'd, 462 U.S. 1125 (1983). The
Court of Appeals struck down the provision prohibiting the use of public funds
for "encouraging or counseling" women to have nontherapeutic abortions, for the
reason that this provision was both overly vague and inconsistent with the right
to an abortion enunciated in Roe v. Wade. 851 F.2d, at 1077-1080. The court also
invalidated the hospitalization [492 U.S. 490,
504]
requirement for 16-week abortions, id., at 1073-1074, and the prohibition on the
use of public employees and facilities for abortion counseling, id., at
1077-1080, but the State has not appealed those parts of the judgment below. See
Juris. Statement I-II.3
II
Decision of this case requires us to address four sections of
the Missouri Act: (a) the preamble; (b) the prohibition on the use of public
facilities or employees to perform abortions; (c) the prohibition on public
funding of abortion counseling; and (d) the requirement that physicians conduct
viability tests prior to performing abortions. We address these seriatim.
A
The Act's preamble, as noted, sets forth "findings" by the
Missouri Legislature that "[t]he life of each human being begins at conception,"
and that "[u]nborn children have protectable interests in life, health, and
well-being." Mo. Rev. Stat. 1.205.1(1), (2) (1986). The Act then mandates that
state laws be interpreted to provide unborn children with "all the rights,
privileges, and immunities available to other persons, citizens, and residents
of this state," subject to the Constitution and this Court's precedents.
1.205.2.4 In invalidating [492 U.S. 490, 505] the preamble, the Court of Appeals
relied on this Court's dictum that "`a State may not adopt one theory of when
life begins to justify its regulation of abortions.'" 851 F.2d, at 1075-1076,
quoting Akron v. Akron Center for Reproductive Health, Inc., 462 U.S. 416, 444
(1983), in turn citing Roe v. Wade, 410 U.S., at 159-162. It rejected Missouri's
claim that the preamble was "abortion-neutral," and "merely determine[d] when
life begins in a nonabortion context, a traditional state prerogative." 851
F.2d, at 1076. The court thought that "[t]he only plausible inference" from the
fact that "every remaining section of the bill save one regulates the
performance of abortions" was that "the state intended its abortion regulations
to be understood against the backdrop of its theory of life." Ibid.5
The State contends that the preamble itself is precatory and imposes no
substantive restrictions on abortions, and that appellees therefore do not have
standing to challenge it. Brief for Appellants 21-24. Appellees, on the other
hand, insist that the preamble is an operative part of the Act intended to guide
the interpretation of other provisions of the Act. Brief for Appellees 19-23.
They maintain, for example, that the preamble's definition of life may prevent
physicians [492 U.S. 490, 506] in public
hospitals from dispensing certain forms of contraceptives, such as the
intrauterine device. Id., at 22.
In our view, the Court of Appeals misconceived the meaning of the Akron
dictum, which was only that a State could not "justify" an abortion regulation
otherwise invalid under Roe v. Wade on the ground that it embodied the State's
view about when life begins. Certainly the preamble does not by its terms
regulate abortion or any other aspect of appellees' medical practice. The Court
has emphasized that Roe v. Wade "implies no limitation on the authority of a
State to make a value judgment favoring childbirth over abortion." Maher v. Roe,
432 U.S., at 474. The preamble can be read simply to express that sort of value
judgment.
We think the extent to which the preamble's language might be used to
interpret other state statutes or regulations is something that only the courts
of Missouri can definitively decide. State law has offered protections to unborn
children in tort and probate law, see Roe v. Wade, supra, at 161-162, and
1.205.2 can be interpreted to do no more than that. What we have, then, is much
the same situation that the Court confronted in Alabama State Federation of
Labor v. McAdory, 325 U.S. 450 (1945). As in that case:
"We are thus invited to pass upon the constitutional validity of a state
statute which has not yet been applied or threatened to be applied by the
state courts to petitioners or others in the manner anticipated. Lacking any
authoritative construction of the statute by the state courts, without which
no constitutional question arises, and lacking the authority to give such a
controlling construction ourselves, and with a record which presents no
concrete set of facts to which the statute is to be applied, the case is
plainly not one to be disposed of by the declaratory judgment procedure."
Id., at 460.
It will be time enough for federal courts to address the meaning of the
preamble should it be applied to restrict the activities of appellees in some
concrete way. Until then, this [492 U.S. 490,
507] Court "is not empowered to decide . . . abstract propositions, or to
declare, for the government of future cases, principles or rules of law which
cannot affect the result as to the thing in issue in the case before it." Tyler
v. Judges of Court of Registration, 179 U.S. 405, 409 (1900). See also Valley
Forge Christian College v. Americans United for Separation of Church & State,
Inc., 454 U.S. 464, 473 (1982).6
We therefore need not pass on the constitutionality of the Act's preamble.
B
Section 188.210 provides that "[i]t shall be unlawful for any
public employee within the scope of his employment to perform or assist an
abortion, not necessary to save the life of the mother," while 188.215 makes it
"unlawful for any public facility to be used for the purpose of performing or
assisting an abortion not necessary to save the life of the mother."7 The Court of Appeals held that these provisions contravened
this Court's abortion decisions. 851 F.2d, at 1082-1083. We take the contrary
view.
As we said earlier this Term in DeShaney v. Winnebago County Dept. of Social
Services, 489 U.S. 189, 196 (1989): "[O]ur cases have recognized that the Due
Process Clauses generally confer no affirmative right to governmental aid, even
where such aid may be necessary to secure life, liberty, or property interests
of which the government itself may not deprive the individual." In Maher v. Roe,
supra, the Court upheld a Connecticut welfare regulation under which Medicaid
recipients received payments for medical services related
[492 U.S. 490, 508] to childbirth, but not for nontherapeutic abortions.
The Court rejected the claim that this unequal subsidization of childbirth and
abortion was impermissible under Roe v. Wade. As the Court put it:
"The Connecticut regulation before us is different in kind from the laws
invalidated in our previous abortion decisions. The Connecticut regulation
places no obstacles - absolute or otherwise - in the pregnant woman's path
to an abortion. An indigent woman who desires an abortion suffers no
disadvantage as a consequence of Connecticut's decision to fund childbirth;
she continues as before to be dependent on private sources for the service
she desires. The State may have made childbirth a more attractive
alternative, thereby influencing the woman's decision, but it has imposed no
restriction on access to abortions that was not already there. The indigency
that may make it difficult - and in some cases, perhaps, impossible - for
some women to have abortions is neither created nor in any way affected by
the Connecticut regulation." 432 U.S., at 474.
Relying on Maher, the Court in Poelker v. Doe, 432 U.S. 519, 521 (1977), held
that the city of St. Louis committed "no constitutional violation . . . in
electing, as a policy choice, to provide publicly financed hospital services for
childbirth without providing corresponding services for nontherapeutic
abortions."
More recently, in Harris v. McRae, 448 U.S. 297 (1980), the Court upheld "the
most restrictive version of the Hyde Amendment," id., at 325, n. 27, which
withheld from States federal funds under the Medicaid program to reimburse the
costs of abortions, "`except where the life of the mother would be endangered if
the fetus were carried to term.'" Ibid. (quoting Pub. L. 94-439, 209, 90 Stat.
1434). As in Maher and Poelker, the Court required only a showing that Congress'
authorization of "reimbursement for medically necessary services generally, but
not for certain medically necessary [492 U.S.
490, 509]
abortions" was rationally related to the legitimate governmental goal of
encouraging childbirth. 448 U.S., at 325.
The Court of Appeals distinguished these cases on the ground that "[t]o
prevent access to a public facility does more than demonstrate a political
choice in favor of childbirth; it clearly narrows and in some cases forecloses
the availability of abortion to women." 851 F.2d, at 1081. The court reasoned
that the ban on the use of public facilities "could prevent a woman's chosen
doctor from performing an abortion because of his unprivileged status at other
hospitals or because a private hospital adopted a similar anti-abortion stance."
Ibid. It also thought that "[s]uch a rule could increase the cost of obtaining
an abortion and delay the timing of it as well." Ibid.
We think that this analysis is much like that which we rejected in Maher,
Poelker, and McRae. As in those cases, the State's decision here to use public
facilities and staff to encourage childbirth over abortion "places no
governmental obstacle in the path of a woman who chooses to terminate her
pregnancy." McRae, 448 U.S., at 315. Just as Congress' refusal to fund abortions
in McRae left "an indigent woman with at least the same range of choice in
deciding whether to obtain a medically necessary abortion as she would have had
if Congress had chosen to subsidize no health care costs at all," id., at 317,
Missouri's refusal to allow public employees to perform abortions in public
hospitals leaves a pregnant woman with the same choices as if the State had
chosen not to operate any public hospitals at all. The challenged provisions
only restrict a woman's ability to obtain an abortion to the extent that she
chooses to use a physician affiliated with a public hospital. This circumstance
is more easily remedied, and thus considerably less burdensome, than indigency,
which "may make it difficult - and in some cases, perhaps, impossible - for some
women to have abortions" without public funding. Maher, 432 U.S., at 474. Having
held that the State's refusal to fund abortions does not violate Roe v. Wade, it
strains logic to reach a contrary result for the use [492 U.S. 490, 510] of public facilities and employees.
If the State may "make a value judgment favoring childbirth over abortion and .
. . implement that judgment by the allocation of public funds," Maher, supra, at
474, surely it may do so through the allocation of other public resources, such
as hospitals and medical staff.
The Court of Appeals sought to distinguish our cases on the additional ground
that "[t]he evidence here showed that all of the public facility's costs in
providing abortion services are recouped when the patient pays." 851 F.2d, at
1083. Absent any expenditure of public funds, the court thought that Missouri
was "expressing" more than "its preference for childbirth over abortions," but
rather was creating an "obstacle to exercise of the right to choose an abortion
[that could not] stand absent a compelling state interest." Ibid. We disagree.
"Constitutional concerns are greatest," we said in Maher, supra, at 476,
"when the State attempts to impose its will by the force of law; the State's
power to encourage actions deemed to be in the public interest is
necessarily far broader." Nothing in the Constitution requires States to
enter or remain in the business of performing abortions. Nor, as appellees
suggest, do private physicians and their patients have some kind of
constitutional right of access to public facilities for the performance of
abortions. Brief for Appellees 46-47. Indeed, if the State does recoup all
of its costs in performing abortions, and no state subsidy, direct or
indirect, is available, it is difficult to see how any procreational choice
is burdened by the State's ban on the use of its facilities or employees for
performing abortions.8 [492 U.S. 490, 511]
Maher, Poelker, and McRae all support the view that the State need not commit
any resources to facilitating abortions, even if it can turn a profit by doing
so. In Poelker, the suit was filed by an indigent who could not afford to pay
for an abortion, but the ban on the performance of nontherapeutic abortions in
city-owned hospitals applied whether or not the pregnant woman could pay. 432
U.S., at 520; id., at 524 (BRENNAN, J., dissenting).9 The Court emphasized that the mayor's decision to prohibit
abortions in city hospitals was "subject to public debate and approval or
disapproval at the polls," and that "the Constitution does not forbid a State or
city, pursuant to democratic processes, from expressing a preference for normal
childbirth as St. Louis has done." Id., at 521. Thus we uphold the Act's
restrictions on the use of public employees and facilities for the performance
or assistance of nontherapeutic abortions.
C
The Missouri Act contains three provisions relating to
"encouraging or counseling a woman to have an abortion not necessary to save her
life." Section 188.205 states that no public funds can be used for this purpose;
188.210 states that public employees cannot, within the scope of their
employment, engage in such speech; and 188.215 forbids such speech in public
facilities. The Court of Appeals did not consider 188.205 separately from
188.210 and 188.215. It held that all three of these provisions were
unconstitutionally vague, and that "the ban on using public funds, employees,
and facilities to encourage or counsel a woman to have an abortion is an
unacceptable infringement of the woman's fourteenth amendment right to choose an
abortion after receiving [492 U.S. 490, 512]
the medical information necessary to exercise the right knowingly and
intelligently." 851 F.2d, at 1079.10
Missouri has chosen only to appeal the Court of Appeals' invalidation of the
public funding provision, 188.205. See Juris. Statement I-II. A threshold
question is whether this provision reaches primary conduct, or whether it is
simply an instruction to the State's fiscal officers not to allocate funds for
abortion counseling. We accept, for purposes of decision, the State's claim that
188.205 "is not directed at the conduct of any physician or health care
provider, private or public," but "is directed solely at those persons
responsible for expending public funds." Brief for Appellants 43.11
Appellees contend that they are not "adversely" affected under the State's
interpretation of 188.205, and therefore that there is no longer a case or
controversy before us on this question. Brief for Appellees 31-32. Plaintiffs
are masters of their complaints and remain so at the appellate stage of a
litigation. See Caterpillar Inc. v. Williams, 482 U.S. 386, 398-399 (1987). A
majority of the Court agrees with appellees that the controversy over 188.205 is
now moot, because appellees' argument amounts to a decision to no longer seek a
declaratory judgment that 188.205 is unconstitutional and accompanying
declarative relief. See Deakins v. Monaghan, 484 U.S. 193, 199-201 (1988);
United States v. Munsingwear, Inc., 340 U.S. 36, 39-40 (1950). We accordingly
direct the Court of Appeals to vacate the judgment of the District Court
[492 U.S. 490, 513] with instructions to dismiss the relevant part of the
complaint. Deakins, 484 U.S., at 200. "Because this [dispute] was rendered moot
in part by [appellees'] willingness permanently to withdraw their equitable
claims from their federal action, a dismissal with prejudice is indicated."
Ibid.
D
Section 188.029 of the Missouri Act provides:
"Before a physician performs an abortion on a woman he has reason to
believe is carrying an unborn child of twenty or more weeks gestational age,
the physician shall first determine if the unborn child is viable by using
and exercising that degree of care, skill, and proficiency commonly
exercised by the ordinarily skillful, careful, and prudent physician engaged
in similar practice under the same or similar conditions. In making this
determination of viability, the physician shall perform or cause to be
performed such medical examinations and tests as are necessary to make a
finding of the gestational age, weight, and lung maturity of the unborn
child and shall enter such findings and determination of viability in the
medical record of the mother."12
As with the preamble, the parties disagree over the meaning of this statutory
provision. The State emphasizes the language of the first sentence, which speaks
in terms of the physician's determination of viability being made by the
standards of ordinary skill in the medical profession. Brief for Appellants
32-35. Appellees stress the language of the second sentence, which prescribes
such "tests as are necessary" to make a finding of gestational age, fetal
weight, and lung maturity. Brief for Appellees 26-30. [492 U.S. 490, 514]
The Court of Appeals read 188.029 as requiring that after 20 weeks "doctors
must perform tests to find gestational age, fetal weight and lung maturity." 851
F.2d, at 1075, n. 5. The court indicated that the tests needed to determine
fetal weight at 20 weeks are "unreliable and inaccurate" and would add $125 to
$250 to the cost of an abortion. Ibid. It also stated that "amniocentesis, the
only method available to determine lung maturity, is contrary to accepted
medical practice until 28-30 weeks of gestation, expensive, and imposes
significant health risks for both the pregnant woman and the fetus." Ibid.
We must first determine the meaning of 188.029 under Missouri law. Our usual
practice is to defer to the lower court's construction of a state statute, but
we believe the Court of Appeals has "fallen into plain error" in this case.
Frisby v. Schultz, 487 U.S. 474, 483 (1988); see Brockett v. Spokane Arcades,
Inc., 472 U.S. 491, 500, n. 9 (1985). "`In expounding a statute, we must not be
guided by a single sentence or member of a sentence, but look to the provisions
of the whole law, and to its object and policy.'" Philbrook v. Glodgett, 421
U.S. 707, 713 (1975), quoting United States v. Heirs of Boisdore, 8 How. 113,
122 (1849). See Chemehuevi Tribe of Indians v. FPC, 420 U.S. 395, 402-403
(1975); Kokoszka v. Belford, 417 U.S. 642, 650 (1974). The Court of Appeals'
interpretation also runs "afoul of the well-established principle that statutes
will be interpreted to avoid constitutional difficulties." Frisby, supra, at
483.
We think the viability-testing provision makes sense only if the second
sentence is read to require only those tests that are useful to making
subsidiary findings as to viability. If we construe this provision to require a
physician to perform those tests needed to make the three specified findings in
all circumstances, including when the physician's reasonable professional
judgment indicates that the tests would be irrelevant to determining viability
or even dangerous to the mother and the fetus, the second sentence of 188.029
would [492 U.S. 490, 515]
conflict with the first sentence's requirement that a physician apply his
reasonable professional skill and judgment. It would also be incongruous to read
this provision, especially the word "necessary,"13 to require the performance of tests irrelevant to the
expressed statutory purpose of determining viability. It thus seems clear to us
that the Court of Appeals' construction of 188.029 violates well-accepted canons
of statutory interpretation used in the Missouri courts, see State ex rel. Stern
Brothers & Co. v. Stilley, 337 S. W. 2d 934, 939 (Mo. 1960) ("The basic rule of
statutory construction is to first seek the legislative intention, and to
effectuate it if possible, and the law favors constructions which harmonize with
reason, and which tend to avoid unjust, absurd, unreasonable or confiscatory
results, or oppression"); Bell v. Mid-Century Ins. Co., 750 S. W. 2d 708, 710
(Mo. App. 1988) ("Interpreting the phrase literally would produce an absurd
result, which the Legislature is strongly presumed not to have intended"), which
JUSTICE BLACKMUN ignores. Post, at 545-546.
The viability-testing provision of the Missouri Act is concerned with
promoting the State's interest in potential human life rather than in maternal
health. Section 188.029 creates what is essentially a presumption of viability
at 20 weeks, which the physician must rebut with tests indicating that the fetus
is not viable prior to performing an abortion. It also directs the physician's
determination as to viability by specifying consideration, if feasible, of
gestational age, fetal weight, and lung capacity. The District Court found that
"the medical evidence is uncontradicted that a 20-week fetus is not viable," and
that "23 1/2 to 24 weeks gestation is the earliest point in pregnancy where a
reasonable possibility of viability [492 U.S. 490, 516] exists." 662 F. Supp., at 420. But it
also found that there may be a 4-week error in estimating gestational age, id.,
at 421, which supports testing at 20 weeks.
In Roe v. Wade, the Court recognized that the State has "important and
legitimate" interests in protecting maternal health and in the potentiality of
human life. 410 U.S., at 162. During the second trimester, the State "may, if it
chooses, regulate the abortion procedure in ways that are reasonably related to
maternal health." Id., at 164. After viability, when the State's interest in
potential human life was held to become compelling, the State "may, if it
chooses, regulate, and even proscribe, abortion except where it is necessary, in
appropriate medical judgment, for the preservation of the life or health of the
mother." Id., at 165.14
In Colautti v. Franklin, 439 U.S. 379 (1979), upon which appellees rely, the
Court held that a Pennsylvania statute regulating the standard of care to be
used by a physician performing an abortion of a possibly viable fetus was void
for vagueness. Id., at 390-401. But in the course of reaching that conclusion,
the Court reaffirmed its earlier statement in Planned Parenthood of Central Mo.
v. Danforth, 428 U.S. 52, 64 (1976), that "`the determination of whether a
particular [492 U.S. 490, 517] fetus is viable is, and must be, a
matter for the judgment of the responsible attending physician.'" 439 U.S., at
396. JUSTICE BLACKMUN, post, at 545, n. 6, ignores the statement in Colautti
that "neither the legislature nor the courts may proclaim one of the elements
entering into the ascertainment of viability - be it weeks of gestation or fetal
weight or any other single factor - as the determinant of when the State has a
compelling interest in the life or health of the fetus." 439 U.S., at 388-389.
To the extent that 188.029 regulates the method for determining viability, it
undoubtedly does superimpose state regulation on the medical determination
whether a particular fetus is viable. The Court of Appeals and the District
Court thought it unconstitutional for this reason. 851 F.2d, at 1074-1075; 662
F. Supp., at 423. To the extent that the viability tests increase the cost of
what are in fact second-trimester abortions, their validity may also be
questioned under Akron, 462 U.S., at 434-435, where the Court held that a
requirement that second-trimester abortions must be performed in hospitals was
invalid because it substantially increased the expense of those procedures.
We think that the doubt cast upon the Missouri statute by these cases is not
so much a flaw in the statute as it is a reflection of the fact that the rigid
trimester analysis of the course of a pregnancy enunciated in Roe has resulted
in subsequent cases like Colautti and Akron making constitutional law in this
area a virtual Procrustean bed. Statutes specifying elements of informed consent
to be provided abortion patients, for example, were invalidated if they were
thought to "structur[e] . . . the dialogue between the woman and her physician."
Thornburgh v. American College of Obstetricians and Gynecologists, 476 U.S. 747,
763 (1986). As the dissenters in Thornburgh pointed out, such a statute would
have been sustained under any traditional standard of judicial review, id., at
802 (WHITE, J., dissenting), or for any other surgical procedure except
abortion. Id., at 783 (Burger, C. J., dissenting).
[492 U.S. 490, 518]
Stare decisis is a cornerstone of our legal system, but it has less power in
constitutional cases, where, save for constitutional amendments, this Court is
the only body able to make needed changes. See United States v. Scott, 437 U.S.
82, 101 (1978). We have not refrained from reconsideration of a prior
construction of the Constitution that has proved "unsound in principle and
unworkable in practice." Garcia v. San Antonio Metropolitan Transit Authority,
469 U.S. 528, 546 (1985); see Solorio v. United States, 483 U.S. 435, 448-450
(1987); Erie R. Co. v. Tompkins, 304 U.S. 64, 74-78 (1938). We think the Roe
trimester framework falls into that category.
In the first place, the rigid Roe framework is hardly consistent with the
notion of a Constitution cast in general terms, as ours is, and usually speaking
in general principles, as ours does. The key elements of the Roe framework -
trimesters and viability - are not found in the text of the Constitution or in
any place else one would expect to find a constitutional principle. Since the
bounds of the inquiry are essentially indeterminate, the result has been a web
of legal rules that have become increasingly intricate, resembling a code of
regulations rather than a body of constitutional doctrine.15 As JUSTICE WHITE has put it, the trimester
framework [492 U.S. 490, 519]
has left this Court to serve as the country's "ex officio medical board with
powers to approve or disapprove medical and operative practices and standards
throughout the United States." Planned Parenthood of Central Mo. v. Danforth,
428 U.S., at 99 (opinion concurring in part and dissenting in part). Cf. Garcia,
supra, at 547.
In the second place, we do not see why the State's interest in protecting
potential human life should come into existence only at the point of viability,
and that there should therefore be a rigid line allowing state regulation after
viability but prohibiting it before viability. The dissenters in Thornburgh,
writing in the context of the Roe trimester analysis, would have recognized this
fact by positing against the "fundamental right" recognized in Roe the State's
"compelling interest" in protecting potential human life throughout pregnancy.
"[T]he State's interest, if compelling after viability, is equally compelling
before viability." Thornburgh, 476 U.S., at 795 (WHITE, J., dissenting); see
id., at 828 (O'CONNOR, J., dissenting) ("State has compelling interests in
ensuring maternal health and in protecting potential human life, and these
interests exist `throughout pregnancy'") (citation omitted).
The tests that 188.029 requires the physician to perform are designed to
determine viability. The State here has chosen viability as the point at which
its interest in potential human life must be safeguarded. See Mo. Rev. Stat.
188.030 (1986) ("No abortion of a viable unborn child shall be performed unless
necessary to preserve the life or health of the woman"). It is true that the
tests in question increase the expense of abortion, and regulate the discretion
of the physician in determining the viability of the fetus. Since the tests will
undoubtedly show in many cases that the fetus is not viable, the tests will have
been performed for what were in fact second-trimester abortions. But we are
satisfied that the requirement of these tests permissibly furthers [492 U.S. 490, 520] the State's interest in
protecting potential human life, and we therefore believe 188.029 to be
constitutional.
JUSTICE BLACKMUN takes us to task for our failure to join in a "great issues"
debate as to whether the Constitution includes an "unenumerated" general right
to privacy as recognized in cases such as Griswold v. Connecticut, 381 U.S. 479
(1965), and Roe. But Griswold v. Connecticut, unlike Roe, did not purport to
adopt a whole framework, complete with detailed rules and distinctions, to
govern the cases in which the asserted liberty interest would apply. As such, it
was far different from the opinion, if not the holding, of Roe v. Wade, which
sought to establish a constitutional framework for judging state regulation of
abortion during the entire term of pregnancy. That framework sought to deal with
areas of medical practice traditionally subject to state regulation, and it
sought to balance once and for all by reference only to the calendar the claims
of the State to protect the fetus as a form of human life against the claims of
a woman to decide for herself whether or not to abort a fetus she was carrying.
The experience of the Court in applying Roe v. Wade in later cases, see supra,
at 518, n. 15, suggests to us that there is wisdom in not unnecessarily
attempting to elaborate the abstract differences between a "fundamental right"
to abortion, as the Court described it in Akron, 462 U.S. at 420, n. 1, a
"limited fundamental constitutional right," which JUSTICE BLACKMUN today treats
Roe as having established, post, at 555, or a liberty interest protected by the
Due Process Clause, which we believe it to be. The Missouri testing requirement
here is reasonably designed to ensure that abortions are not performed where the
fetus is viable - an end which all concede is legitimate - and that is
sufficient to sustain its constitutionality.
JUSTICE BLACKMUN also accuses us, inter alia, of cowardice and illegitimacy
in dealing with "the most politically divisive domestic legal issue of our
time." Post, at 559. There is [492 U.S. 490, 521]
no doubt that our holding today will allow some governmental regulation of
abortion that would have been prohibited under the language of cases such as
Colautti v. Franklin, 439 U.S. 379 (1979), and Akron v. Akron Center for
Reproductive Health, Inc., supra. But the goal of constitutional adjudication is
surely not to remove inexorably "politically divisive" issues from the ambit of
the legislative process, whereby the people through their elected
representatives deal with matters of concern to them. The goal of constitutional
adjudication is to hold true the balance between that which the Constitution
puts beyond the reach of the democratic process and that which it does not. We
think we have done that today. JUSTICE BLACKMUN'S suggestion, post, at 538,
557-558, that legislative bodies, in a Nation where more than half of our
population is women, will treat our decision today as an invitation to enact
abortion regulation reminiscent of the Dark Ages not only misreads our views but
does scant justice to those who serve in such bodies and the people who elect
them.
III
Both appellants and the United States as amicus curiae have
urged that we overrule our decision in Roe v. Wade. Brief for Appellants 12-18;
Brief for United States as Amicus Curiae 8-24. The facts of the present case,
however, differ from those at issue in Roe. Here, Missouri has determined that
viability is the point at which its interest in potential human life must be
safeguarded. In Roe, on the other hand, the Texas statute criminalized the
performance of all abortions, except when the mother's life was at stake. 410
U.S., at 117-118. This case therefore affords us no occasion to revisit the
holding of Roe, which was that the Texas statute unconstitutionally infringed
the right to an abortion derived from the Due Process Clause, id., at 164, and
we leave it undisturbed. To the extent indicated in our opinion, we would modify
and narrow Roe and succeeding cases. [492 U.S. 490, 522]
Because none of the challenged provisions of the Missouri Act properly before
us conflict with the Constitution, the judgment of the Court of Appeals is
Reversed.
Footnotes
[Footnote 1] After Roe v. Wade, the State
of Missouri's then-existing abortion regulations, see Mo. Rev. Stat. 559.100,
542.380, and 563.300 (1969), were declared unconstitutional by a three-judge
federal court. This Court summarily affirmed that judgment. Danforth v. Rodgers,
414 U.S. 1035 (1973). Those statutes, like the Texas statute at issue in Roe,
made it a crime to perform an abortion except when the mother's life was at
stake. 410 U.S., at 117-118, and n. 2.
In June 1974, the State enacted House Committee Substitute for House Bill No.
1211, which imposed new regulations on abortions during all stages of pregnancy.
Among other things, the 1974 Act defined "viability," 2(2); required the written
consent of the woman prior to an abortion during the first 12 weeks of
pregnancy, 3(2); required the written consent of the woman's spouse prior to an
elective abortion during the first 12 weeks of pregnancy, 3(3); required the
written consent of one parent if the woman was under 18 and unmarried prior to
an elective abortion during the first 12 weeks of pregnancy, 3(4); required a
physician performing an abortion to exercise professional care to "preserve the
life and health of the fetus" regardless of the stage of pregnancy and, if he
should fail that duty, deemed him guilty of manslaughter and made him liable for
damages, 6(1); prohibited the use of saline amniocentesis, as a method of
abortion, after the first 12 weeks of pregnancy, 9; and required certain
record-keeping for health facilities and physicians performing abortions, 10,
11. In Planned Parenthood of Central Mo. v. Danforth, 428 U.S. 52 (1976), the
Court upheld the definition of viability, id., at 63-65, the consent provision
in 3(2), id., at 65-67, and the recordkeeping requirements. Id., at 79-81. It
struck down the spousal consent provision, id., at 67-72, the parental consent
provision, id., at 72-75, the prohibition on abortions by amniocentesis, id., at
75-79, and the requirement that physicians exercise professional care to
preserve the life of the fetus regardless of the stage of pregnancy. Id., at
81-84.
In 1979, Missouri passed legislation that, inter alia, required abortions
after 12 weeks to be performed in a hospital, Mo. Rev. Stat. 188.025 (Supp.
1979); required a pathology report for each abortion performed, 188.047;
required the presence of a second physician during abortions performed after
viability, 188.030.3; and required minors to secure parental
[492 U.S. 490, 501] consent or consent from the juvenile court for an
abortion, 188.028. In Planned Parenthood Assn. of Kansas City, Mo., Inc. v.
Ashcroft, 462 U.S. 476 (1983), the Court struck down the second-trimester
hospitalization requirement, id., at 481-482, but upheld the other provisions
described above. Id., at 494.
[Footnote 2] The Act defines "gestational
age" as the "length of pregnancy as measured from the first day of the woman's
last menstrual period." Mo. Rev. Stat. 188.015(4) (1986).
[Footnote 3] The State did not appeal the
District Court's invalidation of the Act's "informed consent" provision to the
Court of Appeals, 851 F.2d, at 1073, n. 2, and it is not before us.
[Footnote 4] Section 1.205 provides in
full:
"1. The general assembly of this state finds that:
"(1) The life of each human being begins at conception;
"(2) Unborn children have protectable interests in life, health, and
well-being;
"(3) The natural parents of unborn children have protectable interests in
the life, health, and well-being of their unborn child.
"2. Effective January 1, 1988, the laws of this state shall be interpreted
and construed to acknowledge on behalf of the unborn child at every stage of
development, all the rights, privileges, and immunities available to other
persons, citizens, and residents of this state, subject only to the
Constitution of the United States, and decisional interpretations thereof by
the [492 U.S. 490, 505]
United States Supreme Court and specific provisions to the contrary in the
statutes and constitution of this state.
"3. As used in this section, the term `unborn children' or `unborn child'
shall include all unborn child [sic] or children or the offspring of human
beings from the moment of conception until birth at every stage of
biological development.
"4. Nothing in this section shall be interpreted as creating a cause of
action against a woman for indirectly harming her unborn child by failing to
properly care for herself or by failing to follow any particular program of
prenatal care."
[Footnote 5] Judge Arnold dissented from
this part of the Court of Appeals' decision, arguing that Missouri's declaration
of when life begins should be upheld "insofar as it relates to subjects other
than abortion," such as "creating causes of action against persons other than
the mother" for wrongful death or extending the protection of the criminal law
to fetuses. 851 F.2d, at 1085 (opinion concurring in part and dissenting in
part).
[Footnote 6] Appellees also claim that the
legislature's preamble violates the Missouri Constitution. Brief for Appellees
23-26. But the considerations discussed in the text make it equally
inappropriate for a federal court to pass upon this claim before the state
courts have interpreted the statute.
[Footnote 7] The statute defines "public
employee" to mean "any person employed by this state or any agency or political
subdivision thereof." Mo. Rev. Stat. 188.200(1) (1986). "Public facility" is
defined as "any public institution, public facility, public equipment, or any
physical asset owned, leased, or controlled by this state or any agency or
political subdivisions thereof." 188.200(2).
[Footnote 8] A different analysis might
apply if a particular State had socialized medicine and all of its hospitals and
physicians were publicly funded. This case might also be different if the State
barred doctors who performed abortions in private facilities from the use of
public facilities for any purpose. See Harris v. McRae, 448 U.S. 297, 317, n. 19
(1980).
[Footnote 9] The suit in Poelker was
brought by the plaintiff "on her own behalf and on behalf of the entire class of
pregnant women residents of the City of St. Louis, Missouri, desiring to utilize
the personnel, facilities and services of the general public hospitals within
the City of St. Louis for the termination of pregnancies." Doe v. Poelker, 497
F.2d 1063, 1065 (CA8 1974).
[Footnote 10] In a separate opinion,
Judge Arnold argued that Missouri's prohibition violated the First Amendment
because it "sharply discriminate[s] between kinds of speech on the basis of
their viewpoint: a physician, for example, could discourage an abortion, or
counsel against it, while in a public facility, but he or she could not
encourage or counsel in favor of it." 851 F.2d, at 1085.
[Footnote 11] While the Court of Appeals
did not address this issue, the District Court thought that the definition of
"public funds" in Mo. Rev. Stat. 188.200 (1986) "certainly is broad enough to
make `encouraging or counseling' unlawful for anyone who is paid from" public
funds as defined in 188.200. 662 F. Supp. 407, 426 (WD Mo. 1987).
[Footnote 12] The Act's penalty
provision provides that "[a]ny person who contrary to the provisions of sections
188.010 to 188.085 knowingly performs . . . any abortion or knowingly fails to
perform any action required by [these] sections . . . shall be guilty of a class
A misdemeanor." Mo. Rev. Stat. 188.075 (1986).
[Footnote 13] See Black's Law Dictionary
928 (5th ed. 1979) ("Necessary. This word must be considered in the connection
in which it is used, as it is a word susceptible of various meanings. It may
import absolute physical necessity or inevitability, or it may import that which
is only convenient, useful, appropriate, suitable, proper, or conducive to the
end sought").
[Footnote 14] The Court's subsequent
cases have reflected this understanding. See Colautti v. Franklin, 439 U.S. 379,
386 (1979) (emphasis added) ("For both logical and biological reasons, we
indicated in [Roe] that the State's interest in the potential life of the fetus
reaches the compelling point at the stage of viability. Hence, prior to
viability, the State may not seek to further this interest by directly
restricting a woman's decision whether or not to terminate her pregnancy"); id.,
at 389 ("Viability is the critical point. And we have recognized no attempt to
stretch the point of viability one way or the other"); accord, Planned
Parenthood of Central Mo. v. Danforth, 428 U.S., at 61 (State regulation
designed to protect potential human life limited to period "subsequent to
viability"); Akron v. Akron Center for Reproductive Health, Inc., 462 U.S. 416,
428 (1983), quoting Roe v. Wade, 410 U.S., at 163 (emphasis added) (State's
interest in protecting potential human life "becomes compelling only at
viability, the point at which the fetus `has the capability of meaningful life
outside the mother's womb'").
[Footnote 15] For example, the Court has
held that a State may require that certain information be given to a woman by a
physician or his assistant, Akron v. Akron Center for Reproductive Health, Inc.,
462 U.S., at 448, but that it may not require that such information be furnished
to her only by the physician himself. Id., at 449. Likewise, a State may require
that abortions in the second trimester be performed in clinics, Simopoulos v.
Virginia, 462 U.S. 506 (1983), but it may not require that such abortions be
performed only in hospitals. Akron, supra, at 437-439. We do not think these
distinctions are of any constitutional import in view of our abandonment of the
trimester framework. JUSTICE BLACKMUN'S claim, post, at 539-541, n. 1, that the
State goes too far, even under Maher v. Roe, 432 U.S. 464 (1977); Poelker v.
Doe, 432 U.S. 519 (1977); and Harris v. McRae, 448 U.S. 297 (1980), by refusing
to permit the use of public facilities, as defined in Mo. Rev. Stat. 188.200
(1986), for the performance of abortions is another example of the fine
distinctions endemic in the Roe framework.
JUSTICE O'CONNOR, concurring in part and concurring in the judgment.
I concur in Parts I, II-A, II-B, and II-C of the Court's opinion.
I
Nothing in the record before us or the opinions below
indicates that subsections 1(1) and 1(2) of the preamble to Missouri's abortion
regulation statute will affect a woman's decision to have an abortion. JUSTICE
STEVENS, following appellees, see Brief for Appellees 22, suggests that the
preamble may also "interfer[e] with contraceptive choices," post, at 564,
because certain contraceptive devices act on a female ovum after it has been
fertilized by a male sperm. The Missouri Act defines "conception" as "the
fertilization of the ovum of a female by a sperm of a male," Mo. Rev. Stat.
188.015(3) (1986), and invests "unborn children" with "protectable interests in
life, health, and well-being," 1.205.1(2), from "the moment of conception . . .
." 1.205.3. JUSTICE STEVENS asserts that any possible interference with a
woman's right to use such postfertilization contraceptive devices would be
unconstitutional under Griswold v. Connecticut, 381 U.S. 479 (1965), and our
subsequent contraception cases. Post, at 564-566. Similarly, certain amici
suggest that the Missouri Act's preamble may prohibit the developing technology
of in vitro fertilization, a technique used to aid couples otherwise unable to
bear children in which a number of ova are removed from the woman and fertilized
by male sperm. This process often produces excess fertilized ova ("unborn
children" under the Missouri Act's definition) that are discarded rather than
reinserted into the woman's uterus. Brief for Association of Reproductive Health
Professionals [492 U.S. 490, 523] et al. as Amici Curiae 38. It may be
correct that the use of postfertilization contraceptive devices is
constitutionally protected by Griswold and its progeny, but, as with a woman's
abortion decision, nothing in the record or the opinions below indicates that
the preamble will affect a woman's decision to practice contraception. For that
matter, nothing in appellees' original complaint, App. 8-21, or their motion in
limine to limit testimony and evidence on their challenge to the preamble, id.,
at 57-59, indicates that appellees sought to enjoin potential violations of
Griswold. Neither is there any indication of the possibility that the preamble
might be applied to prohibit the performance of in vitro fertilization. I agree
with the Court, therefore, that all of these intimations of unconstitutionality
are simply too hypothetical to support the use of declaratory judgment
procedures and injunctive remedies in this case.
Similarly, it seems to me to follow directly from our previous decisions
concerning state or federal funding of abortions, Harris v. McRae, 448 U.S. 297
(1980), Maher v. Roe, 432 U.S. 464 (1977), and Poelker v. Doe, 432 U.S. 519
(1977), that appellees' facial challenge to the constitutionality of Missouri's
ban on the utilization of public facilities and the participation of public
employees in the performance of abortions not necessary to save the life of the
mother, Mo. Rev. Stat. 188.210, 188.215 (1986), cannot succeed. Given Missouri's
definition of "public facility" as "any public institution, public facility,
public equipment, or any physical asset owned, leased, or controlled by this
state or any agency or political subdivisions thereof," 188.200(2), there may be
conceivable applications of the ban on the use of public facilities that would
be unconstitutional. Appellees and amici suggest that the State could try to
enforce the ban against private hospitals using public water and sewage lines,
or against private hospitals leasing state-owned equipment or state land. See
Brief for Appellees 49-50; Brief for National Association of Public Hospitals as
Amicus Curiae [492 U.S. 490, 524] 9-12.
Whether some or all of these or other applications of 188.215 would be
constitutional need not be decided here. Maher, Poelker, and McRae stand for the
proposition that some quite straightforward applications of the Missouri ban on
the use of public facilities for performing abortions would be constitutional
and that is enough to defeat appellees' assertion that the ban is facially
unconstitutional. "A facial challenge to a legislative Act is, of course, the
most difficult challenge to mount successfully, since the challenger must
establish that no set of circumstances exists under which the Act would be
valid. The fact that the [relevant statute] might operate unconstitutionally
under some conceivable set of circumstances is insufficient to render it wholly
invalid, since we have not recognized an `overbreadth' doctrine outside the
limited context of the First Amendment." United States v. Salerno, 481 U.S. 739,
745 (1987).
I also agree with the Court that, under the interpretation of 188.205 urged
by the State and adopted by the Court, there is no longer a case or controversy
before us over the constitutionality of that provision. I would note, however,
that this interpretation of 188.205 is not binding on the Supreme Court of
Missouri which has the final word on the meaning of that State's statutes.
Virginia v. American Booksellers Assn., Inc., 484 U.S. 383, 395 (1988); O'Brien
v. Skinner, 414 U.S. 524, 531 (1974). Should it happen that 188.205, as
ultimately interpreted by the Missouri Supreme Court, does prohibit publicly
employed health professionals from giving specific medical advice to pregnant
women, "the vacation and dismissal of the complaint that has become moot `clears
the path for future relitigation of the issues between the parties,' should
subsequent events rekindle their controversy." Deakins v. Monaghan, 484 U.S.
193, 201, n. 5 (1988), quoting United States v. Munsingwear, Inc., 340 U.S. 36,
40 (1950). Unless such events make their appearance and give rise to
relitigation, I agree that we and all federal
[492 U.S. 490, 525]
courts are without jurisdiction to hear the merits of this moot dispute.
II
In its interpretation of Missouri's "determination of
viability" provision, Mo. Rev. Stat. 188.029 (1986), see ante, at 513-521, the
plurality has proceeded in a manner unnecessary to deciding the question at
hand. I agree with the plurality that it was plain error for the Court of
Appeals to interpret the second sentence of 188.029 as meaning that "doctors
must perform tests to find gestational age, fetal weight and lung maturity." 851
F.2d 1071, 1075, n. 5 (CA8 1988) (emphasis in original). When read together with
the first sentence of 188.029 - which requires a physician to "determine if the
unborn child is viable by using and exercising that degree of care, skill, and
proficiency commonly exercised by the ordinary skillful, careful, and prudent
physician engaged in similar practice under the same or similar conditions" - it
would be contradictory nonsense to read the second sentence as requiring a
physician to perform viability examinations and tests in situations where it
would be careless and imprudent to do so. The plurality is quite correct: "the
viability-testing provision makes sense only if the second sentence is read to
require only those tests that are useful to making subsidiary findings as to
viability," ante, at 514, and, I would add, only those examinations and tests
that it would not be imprudent or careless to perform in the particular medical
situation before the physician.
Unlike the plurality, I do not understand these viability testing
requirements to conflict with any of the Court's past decisions concerning state
regulation of abortion. Therefore, there is no necessity to accept the State's
invitation to reexamine the constitutional validity of Roe v. Wade, 410 U.S. 113
(1973). Where there is no need to decide a constitutional question, it is a
venerable principle of this Court's adjudicatory processes not to do so, for
"[t]he Court will not `anticipate a question of constitutional law in advance of
the [492 U.S. 490, 526] necessity of deciding it.'" Ashwander
v. TVA, 297 U.S. 288, 346 (1936) (Brandeis, J., concurring), quoting Liverpool,
New York & Philadelphia S. S. Co. v. Commissioners of Emigration, 113 U.S. 33,
39 (1885). Neither will it generally "formulate a rule of constitutional law
broader than is required by the precise facts to which it is to be applied." 297
U.S., at 347. Quite simply, "[i]t is not the habit of the court to decide
questions of a constitutional nature unless absolutely necessary to a decision
of the case." Burton v. United States, 196 U.S. 283, 295 (1905). The Court today
has accepted the State's every interpretation of its abortion statute and has
upheld, under our existing precedents, every provision of that statute which is
properly before us. Precisely for this reason reconsideration of Roe falls not
into any "good-cause exception" to this "fundamental rule of judicial restraint
. . . ." Three Affiliated Tribes of Fort Berthold Reservation v. Wold
Engineering, P. C., 467 U.S. 138, 157 (1984). See post, at 532-533 (SCALIA, J.,
concurring in part and concurring in judgment). When the constitutional
invalidity of a State's abortion statute actually turns on the constitutional
validity of Roe v. Wade, there will be time enough to reexamine Roe. And to do
so carefully.
In assessing 188.029 it is especially important to recognize that appellees
did not appeal the District Court's ruling that the first sentence of 188.029 is
constitutional. 662 F. Supp. 407, 420-422 (WD Mo. 1987). There is, accordingly,
no dispute between the parties before us over the constitutionality of the
"presumption of viability at 20 weeks," ante, at 515, created by the first
sentence of 188.029. If anything might arguably conflict with the Court's
previous decisions concerning the determination of viability, I would think it
is the introduction of this presumption. The plurality, see ante, at 515, refers
to a passage from Planned Parenthood of Central Mo. v. Danforth, 428 U.S. 52, 64
(1976): "The time when viability is achieved may vary with each pregnancy, and
the determination of whether a particular fetus is viable is, and must [492 U.S. 490, 527] be, a matter for the judgment of the
responsible attending physician." The 20-week presumption of viability in the
first sentence of 188.029, it could be argued (though, I would think,
unsuccessfully), restricts "the judgment of the responsible attending
physician," by imposing on that physician the burden of overcoming the
presumption. This presumption may be a "superimpos[ition] [of] state regulation
on the medical determination whether a particular fetus is viable," ante, at
517, but, if so, it is a restriction on the physician's judgment that is not
before us. As the plurality properly interprets the second sentence of 188.029,
it does nothing more than delineate means by which the unchallenged 20-week
presumption of viability may be overcome if those means are useful in doing so
and can be prudently employed. Contrary to the plurality's suggestion, see ante,
at 517, the District Court did not think the second sentence of 188.029
unconstitutional for this reason. Rather, both the District Court and the Court
of Appeals thought the second sentence to be unconstitutional precisely because
they interpreted that sentence to impose state regulation on the determination
of viability that it does not impose.
Appellees suggest that the interpretation of 188.029 urged by the State may
"virtually eliminat[e] the constitutional issue in this case." Brief for
Appellees 30. Appellees therefore propose that we should abstain from deciding
that provision's constitutionality "in order to allow the state courts to render
the saving construction the State has proposed." Ibid. Where the lower court has
so clearly fallen into error I do not think abstention is necessary or prudent.
Accordingly, I consider the constitutionality of the second sentence of 188.029,
as interpreted by the State, to determine whether the constitutional issue is
actually eliminated.
I do not think the second sentence of 188.029, as interpreted by the Court,
imposes a degree of state regulation on the medical determination of viability
that in any way conflicts with prior decisions of this Court. As the plurality [492 U.S. 490, 528] recognizes, the requirement that,
where not imprudent, physicians perform examinations and tests useful to making
subsidiary findings to determine viability "promot[es] the State's interest in
potential human life rather than in maternal health." Ante, at 515. No decision
of this Court has held that the State may not directly promote its interest in
potential life when viability is possible. Quite the contrary. In Thornburgh v.
American College of Obstetricians and Gynecologists, 476 U.S. 747 (1986), the
Court considered a constitutional challenge to a Pennsylvania statute requiring
that a second physician be present during an abortion performed "when viability
is possible." Id., at 769-770. For guidance, the Court looked to the earlier
decision in Planned Parenthood Assn. of Kansas City, Mo., Inc. v. Ashcroft, 462
U.S. 476 (1983), upholding a Missouri statute requiring the presence of a second
physician during an abortion performed after viability. Id., at 482-486 (opinion
of Powell, J.); id., at 505 (O'CONNOR, J., concurring in judgment in part and
dissenting in part). The Thornburgh majority struck down the Pennsylvania
statute merely because the statute had no exception for emergency situations and
not because it found a constitutional difference between the State's promotion
of its interest in potential life when viability is possible and when viability
is certain. 476 U.S., at 770-771. Despite the clear recognition by the
Thornburgh majority that the Pennsylvania and Missouri statutes differed in this
respect, there is no hint in the opinion of the Thornburgh Court that the
State's interest in potential life differs depending on whether it seeks to
further that interest postviability or when viability is possible. Thus, all
nine Members of the Thornburgh Court appear to have agreed that it is not
constitutionally impermissible for the State to enact regulations designed to
protect the State's interest in potential life when viability is possible. See
id., at 811 (WHITE, J., dissenting); id., at 832 (O'CONNOR, J., dissenting).
That is exactly what Missouri has done in 188.029.
[492 U.S. 490, 529]
Similarly, the basis for reliance by the District Court and the Court of
Appeals below on Colautti v. Franklin, 439 U.S. 379 (1979), disappears when
188.029 is properly interpreted. In Colautti, the Court observed:
"Because this point [of viability] may differ with each pregnancy, neither
the legislature nor the courts may proclaim one of the elements entering
into the ascertainment of viability - be it weeks of gestation or fetal
weight or any other single factor - as the determinant of when the State has
a compelling interest in the life or health of the fetus. Viability is the
critical point." Id., at 388-389.
The courts below, on the interpretation of 188.029 rejected here, found the
second sentence of that provision at odds with this passage from Colautti. See
851 F.2d, at 1074; 662 F. Supp., at 423. On this Court's interpretation of
188.029 it is clear that Missouri has not substituted any of the "elements
entering into the ascertainment of viability" as "the determinant of when the
State has a compelling interest in the life or health of the fetus." All the
second sentence of 188.029 does is to require, when not imprudent, the
performance of "those tests that are useful to making subsidiary findings as to
viability." Ante, at 514 (emphasis added). Thus, consistent with Colautti,
viability remains the "critical point" under 188.029.
Finally, and rather halfheartedly, the plurality suggests that the marginal
increase in the cost of an abortion created by Missouri's viability testing
provision may make 188.029, even as interpreted, suspect under this Court's
decision in Akron v. Akron Center for Reproductive Health, Inc., 462 U.S. 416,
434-439 (1983), striking down a second-trimester hospitalization requirement.
See ante, at 517. I dissented from the Court's opinion in Akron because it was
my view that, even apart from Roe's trimester framework which I continue to
consider problematic, see Thornburgh, supra, at
[492 U.S. 490, 530] 828 (dissenting opinion), the Akron majority had
distorted and misapplied its own standard for evaluating state regulation of
abortion which the Court had applied with fair consistency in the past: that,
previability, "a regulation imposed on a lawful abortion is not unconstitutional
unless it unduly burdens the right to seek an abortion." Akron, supra, at 453
(dissenting opinion) (internal quotations omitted).
It is clear to me that requiring the performance of examinations and tests
useful to determining whether a fetus is viable, when viability is possible, and
when it would not be medically imprudent to do so, does not impose an undue
burden on a woman's abortion decision. On this ground alone I would reject the
suggestion that 188.029 as interpreted is unconstitutional. More to the point,
however, just as I see no conflict between 188.029 and Colautti or any decision
of this Court concerning a State's ability to give effect to its interest in
potential life, I see no conflict between 188.029 and the Court's opinion in
Akron. The second-trimester hospitalization requirement struck down in Akron
imposed, in the majority's view, "a heavy, and unnecessary, burden," 462 U.S.,
at 438, more than doubling the cost of "women's access to a relatively
inexpensive, otherwise accessible, and safe abortion procedure." Ibid.; see also
id., at 434. By contrast, the cost of examinations and tests that could usefully
and prudently be performed when a woman is 20-24 weeks pregnant to determine
whether the fetus is viable would only marginally, if at all, increase the cost
of an abortion. See Brief for American Association of Prolife Obstetricians and
Gynecologists et al. as Amici Curiae 3 ("At twenty weeks gestation, an
ultrasound examination to determine gestational age is standard medical
practice. It is routinely provided by the plaintiff clinics. An ultrasound
examination can effectively provide all three designated findings of sec.
188.029"); id., at 22 ("A finding of fetal weight can be obtained from the same
ultrasound test used to determine gestational age"); id., at 25 ("There are a
number of different [492 U.S. 490, 531]
methods in standard medical practice to determine fetal lung maturity at twenty
or more weeks gestation. The most simple and most obvious is by inference. It is
well known that fetal lungs do not mature until 33-34 weeks gestation. . . . If
an assessment of the gestational age indicates that the child is less than
thirty-three weeks, a general finding can be made that the fetal lungs are not
mature. This finding can then be used by the physician in making his
determination of viability under section 188.029"); cf. Brief for American
Medical Association et al. as Amici Curiae 42 (no suggestion that fetal weight
and gestational age cannot be determined from the same sonogram); id., at 43
(another clinical test for gestational age and, by inference, fetal weight and
lung maturity, is an accurate report of the last menstrual period), citing
Smith, Frey, & Johnson, Assessing Gestational Age, 33 Am. Fam. Physician 215,
219-220 (1986).
Moreover, the examinations and tests required by 188.029 are to be performed
when viability is possible. This feature of 188.029 distinguishes it from the
second-trimester hospitalization requirement struck down by the Akron majority.
As the Court recognized in Thornburgh, the State's compelling interest in
potential life postviability renders its interest in determining the critical
point of viability equally compelling. See supra, at 527-528. Under the Court's
precedents, the same cannot be said for the Akron second-trimester
hospitalization requirement. As I understand the Court's opinion in Akron,
therefore, the plurality's suggestion today that Akron casts doubt on the
validity of 188.029, even as the Court has interpreted it, is without foundation
and cannot provide a basis for reevaluating Roe. Accordingly, because the Court
of Appeals misinterpreted 188.029, and because, properly interpreted, 188.029 is
not inconsistent with any of this Court's prior precedents, I would reverse the
decision of the Court of Appeals.
In sum, I concur in Parts I, II-A, II-B, and II-C of the Court's opinion and
concur in the judgment as to Part II-D. [492 U.S.
490, 532]
JUSTICE SCALIA, concurring in part and concurring in the judgment.
I join Parts I, II-A, II-B, and II-C of the opinion of the Court. As to Part
II-D, I share JUSTICE BLACKMUN'S view, post, at 556, that it effectively would
overrule Roe v. Wade, 410 U.S. 113 (1973). I think that should be done, but
would do it more explicitly. Since today we contrive to avoid doing it, and
indeed to avoid almost any decision of national import, I need not set forth my
reasons, some of which have been well recited in dissents of my colleagues in
other cases. See, e. g., Thornburgh v. American College of Obstetricians and
Gynecologists, 476 U.S. 747, 786-797 (1986) (WHITE, J., dissenting); Akron v.
Akron Center for Reproductive Health, Inc., 462 U.S. 416, 453-459 (1983)
(O'CONNOR, J., dissenting); Roe v. Wade, supra, at 172-178 (REHNQUIST, J.,
dissenting); Doe v. Bolton, 410 U.S. 179, 221-223 (1973) (WHITE, J.,
dissenting).
The outcome of today's case will doubtless be heralded as a triumph of
judicial statesmanship. It is not that, unless it is statesmanlike needlessly to
prolong this Court's self-awarded sovereignty over a field where it has little
proper business since the answers to most of the cruel questions posed are
political and not juridical - a sovereignty which therefore quite properly, but
to the great damage of the Court, makes it the object of the sort of organized
public pressure that political institutions in a democracy ought to receive.
JUSTICE O'CONNOR'S assertion, ante, at 526, that a "`fundamental rule of
judicial restraint'" requires us to avoid reconsidering Roe, cannot be taken
seriously. By finessing Roe we do not, as she suggests, ibid., adhere to the
strict and venerable rule that we should avoid "`decid[ing] questions of a
constitutional nature.'" We have not disposed of this case on some statutory or
procedural ground, but have decided, and could not avoid deciding, whether the
Missouri statute meets the requirements of the United States Constitution.
[492 U.S. 490, 533] The only choice available is whether, in deciding
that constitutional question, we should use Roe v. Wade as the benchmark, or
something else. What is involved, therefore, is not the rule of avoiding
constitutional issues where possible, but the quite separate principle that we
will not "`formulate a rule of constitutional law broader than is required by
the precise facts to which it is to be applied.'" Ante, at 526. The latter is a
sound general principle, but one often departed from when good reason exists.
Just this Term, for example, in an opinion authored by JUSTICE O'CONNOR, despite
the fact that we had already held a racially based set-aside unconstitutional
because unsupported by evidence of identified discrimination, which was all that
was needed to decide the case, we went on to outline the criteria for properly
tailoring race-based remedies in cases where such evidence is present. Richmond
v. J. A. Croson Co., 488 U.S. 469, 506-508 (1989). Also this Term, in an opinion
joined by JUSTICE O'CONNOR, we announced the constitutional rule that
deprivation of the right to confer with counsel during trial violates the Sixth
Amendment even if no prejudice can be shown, despite our finding that there had
been no such deprivation on the facts before us - which was all that was needed
to decide that case. Perry v. Leeke, 488 U.S. 272, 278-280 (1989); see id., at
285 (KENNEDY, J., concurring in part). I have not identified with certainty the
first instance of our deciding a case on broader constitutional grounds than
absolutely necessary, but it is assuredly no later than Marbury v. Madison, 1
Cranch 137 (1803), where we held that mandamus could constitutionally issue
against the Secretary of State, although that was unnecessary given our holding
that the law authorizing issuance of the mandamus by this Court was
unconstitutional.
The Court has often spoken more broadly than needed in precisely the fashion
at issue here, announcing a new rule of constitutional law when it could have
reached the identical result by applying the rule thereby displaced. To describe
[492 U.S. 490, 534] two recent opinions that JUSTICE O'CONNOR joined: In
Daniels v. Williams, 474 U.S. 327 (1986), we overruled our prior holding that a
"deprivation" of liberty or property could occur through negligent governmental
acts, ignoring the availability of the alternative constitutional ground that,
even if a deprivation had occurred, the State's postdeprivation remedies
satisfied due process, see id., at 340-343 (STEVENS, J., concurring in
judgment). In Illinois v. Gates, 462 U.S. 213 (1983), we replaced the
pre-existing "two-pronged" constitutional test for probable cause with a
totality-of-the-circumstances approach, ignoring the concurrence's argument that
the same outcome could have been reached under the old test, see id., at 267-272
(WHITE, J., concurring in judgment). It is rare, of course, that the Court goes
out of its way to acknowledge that its judgment could have been reached under
the old constitutional rule, making its adoption of the new one unnecessary to
the decision, but even such explicit acknowledgment is not unheard of. See
Commonwealth Edison Co. v. Montana, 453 U.S. 609 (1981); Perez v. Campbell, 402
U.S. 637 (1971). For a sampling of other cases where the availability of a
narrower, well-established ground is simply ignored in the Court's opinion
adopting a new constitutional rule, though pointed out in separate opinions of
some Justices, see Michelin Tire Corp. v. Wages, 423 U.S. 276 (1976); Pointer v.
Texas, 380 U.S. 400 (1965); and Mapp v. Ohio, 367 U.S. 643 (1961). It would be
wrong, in any decision, to ignore the reality that our policy not to "formulate
a rule of constitutional law broader than is required by the precise facts" has
a frequently applied good-cause exception. But it seems particularly perverse to
convert the policy into an absolute in the present case, in order to place
beyond reach the inexpressibly "broader-than-was-required-by-the-precise-facts"
structure established by Roe v. Wade.
The real question, then, is whether there are valid reasons to go beyond the
most stingy possible holding today. It seems to me there are not only valid but
compelling ones. [492 U.S. 490, 535]
Ordinarily, speaking no more broadly than is absolutely required avoids throwing
settled law into confusion; doing so today preserves a chaos that is evident to
anyone who can read and count. Alone sufficient to justify a broad holding is
the fact that our retaining control, through Roe, of what I believe to be, and
many of our citizens recognize to be, a political issue, continuously distorts
the public perception of the role of this Court. We can now look forward to at
least another Term with carts full of mail from the public, and streets full of
demonstrators, urging us - their unelected and life-tenured judges who have been
awarded those extraordinary, undemocratic characteristics precisely in order
that we might follow the law despite the popular will - to follow the popular
will. Indeed, I expect we can look forward to even more of that than before,
given our indecisive decision today. And if these reasons for taking the
unexceptional course of reaching a broader holding are not enough, then consider
the nature of the constitutional question we avoid: In most cases, we do no harm
by not speaking more broadly than the decision requires. Anyone affected by the
conduct that the avoided holding would have prohibited will be able to challenge
it himself and have his day in court to make the argument. Not so with respect
to the harm that many States believed, pre-Roe, and many may continue to
believe, is caused by largely unrestricted abortion. That will continue to occur
if the States have the constitutional power to prohibit it, and would do so, but
we skillfully avoid telling them so. Perhaps those abortions cannot
constitutionally be proscribed. That is surely an arguable question, the
question that reconsideration of Roe v. Wade entails. But what is not at all
arguable, it seems to me, is that we should decide now and not insist that we be
run into a corner before we grudgingly yield up our judgment. The only sound
reason for the latter course is to prevent a change in the law - but to think
that desirable begs the question to be decided.
[492 U.S. 490, 536]
It was an arguable question today whether 188.029 of the Missouri law
contravened this Court's understanding of Roe v. Wade,* and I would have examined Roe rather than
[492 U.S. 490, 537] examining the contravention. Given the Court's newly
contracted abstemiousness, what will it take, one must wonder, to permit us to
reach that fundamental question? The result of our vote today is that we will
not reconsider that prior opinion, even if most of the Justices think it is
wrong, unless we have before us a statute that in fact contradicts it - and even
then (under our newly discovered "no-broader-than-necessary" requirement) only
minor problematical aspects of Roe will be reconsidered, unless one expects
state legislatures to adopt provisions whose compliance with Roe cannot even be
argued with a straight face. It thus appears that the mansion of
constitutionalized abortion law, constructed overnight in Roe v. Wade, must be
disassembled doorjamb by doorjamb, and never entirely brought down, no matter
how wrong it may be.
Of the four courses we might have chosen today - to reaffirm Roe, to overrule
it explicitly, to overrule it sub silentio, or to avoid the question - the last
is the least responsible. On the question of the constitutionality of 188.029, I
concur in the judgment of the Court and strongly dissent from the manner in
which it has been reached.
[Footnote *] That question, compared with
the question whether we should reconsider and reverse Roe, is hardly worth a
footnote, but I think JUSTICE O'CONNOR answers that incorrectly as well. In Roe
v. Wade, 410 U.S. 113, 165-166 (1973), we said that "the physician [has the
right] to administer medical treatment according to his professional judgment up
to the points where important state interests provide compelling justifications
for intervention." We have subsequently made clear that it is also a matter of
medical judgment when viability (one of those points) is reached. "The time when
viability is achieved may vary with each pregnancy, and the determination of
whether a particular fetus is viable is, and must be, a matter for the judgment
of the responsible attending physician." Planned Parenthood of Central Mo. v.
Danforth, 428 U.S. 52, 64 (1976). Section 188.029 conflicts with the purpose and
hence the fair import of this principle because it will sometimes require a
physician to perform tests that he would not otherwise have performed to
determine whether a fetus is viable. It is therefore a legislative imposition on
the judgment of the physician, and one that increases the cost of an abortion.
JUSTICE O'CONNOR would nevertheless uphold the law because it "does not
impose an undue burden on a woman's abortion decision." Ante, at 530. This
conclusion is supported by the observation that the required tests impose only a
marginal cost on the abortion procedure, far less of an increase than the
cost-doubling hospitalization requirement invalidated in Akron v. Akron Center
for Reproductive Health, Inc., 462 U.S. 416 (1983). See ante, at 530-531. The
fact that the challenged regulation is less costly than what we struck down in
Akron tells us only that we cannot decide the present case on the basis of that
earlier decision. It does not tell us whether the present requirement is an
"undue burden," and I know of no basis for determining that this particular
burden (or any other for that matter) is "due." One could with equal
justification conclude that it is not. To avoid the question of Roe v. Wade's
validity, with the attendant costs that this will have for the Court and for the
principles of self-governance, on the basis of a standard that offers "no guide
but the Court's own discretion," Baldwin v. Missouri, 281 U.S. 586, 595 (1930)
(Holmes, J., dissenting), merely adds to the irrationality of what we do today.
Similarly irrational is the new concept that JUSTICE O'CONNOR introduces into
the law in order to achieve her result, the notion of a State's "interest in
potential life when viability is possible." Ante, at 528. Since "viability"
means the mere possibility (not the certainty) of survivability
[492 U.S. 490, 537] outside the womb, "possible viability" must mean the
possibility of a possibility of survivability outside the womb. Perhaps our next
opinion will expand the third trimester into the second even further, by
approving state action designed to take account of "the chance of possible
viability."
JUSTICE BLACKMUN, with whom JUSTICE BRENNAN and JUSTICE MARSHALL join,
concurring in part and dissenting in part.
Today, Roe v. Wade, 410 U.S. 113 (1973), and the fundamental constitutional
right of women to decide whether to terminate a pregnancy, survive but are not
secure. Although the Court extricates itself from this case without making a
single, even incremental, change in the law of abortion, the plurality and
JUSTICE SCALIA would overrule Roe (the first silently, the other explicitly) and
would return to the States [492 U.S. 490, 538]
virtually unfettered authority to control the quintessentially intimate,
personal, and life-directing decision whether to carry a fetus to term. Although
today, no less than yesterday, the Constitution and the decisions of this Court
prohibit a State from enacting laws that inhibit women from the meaningful
exercise of that right, a plurality of this Court implicitly invites every state
legislature to enact more and more restrictive abortion regulations in order to
provoke more and more test cases, in the hope that sometime down the line the
Court will return the law of procreative freedom to the severe limitations that
generally prevailed in this country before January 22, 1973. Never in my memory
has a plurality announced a judgment of this Court that so foments disregard for
the law and for our standing decisions.
Nor in my memory has a plurality gone about its business in such a deceptive
fashion. At every level of its review, from its effort to read the real meaning
out of the Missouri statute, to its intended evisceration of precedents and its
deafening silence about the constitutional protections that it would jettison,
the plurality obscures the portent of its analysis. With feigned restraint, the
plurality announces that its analysis leaves Roe "undisturbed," albeit
"modif[ied] and narrow[ed]." Ante, at 521. But this disclaimer is totally
meaningless. The plurality opinion is filled with winks, and nods, and knowing
glances to those who would do away with Roe explicitly, but turns a stone face
to anyone in search of what the plurality conceives as the scope of a woman's
right under the Due Process Clause to terminate a pregnancy free from the
coercive and brooding influence of the State. The simple truth is that Roe would
not survive the plurality's analysis, and that the plurality provides no
substitute for Roe's protective umbrella.
I fear for the future. I fear for the liberty and equality of the millions of
women who have lived and come of age in the 16 years since Roe was decided. I
fear for the integrity of, and public esteem for, this Court.
I dissent. [492 U.S. 490, 539]
I
THE CHIEF JUSTICE parades through the four challenged sections
of the Missouri statute seriatim. I shall not do this, but shall relegate most
of my comments as to those sections to the margin.1 Although I disagree with the Court's consideration
[492 U.S. 490, 540] of 1.205, 188.210, and 188.215, and am especially
disturbed by its misapplication of our past decisions in upholding Missouri's
ban on the performance of abortions at [492 U.S.
490, 541] "public facilities," its discussion of these provisions is
merely prologue to the plurality's consideration of the statute's
viability-testing requirement, 188.029 - the only section of the Missouri
statute that the plurality construes as implicating Roe itself. There, tucked
away at the end of its opinion, the plurality suggests a radical reversal of the
law of abortion; and there, primarily, I direct my attention.
In the plurality's view, the viability-testing provision imposes a burden on
second-trimester abortions as a way of furthering the State's interest in
protecting the potential life of the fetus. Since under the Roe framework, the
State may not fully regulate abortion in the interest of potential life (as
opposed to maternal health) until the third trimester, the plurality finds it
necessary, in order to save the Missouri testing provision, to throw out Roe's
trimester framework. Ante, at 518-520. In flat contradiction to Roe, 410 U.S.,
at 163, the plurality concludes that the State's interest in potential life is
compelling before viability, and upholds the testing provision [492 U.S. 490, 542] because it "permissibly furthers"
that state interest. Ante, at 519.
A
At the outset, I note that in its haste to limit abortion
rights, the plurality compounds the errors of its analysis by needlessly
reaching out to address constitutional questions that are not actually
presented. The conflict between 188.029 and Roe's trimester framework, which
purportedly drives the plurality to reconsider our past decisions, is a
contrived conflict: the product of an aggressive misreading of the
viability-testing requirement and a needlessly wooden application of the Roe
framework.
The plurality's reading of 188.029 is irreconcilable with the plain language
of the statute and is in derogation of this Court's settled view that "district
courts and courts of appeals are better schooled in and more able to interpret
the laws of their respective States.'" Frisby v. Schultz, 487 U.S. 474, 482
(1988), quoting Brockett v. Spokane Arcades, Inc., 472 U.S. 491, 499-500 (1985).
Abruptly setting aside the construction of 188.029 adopted by both the District
Court and Court of Appeals as "plain error," the plurality reads the
viability-testing provision as requiring only that before a physician may
perform an abortion on a woman whom he believes to be carrying a fetus of 20 or
more weeks gestational age, the doctor must determine whether the fetus is
viable and, as part of that exercise, must, to the extent feasible and
consistent with sound medical practice, conduct tests necessary to make findings
of gestational age, weight, and lung maturity. Ante, at 514-517. But the
plurality's reading of the provision, according to which the statute requires
the physician to perform tests only in order to determine viability, ignores the
statutory language explicitly directing that "the physician shall perform or
cause to be performed such medical examinations and tests as are necessary to
make a finding of the gestational age, weight, and lung maturity of the unborn
child and shall enter such findings" in the mother's medical record. 188.029
(emphasis added). The [492 U.S. 490, 543] statute's plain language
requires the physician to undertake whatever tests are necessary to determine
gestational age, weight, and lung maturity, regardless of whether these tests
are necessary to a finding of viability, and regardless of whether the tests
subject the pregnant woman or the fetus to additional health risks or add
substantially to the cost of an abortion.2
Had the plurality read the statute as written, it would have had no cause to
reconsider the Roe framework. As properly construed, the viability-testing
provision does not pass constitutional muster under even a rational-basis
standard, the least restrictive level of review applied by this Court. See
Williamson v. Lee Optical Co., 348 U.S. 483 (1955). By mandating tests to
determine fetal weight and lung maturity for every fetus thought to be more than
20 weeks gestational age, the statute requires physicians to undertake
procedures, such as amniocentesis, that, in the situation presented, have no
medical justification, impose significant additional health risks on both the
pregnant woman and the fetus, and bear no rational relation to the State's
interest in protecting fetal life.3 As
written, 188.029 is an arbitrary imposition of discomfort, risk, and expense,
furthering no discernible interest except to make the procurement of an abortion
as arduous and difficult as possible. Thus, were it not for
[492 U.S. 490, 544] the plurality's tortured effort to avoid the plain
import of 188.029, it could have struck down the testing provision as patently
irrational irrespective of the Roe framework.4
The plurality eschews this straightforward resolution, in the hope of
precipitating a constitutional crisis. Far from avoiding constitutional
difficulty, the plurality attempts to engineer a dramatic retrenchment in our
jurisprudence by exaggerating the conflict between its untenable construction of
188.029 and the Roe trimester framework.
No one contests that under the Roe framework the State, in order to promote
its interest in potential human life, may regulate and even proscribe
nontherapeutic abortions once the fetus becomes viable. Roe, 410 U.S., at
164-165. If, as the plurality appears to hold, the testing provision simply
requires a physician to use appropriate and medically sound tests to determine
whether the fetus is actually viable when the estimated gestational age is
greater than 20 weeks (and therefore within what the District Court found to be
the margin of error for viability, ante, at 515-516), then I see little or no
conflict with Roe.5 Nothing in Roe, or any of its progeny, holds that a State may
not effectuate its compelling interest in the potential life of a viable fetus
by seeking to ensure that no viable fetus is mistakenly aborted because of the
inherent lack of precision in estimates of gestational age. A requirement that a
physician make a finding of viability, one way or
[492 U.S. 490, 545] the other, for every fetus that falls within the
range of possible viability does no more than preserve the State's recognized
authority. Although, as the plurality correctly points out, such a testing
requirement would have the effect of imposing additional costs on
second-trimester abortions where the tests indicated that the fetus was not
viable, these costs would be merely incidental to, and a necessary accommodation
of, the State's unquestioned right to prohibit nontherapeutic abortions after
the point of viability. In short, the testing provision, as construed by the
plurality, is consistent with the Roe framework and could be upheld effortlessly
under current doctrine.6
How ironic it is, then, and disingenuous, that the plurality scolds the Court
of Appeals for adopting a construction of the statute that fails to avoid
constitutional difficulties. Ante, at [492 U.S.
490, 546] 514, 515. By distorting the statute, the plurality manages to
avoid invalidating the testing provision on what should have been
noncontroversial constitutional grounds; having done so, however, the plurality
rushes headlong into a much deeper constitutional thicket, brushing past an
obvious basis for upholding 188.029 in search of a pretext for scuttling the
trimester framework. Evidently, from the plurality's perspective, the real
problem with the Court of Appeals' construction of 188.029 is not that it raised
a constitutional difficulty, but that it raised the wrong constitutional
difficulty - one not implicating Roe. The plurality has remedied that,
traditional canons of construction and judicial forbearance notwithstanding.
B
Having set up the conflict between 188.029 and the Roe
trimester framework, the plurality summarily discards Roe's analytic core as
"`unsound in principle and unworkable in practice.'" Ante, at 518, quoting
Garcia v. San Antonio Metropolitan Transit Authority, 469 U.S. 528, 546 (1985).
This is so, the plurality claims, because the key elements of the framework do
not appear in the text of the Constitution, because the framework more closely
resembles a regulatory code than a body of constitutional doctrine, and because
under the framework the State's interest in potential human life is considered
compelling only after viability, when, in fact, that interest is equally
compelling throughout pregnancy. Ante, at 519-520. The plurality does not bother
to explain these alleged flaws in Roe. Bald assertion masquerades as reasoning.
The object, quite clearly, is not to persuade, but to prevail.
1
The plurality opinion is far more remarkable for the arguments
that it does not advance than for those that it does. The plurality does not
even mention, much less join, the true jurisprudential debate underlying this
case: whether the Constitution includes an "unenumerated" general right to
[492 U.S. 490, 547] privacy as recognized in many of our decisions, most
notably Griswold v. Connecticut, 381 U.S. 479 (1965), and Roe, and, more
specifically, whether, and to what extent, such a right to privacy extends to
matters of childbearing and family life, including abortion. See, e. g.,
Eisenstadt v. Baird, 405 U.S. 438 (1972) (contraception); Loving v. Virginia,
388 U.S. 1 (1967) (marriage); Skinner v. Oklahoma ex rel. Williamson, 316 U.S.
535 (1942) (procreation); Pierce v. Society of Sisters, 268 U.S. 510 (1925)
(childrearing).7
These are questions of unsurpassed significance in this Court's interpretation
of the Constitution, and mark the battleground upon which this case was fought,
by the parties, by the United States as amicus on behalf of petitioners, and by
an unprecedented number of amici. On these grounds, abandoned by the plurality,
the Court should decide this case.
But rather than arguing that the text of the Constitution makes no mention of
the right to privacy, the plurality complains that the critical elements of the
Roe framework - trimesters [492 U.S. 490, 548]
and viability - do not appear in the Constitution and are, therefore, somehow
inconsistent with a Constitution cast in general terms. Ante, at 518-519. Were
this a true concern, we would have to abandon most of our constitutional
jurisprudence. As the plurality well knows, or should know, the "critical
elements" of countless constitutional doctrines nowhere appear in the
Constitution's text. The Constitution makes no mention, for example, of the
First Amendment's "actual malice" standard for proving certain libels, see New
York Times Co. v. Sullivan, 376 U.S. 254 (1964), or of the standard for
determining when speech is obscene. See Miller v. California, 413 U.S. 15
(1973). Similarly, the Constitution makes no mention of the rational-basis test,
or the specific verbal formulations of intermediate and strict scrutiny by which
this Court evaluates claims under the Equal Protection Clause. The reason is
simple. Like the Roe framework, these tests or standards are not, and do not
purport to be, rights protected by the Constitution. Rather, they are judge-made
methods for evaluating and measuring the strength and scope of constitutional
rights or for balancing the constitutional rights of individuals against the
competing interests of government.
With respect to the Roe framework, the general constitutional principle,
indeed the fundamental constitutional right, for which it was developed is the
right to privacy, see, e. g., Griswold v. Connecticut, 381 U.S. 479 (1965), a
species of "liberty" protected by the Due Process Clause, which under our past
decisions safeguards the right of women to exercise some control over their own
role in procreation. As we recently reaffirmed in Thornburgh v. American College
of Obstetricians and Gynecologists, 476 U.S. 747 (1986), few decisions are "more
basic to individual dignity and autonomy" or more appropriate to that "certain
private sphere of individual liberty" that the Constitution reserves from the
intrusive reach of government than the right to make the uniquely personal,
intimate, and self-defining decision whether to end [492 U.S. 490, 549] a pregnancy. Id., at 772. It is this
general principle, the "`moral fact that a person belongs to himself and not
others nor to society as a whole,'" id., at 777, n. 5 (STEVENS, J., concurring),
quoting Fried, Correspondence, 6 Phil. & Pub. Aff. 288-289 (1977), that is found
in the Constitution. See Roe, 410 U.S., at 152-153. The trimester framework
simply defines and limits that right to privacy in the abortion context to
accommodate, not destroy, a State's legitimate interest in protecting the health
of pregnant women and in preserving potential human life. Id., at 154-162.
Fashioning such accommodations between individual rights and the legitimate
interests of government, establishing benchmarks and standards with which to
evaluate the competing claims of individuals and government, lies at the very
heart of constitutional adjudication. To the extent that the trimester framework
is useful in this enterprise, it is not only consistent with constitutional
interpretation, but necessary to the wise and just exercise of this Court's
paramount authority to define the scope of constitutional rights.
2
The plurality next alleges that the result of the trimester
framework has "been a web of legal rules that have become increasingly
intricate, resembling a code of regulations rather than a body of constitutional
doctrine." Ante, at 518. Again, if this were a true and genuine concern, we
would have to abandon vast areas of our constitutional jurisprudence. The
plurality complains that under the trimester framework the Court has
distinguished between a city ordinance requiring that second-trimester abortions
be performed in clinics and a state law requiring that these abortions be
performed in hospitals, or between laws requiring that certain information be
furnished to a woman by a physician or his assistant and those requiring that
such information be furnished by the physician exclusively. Ante, at 518, n. 15,
citing Simopoulos v. Virginia, 462 U.S. 506 (1983),
[492 U.S. 490, 550] and Akron v. Akron Center for Reproductive Health,
Inc., 462 U.S. 416 (1983). Are these distinctions any finer, or more
"regulatory," than the distinctions we have often drawn in our First Amendment
jurisprudence, where, for example, we have held that a "release time" program
permitting public-school students to leave school grounds during school hours to
receive religious instruction does not violate the Establishment Clause, even
though a release-time program permitting religious instruction on school grounds
does violate the Clause? Compare Zorach v. Clauson, 343 U.S. 306 (1952), with
Illinois ex rel. McCollum v. Board of Education of School Dist. No. 71,
Champaign County, 333 U.S. 203 (1948). Our Fourth Amendment jurisprudence
recognizes factual distinctions no less intricate. Just this Term, for example,
we held that while an aerial observation from a helicopter hovering at 400 feet
does not violate any reasonable expectation of privacy, such an expectation of
privacy would be violated by a helicopter observation from an unusually low
altitude. Florida v. Riley, 488 U.S. 445, 451 (1989) (O'CONNOR, J., concurring
in judgment). Similarly, in a Sixth Amendment case, the Court held that although
an overnight ban on attorney-client communication violated the constitutionally
guaranteed right to counsel, Geders v. United States, 425 U.S. 80 (1976), that
right was not violated when a trial judge separated a defendant from his lawyer
during a 15-minute recess after the defendant's direct testimony. Perry v.
Leeke, 488 U.S. 272 (1989).
That numerous constitutional doctrines result in narrow differentiations
between similar circumstances does not mean that this Court has abandoned
adjudication in favor of regulation. Rather, these careful distinctions reflect
the process of constitutional adjudication itself, which is often highly fact
specific, requiring such determinations as whether state laws are "unduly
burdensome" or "reasonable" or bear a "rational" or "necessary" relation to
asserted state interests. In a recent due process case, THE CHIEF JUSTICE wrote
for the [492 U.S. 490, 551] Court: "[M]any
branches of the law abound in nice distinctions that may be troublesome but have
been thought nonetheless necessary: `I do not think we need trouble ourselves
with the thought that my view depends upon differences of degree. The whole law
does so as soon as it is civilized.'" Daniels v. Williams, 474 U.S. 327, 334
(1986), quoting LeRoy Fibre Co. v. Chicago, M. & St. P. R. Co., 232 U.S. 340,
354 (1914) (Holmes, J., partially concurring).
These "differences of degree" fully account for our holdings in Simopoulos,
supra, and Akron, supra. Those decisions rest on this Court's reasoned and
accurate judgment that hospitalization and doctor-counseling requirements unduly
burdened the right of women to terminate a pregnancy and were not rationally
related to the State's asserted interest in the health of pregnant women, while
Virginia's substantially less restrictive regulations were not unduly burdensome
and did rationally serve the State's interest.8 That the Court exercised its best judgment
in evaluating these markedly different statutory schemes no more established the
Court as an "`ex officio medical board,'" ante, at 519, quoting Planned
Parenthood of Central Mo. v. Danforth, 428 U.S. 52, 99 (1976) (opinion of WHITE,
J., concurring in part and dissenting in part), than our decisions involving
religion in the public schools establish the Court as a national school board,
or our decisions concerning prison regulations establish the Court as [492 U.S. 490, 552] a bureau of prisons. See
Thornburgh v. Abbott, 490 U.S. 401 (1989) (adopting different standard of First
Amendment review for incoming as opposed to outgoing prison mail). If, in
delicate and complicated areas of constitutional law, our legal judgments "have
become increasingly intricate," ante, at 518, it is not, as the plurality
contends, because we have overstepped our judicial role. Quite the opposite: the
rules are intricate because we have remained conscientious in our duty to do
justice carefully, especially when fundamental rights rise or fall with our
decisions.
3
Finally, the plurality asserts that the trimester framework
cannot stand because the State's interest in potential life is compelling
throughout pregnancy, not merely after viability. Ante, at 519. The opinion
contains not one word of rationale for its view of the State's interest. This
"it-is-so-because-we-say-so" jurisprudence constitutes nothing other than an
attempted exercise of brute force; reason, much less persuasion, has no place.
In answering the plurality's claim that the State's interest in the fetus is
uniform and compelling throughout pregnancy, I cannot improve upon what JUSTICE
STEVENS has written:
"I should think it obvious that the State's interest in the protection of
an embryo - even if that interest is defined as `protecting those who will
be citizens' . . . - increases progressively and dramatically as the
organism's capacity to feel pain, to experience pleasure, to survive, and to
react to its surroundings increases day by day. The development of a fetus -
and pregnancy itself - are not static conditions, and the assertion that the
government's interest is static simply ignores this reality. . . . [U]nless
the religious view that a fetus is a `person' is adopted . . . there is a
fundamental and well-recognized difference between a fetus and a human
being; indeed, if [492 U.S. 490, 553] there is not such a
difference, the permissibility of terminating the life of a fetus could
scarcely be left to the will of the state legislatures. And if distinctions
may be drawn between a fetus and a human being in terms of the state
interest in their protection - even though the fetus represents one of
`those who will be citizens' - it seems to me quite odd to argue that
distinctions may not also be drawn between the state interest in protecting
the freshly fertilized egg and the state interest in protecting the
9-month-gestated, fully sentient fetus on the eve of birth. Recognition of
this distinction is supported not only by logic, but also by history and by
our shared experiences." Thornburgh, 476 U.S., at 778-779 (footnote
omitted).
See also Roe, 410 U.S., at 129-147.
For my own part, I remain convinced, as six other Members of this Court 16
years ago were convinced, that the Roe framework, and the viability standard in
particular, fairly, sensibly, and effectively functions to safeguard the
constitutional liberties of pregnant women while recognizing and accommodating
the State's interest in potential human life. The viability line reflects the
biological facts and truths of fetal development; it marks that threshold moment
prior to which a fetus cannot survive separate from the woman and cannot
reasonably and objectively be regarded as a subject of rights or interests
distinct from, or paramount to, those of the pregnant woman. At the same time,
the viability standard takes account of the undeniable fact that as the fetus
evolves into its postnatal form, and as it loses its dependence on the uterine
environment, the State's interest in the fetus' potential human life, and in
fostering a regard for human life in general, becomes compelling. As a practical
matter, because viability follows "quickening" - the point at which a woman
feels movement in her womb - and because viability occurs no earlier than 23
weeks gestational age, it establishes an easily applicable standard for
regulating abortion while [492 U.S. 490, 554]
providing a pregnant woman ample time to exercise her fundamental right with her
responsible physician to terminate her pregnancy.9 Although I have stated previously for a majority of this
Court that "[c]onstitutional rights do not always have easily ascertainable
boundaries," to seek and establish those boundaries remains the special
responsibility of this Court. Thornburgh, 476 U.S., at 771. In Roe, we
discharged that responsibility as logic and science compelled. The plurality
today advances not one reasonable argument as to why our judgment in that case
was wrong and should be abandoned.
C
Having contrived an opportunity to reconsider the Roe
framework, and then having discarded that framework, the plurality finds the
testing provision unobjectionable because it "permissibly furthers the State's
interest in protecting potential human life." Ante, at 519-520. This newly
minted [492 U.S. 490, 555] standard is circular and totally
meaningless. Whether a challenged abortion regulation "permissibly furthers" a
legitimate state interest is the question that courts must answer in abortion
cases, not the standard for courts to apply. In keeping with the rest of its
opinion, the plurality makes no attempt to explain or to justify its new
standard, either in the abstract or as applied in this case. Nor could it. The
"permissibly furthers" standard has no independent meaning, and consists of
nothing other than what a majority of this Court may believe at any given moment
in any given case. The plurality's novel test appears to be nothing more than a
dressed-up version of rational-basis review, this Court's most lenient level of
scrutiny. One thing is clear, however: were the plurality's "permissibly
furthers" standard adopted by the Court, for all practical purposes, Roe would
be overruled.10
The "permissibly furthers" standard completely disregards the irreducible
minimum of Roe: the Court's recognition that a woman has a limited fundamental
constitutional right to decide whether to terminate a pregnancy. That right
receives no meaningful recognition in the plurality's written opinion. Since, in
the plurality's view, the State's interest in potential life is compelling as of
the moment of conception, and is therefore served only if abortion is abolished,
every hindrance to a woman's ability to obtain an abortion must be
"permissible." Indeed, the more severe the hindrance, the more effectively (and
permissibly) the State's interest would be furthered. A tax on abortions or a
criminal prohibition would both satisfy the plurality's standard. So, for that
[492 U.S. 490, 556] matter, would a requirement that a pregnant woman
memorize and recite today's plurality opinion before seeking an abortion.
The plurality pretends that Roe survives, explaining that the facts of this
case differ from those in Roe: here, Missouri has chosen to assert its interest
in potential life only at the point of viability, whereas, in Roe, Texas had
asserted that interest from the point of conception, criminalizing all
abortions, except where the life of the mother was at stake. Ante, at 521. This,
of course, is a distinction without a difference. The plurality repudiates every
principle for which Roe stands; in good conscience, it cannot possibly believe
that Roe lies "undisturbed" merely because this case does not call upon the
Court to reconsider the Texas statute, or one like it. If the Constitution
permits a State to enact any statute that reasonably furthers its interest in
potential life, and if that interest arises as of conception, why would the
Texas statute fail to pass muster? One suspects that the plurality agrees. It is
impossible to read the plurality opinion and especially its final paragraph,
without recognizing its implicit invitation to every State to enact more and
more restrictive abortion laws, and to assert their interest in potential life
as of the moment of conception. All these laws will satisfy the plurality's
nonscrutiny, until sometime, a new regime of old dissenters and new appointees
will declare what the plurality intends: that Roe is no longer good law.11 [492 U.S. 490, 557]
D
Thus, "not with a bang, but a whimper," the plurality discards
a landmark case of the last generation, and casts into darkness the hopes and
visions of every woman in this country who had come to believe that the
Constitution guaranteed her the right to exercise some control over her unique
ability to bear children. The plurality does so either oblivious or insensitive
to the fact that millions of women, and their families, have ordered their lives
around the right to reproductive choice, and that this right has become vital to
the full participation of women in the economic and political walks of American
life. The plurality would clear the way once again for government to force upon
women the physical labor and specific and direct medical and psychological harms
that may accompany carrying a fetus to term. The plurality would clear the way
again for the State to conscript a woman's body and to force upon her a
"distressful life and future." Roe, 410 U.S., at 153.
The result, as we know from experience, see Cates & Rochat, Illegal Abortions
in the United States: 1972-1974, 8 Family Planning Perspectives 86, 92 (1976),
would be that every year hundreds of thousands of women, in desperation, would
defy the law, and place their health and safety in the unclean and unsympathetic
hands of back-alley abortionists, or they would attempt to perform abortions
upon themselves, [492 U.S. 490, 558] with
disastrous results. Every year, many women, especially poor and minority women,
would die or suffer debilitating physical trauma, all in the name of enforced
morality or religious dictates or lack of compassion, as it may be.
Of the aspirations and settled understandings of American women, of the
inevitable and brutal consequences of what it is doing, the tough-approach
plurality utters not a word. This silence is callous. It is also profoundly
destructive of this Court as an institution. To overturn a constitutional
decision is a rare and grave undertaking. To overturn a constitutional decision
that secured a fundamental personal liberty to millions of persons would be
unprecedented in our 200 years of constitutional history. Although the doctrine
of stare decisis applies with somewhat diminished force in constitutional cases
generally, ante, at 518, even in ordinary constitutional cases "any departure
from . . . stare decisis demands special justification." Arizona v. Rumsey, 467
U.S. 203, 212 (1984). See also Vasquez v. Hillery, 474 U.S. 254, 266 (1986)
("[T]he careful observer will discern that any detours from the straight path of
stare decisis in our past have occurred for articulable reasons, and only when
the Court has felt obliged `to bring its opinions into agreement with experience
and with facts newly ascertained,'" quoting Burnet v. Coronado Oil & Gas Co.,
285 U.S. 393, 412 (1932) (Brandeis, J., dissenting)). This requirement of
justification applies with unique force where, as here, the Court's abrogation
of precedent would destroy people's firm belief, based on past decisions of this
Court, that they possess an unabridgeable right to undertake certain conduct.12 [492 U.S. 490, 559]
As discussed at perhaps too great length above, the plurality makes no
serious attempt to carry "the heavy burden of persuading . . . that changes in
society or in the law dictate" the abandonment of Roe and its numerous progeny,
Vasquez, 474 U.S., at 266, much less the greater burden of explaining the
abrogation of a fundamental personal freedom. Instead, the plurality pretends
that it leaves Roe standing, and refuses even to discuss the real issue
underlying this case: whether the Constitution includes an unenumerated right to
privacy that encompasses a woman's right to decide whether to terminate a
pregnancy. To the extent that the plurality does criticize the Roe framework,
these criticisms are pure ipse dixit.
This comes at a cost. The doctrine of stare decisis "permits society to
presume that bedrock principles are founded in the law rather than in the
proclivities of individuals, and thereby contributes to the integrity of our
constitutional system of government, both in appearance and in fact." 474 U.S.,
at 265-266. Today's decision involves the most politically divisive domestic
legal issue of our time. By refusing to explain or to justify its proposed
revolutionary revision in the law of abortion, and by refusing to abide not only
by our precedents, but also by our canons for reconsidering those precedents,
the plurality invites charges of cowardice and
[492 U.S. 490, 560] illegitimacy to our door. I cannot say that these
would be undeserved.
II
For today, at least, the law of abortion stands undisturbed.
For today, the women of this Nation still retain the liberty to control their
destinies. But the signs are evident and very ominous, and a chill wind blows.
[Footnote 1] Contrary to the Court, I
do not see how the preamble, 1.205, realistically may be construed as
"abortion-neutral." It declares that "[t]he life of each human being begins at
conception" and that "[u]nborn children have protectable interests in life,
health, and well-being." Mo. Rev. Stat. 1.205.1(1) and (2) (1986). By the
preamble's specific terms, these declarations apply to all of Missouri's laws
which, in turn, are to be interpreted to protect the rights of the unborn to the
fullest extent possible under the Constitution of the United States and the
decisions of this Court. 1.205.2. As the Court of Appeals concluded, the
Missouri Legislature "intended its abortion regulations to be understood against
the backdrop of its theory of life." 851 F.2d 1071, 1076 (CA8 1988). I note the
United States' acknowledgment that this backdrop places "a burden of uncertain
scope on the performance of abortions by supplying a general principle that
would fill in whatever interstices may be present in existing abortion
precedents." Brief for United States as Amicus Curiae on behalf of appellants
8-9, n. 5.
In my view, a State may not expand indefinitely the scope of its abortion
regulations by creating interests in fetal life that are limited solely by
reference to the decisional law of this Court. Such a statutory scheme, whose
scope is dependent on the uncertain and disputed limits of our holdings, will
have the unconstitutional effect of chilling the exercise of a woman's right to
terminate a pregnancy and of burdening the freedom of health professionals to
provide abortion services. In this case, moreover, because the preamble defines
fetal life as beginning upon "the fertilization of the ovum of a female by a
sperm of a male," 188.015(3), the provision also unconstitutionally burdens the
use of contraceptive devices, such as the IUD and the "morning after" pill,
which may operate to prevent pregnancy only after conception as defined in the
statute. See Brief for Association of Reproductive Health Professionals et al.
as Amici Curiae 30-39.
The Court upholds 188.210 and 188.215 on the ground that the
constitutionality of these provisions follows from our holdings in Maher v. Roe,
432 U.S. 464 (1977), Poelker v. Doe, 432 U.S. 519 (1977), and Harris v. McRae,
448 U.S. 297 (1980). There were strong dissents in all those cases.
Whatever one may think of Maher, Poelker, and Harris, however, they most
certainly do not control this case, where the State not only has withdrawn from
the business of abortion, but has taken affirmative steps to
[492 U.S. 490, 540] assure that abortions are not performed by private
physicians in private institutions. Specifically, by defining "public facility"
as "any public institution, public facility, public equipment, or any physical
asset owned, leased, or controlled by this state or any agency or political
subdivisions thereof," 188.200, the Missouri statute prohibits the performance
of abortions in institutions that in all pertinent respects are private, yet are
located on property owned, leased, or controlled by the government. Thus, under
the statute, no abortion may be performed at Truman Medical Center in Kansas
City - where, in 1985, 97 percent of all Missouri hospital abortions at 16 weeks
or later were performed - even though the Center is a private hospital, staffed
primarily by private doctors, and administered by a private corporation: the
Center is located on ground leased from a political subdivision of the State.
The sweeping scope of Missouri's "public facility" provision sharply
distinguishes this case from Maher, Poelker, and Harris. In one of those cases,
it was said: "The State may have made childbirth a more attractive alternative .
. . but it . . . imposed no restriction on access to abortions that was not
already there." Maher, 432 U.S., at 474. Missouri's public facility ban, by
contrast, goes far beyond merely offering incentives in favor of childbirth (as
in Maher and Harris), or a straightforward disassociation of state-owned
institutions and personnel from abortion services (as in Poelker). Here, by
defining as "public" every health-care institution with some connection to the
State, no matter how attenuated, Missouri has brought to bear the full force of
its economic power and control over essential facilities to discourage its
citizens from exercising their constitutional rights, even where the State
itself could never be understood as authorizing, supporting, or having any other
positive association with the performance of an abortion. See R. Dworkin, The
Great Abortion Case, New York Review of Books, June 29, 1989, p. 49.
The difference is critical. Even if the State may decline to subsidize or to
participate in the exercise of a woman's right to terminate a pregnancy, and
even if a State may pursue its own abortion policies in distributing public
benefits, it may not affirmatively constrict the availability of abortions by
defining as "public" that which in all meaningful respects is private. With the
certain knowledge that a substantial percentage of private health-care providers
will fall under the public facility ban, see Brief for National Association of
Public Hospitals as Amicus Curiae 10-11, Missouri does not "leav[e] a pregnant
woman with the same choices as if the State [492
U.S. 490, 541] had chosen not to operate any public hospitals at all,"
ante, at 509; rather, the public facility ban leaves the pregnant woman with far
fewer choices, or, for those too sick or too poor to travel, perhaps no choice
at all. This aggressive and shameful infringement on the right of women to
obtain abortions in consultation with their chosen physicians, unsupported by
any state interest, much less a compelling one, violates the command of Roe.
Indeed, JUSTICE O'CONNOR appears to recognize the constitutional difficulties
presented by Missouri's "public facilities" ban, and rejects respondents'
"facial" challenge to the provisions on the ground that a facial challenge
cannot succeed where, as here, at least some applications of the challenged law
are constitutional. Ante, at 523-524. While I disagree with this approach,
JUSTICE O'CONNOR'S writing explicitly leaves open the possibility that some
applications of the public facilities" ban may be unconstitutional, regardless
of Maher, Poelker, and Harris.
I concur in Part II-C of the Court's opinion, holding that respondents'
challenge to 188.205 is moot, although I note that the constitutionality of this
provision might become the subject of relitigation between these parties should
the Supreme Court of Missouri adopt an interpretation of the provision that
differs from the one accepted here. See Deakins v. Monaghan, 484 U.S. 193, 201,
n. 5 (1988).
[Footnote 2] I consider irrefutable
JUSTICE STEVENS' discussion of this interpretive point. See post, at 560-563.
[Footnote 3] The District Court found
that "the only method to evaluate [fetal] lung maturity is by amniocentesis," a
procedure that "imposes additional significant health risks for both the
pregnant woman and the fetus." 662 F. Supp. 407, 422 (WD Mo. 1987). Yet the
medical literature establishes that to require amniocentesis for all abortions
after 20 weeks would be contrary to sound medical practice and, moreover, would
be useless for the purpose of determining lung maturity until no earlier than
between 28 and 30 weeks gestational age. Ibid.; see also Brief for American
Medical Association et al. as Amici Curiae 41. Thus, were 188.029 read to
require a finding of lung maturity, it would require physicians to perform a
highly intrusive procedure of risk that would yield no result relevant to the
question of viability.
[Footnote 4] I also agree with the
Court of Appeals, 851 F.2d, at 1074-1075, that, as written, 188.029 is contrary
to this Court's decision in Colautti v. Franklin, 439 U.S. 379, 388-389 (1979).
[Footnote 5] The plurality never
states precisely its construction of 188.029. I base my synopsis of the
plurality's views mainly on its assertion that the entire provision must be read
in light of its requirement that the physician act only in accordance with
reasonable professional judgment, and that the provision imposes no requirement
that a physician perform irrelevant or dangerous tests. Ante, at 514-515. To the
extent that the plurality may be reading the provision to require tests other
than those that a doctor, exercising reasonable professional judgment, would
deem necessary to a finding of viability, the provision bears no rational
relation to a legitimate governmental interest, and cannot stand.
[Footnote 6] As convincingly
demonstrated by JUSTICE O'CONNOR, ante, at 527-531, the cases cited by the
plurality, are not to the contrary. As noted by the plurality, in both Colautti
v. Franklin, 439 U.S., at 388-389, and Planned Parenthood of Central Mo. v.
Danforth, 428 U.S. 52 (1976), we stressed that the determination of viability is
a matter for the judgment of the responsible attending physician. But 188.029,
at least as construed by the plurality, is consistent with this requirement. The
provision does nothing to remove the determination of viability from the purview
of the attending physician; it merely instructs the physician to make a finding
of viability using tests to determine gestational age, weight, and lung maturity
when such tests are feasible and medically appropriate.
I also see no conflict with the Court's holding in Akron v. Akron Center for
Reproductive Health, Inc., 462 U.S. 416 (1983), that the State may not impose "a
heavy, and unnecessary, burden on women's access to a relatively inexpensive,
otherwise accessible, and safe abortion procedure." Id., at 438 (emphasis
added). In Akron, we invalidated a city ordinance requiring that all
second-trimester abortions be performed in acute-care hospitals on the ground
that such a requirement was not medically necessary and would double the cost of
abortions. Id., at 434-439. By contrast, the viability determination at issue in
this case (as read by the plurality), is necessary to the effectuation of the
State's compelling interest in the potential human life of viable fetuses and
applies not to all second-trimester abortions, but instead only to that small
percentage of abortions performed on fetuses estimated to be of more than 20
weeks gestational age.
[Footnote 7] The plurality, ignoring
all of the aforementioned cases except Griswold, responds that this case does
not require consideration of the "great issues" underlying this case because
Griswold, "unlike Roe, did not purport to adopt a whole framework . . . to
govern the cases in which the asserted liberty interest would apply." Ante, at
520. This distinction is highly ironic. The Court in Roe adopted the framework
of which the plurality complains as a mechanism necessary to give effect both to
the constitutional rights of the pregnant woman and to the State's significant
interests in maternal health and potential life. Concededly, Griswold does not
adopt a framework for determining the permissible scope of state regulation of
contraception. The reason is simple: in Griswold (and Eisenstadt), the Court
held that the challenged statute, regulating the use of medically safe
contraception, did not properly serve any significant state interest.
Accordingly, the Court had no occasion to fashion a framework to accommodate a
State's interests in regulating contraception. Surely, the plurality is not
suggesting that it would find Roe unobjectionable if the Court had forgone the
framework and, as in the contraception decisions, had left the State with little
or no regulatory authority. The plurality's focus on the framework is merely an
excuse for avoiding the real issues embedded in this case and a mask for its
hostility to the constitutional rights that Roe recognized.
[Footnote 8] The difference in the
Akron and Simopoulos regulatory regimes is stark. The Court noted in Akron that
the city ordinance requiring that all second-trimester abortions be performed in
acute-care hospitals undoubtedly would have made the procurement of legal
abortions difficult and often prohibitively expensive, thereby driving the
performance of abortions back underground where they would not be subject to
effective regulation. Such a requirement obviously did not further the city's
asserted interest in maternal health. 462 U.S., at 420, n. 1. On the other hand,
the Virginia law at issue in Simopoulos, by permitting the performance of
abortions in licensed out-patient clinics as well as hospitals, did not
similarly constrict the availability of legal abortions and, therefore, did not
undermine its own stated purpose of protecting maternal health.
[Footnote 9] Notably, neither the
plurality nor JUSTICE O'CONNOR advances the now-familiar catch-phrase criticism
of the Roe framework that because the point of viability will recede with
advances in medical technology, Roe "is clearly on a collision course with
itself." See Akron, 462 U.S., at 458 (dissenting opinion). This critique has no
medical foundation. As the medical literature and the amicus briefs filed in
this case conclusively demonstrate, "there is an `anatomic threshold' for fetal
viability of about 23-24 weeks of gestation." Brief for American Medical
Association et al. as Amici Curiae 7. See also Brief for 167 Distinguished
Scientists and Physicians, including 11 Nobel Laureates, as Amici Curiae 8-14.
Prior to that time, the crucial organs are not sufficiently mature to provide
the mutually sustaining functions that are prerequisite to extrauterine
survival, or viability. Moreover, "no technology exists to bridge the
development gap between the three-day embryo culture and the 24th week of
gestation." Fetal Extrauterine Survivability, Report to the New York State Task
Force on Life and the Law 3 (1988). Nor does the medical community believe that
the development of any such technology is possible in the foreseeable future.
Id., at 12. In other words, the threshold of fetal viability is, and will
remain, no different from what it was at the time Roe was decided. Predictions
to the contrary are pure science fiction. See Brief for A Group of American Law
Professors as Amici Curiae 23-25.
[Footnote 10] Writing for the Court
in Akron, Justice Powell observed the same phenomenon, though in hypothetical
response to the dissent in that case: "In sum, it appears that the dissent would
uphold virtually any abortion regulation under a rational-basis test. It also
appears that even where heightened scrutiny is deemed appropriate, the dissent
would uphold virtually any abortion-inhibiting regulation because of the State's
interest in preserving potential human life. . . . This analysis is wholly
incompatible with the existence of the fundamental right recognized in Roe v.
Wade." 462 U.S., at 420-421, n. 1.
[Footnote 11] The plurality claims
that its treatment of Roe, and a woman's right to decide whether to terminate a
pregnancy, "hold[s] true the balance between that which the Constitution puts
beyond the reach of the democratic process and that which it does not." Ante, at
521. This is unadulterated nonsense. The plurality's balance matches a lead
weight (the State's allegedly compelling interest in fetal life as of the moment
of conception) against a feather (a "liberty interest" of the pregnant woman
that the plurality barely mentions, much less describes). The plurality's
balance - no balance at all - places nothing, or virtually nothing, beyond the
reach of the democratic process.
JUSTICE SCALIA candidly argues that this is all for the best. Ante, at 532. I
cannot agree. "The very purpose of a Bill of Rights was to withdraw [492 U.S. 490, 557] certain subjects from the
vicissitudes of political controversy, to place them beyond the reach of
majorities and officials and to establish them as legal principles to be applied
by the courts. One's right to life, liberty, and property . . . may not be
submitted to vote; they depend on the outcome of no elections." West Virginia
Board of Education v. Barnette, 319 U.S. 624, 638 (1943). In a Nation that
cherishes liberty, the ability of a woman to control the biological operation of
her body and to determine with her responsible physician whether or not to carry
a fetus to term must fall within that limited sphere of individual autonomy that
lies beyond the will or the power of any transient majority. This Court stands
as the ultimate guarantor of that zone of privacy, regardless of the bitter
disputes to which our decisions may give rise. In Roe, and our numerous cases
reaffirming Roe, we did no more than discharge our constitutional duty.
[Footnote 12] Cf. South Carolina v.
Gathers, 490 U.S. 805, 824 (1989) (SCALIA, J., dissenting) ("[T]he respect
accorded prior decisions increases, rather than decreases, with their antiquity,
as the society adjusts itself to their existence, and the surrounding law
becomes premised on their validity").
Moreover, as Justice Powell wrote for the Court in Akron: "There are
especially compelling reasons for adhering to stare decisis in applying the
principles of Roe v. Wade. That case was considered with special care. It was
first argued during the 1971 Term, and reargued - with extensive
[492 U.S. 490, 559]
briefing - the following Term. The decision was joined by THE CHIEF JUSTICE and
six other Justices. Since Roe was decided in January 1973, the Court repeatedly
and consistently has accepted and applied the basic principle that a woman has a
fundamental right to make the highly personal choice whether or not to terminate
her pregnancy." 462 U.S., at 420, n. 1. See, e. g., Planned Parenthood of
Central Mo. v. Danforth, 428 U.S. 52 (1976); Bellotti v. Baird, 428 U.S. 132
(1976); Beal v. Doe, 432 U.S. 438 (1977); Maher v. Roe, 432 U.S. 464 (1977);
Colautti v. Franklin, 439 U.S. 379 (1979); Bellotti v. Baird, 443 U.S. 622
(1979); Harris v. McRae, 448 U.S. 297 (1980); Akron v. Akron Center for
Reproductive Health, Inc., 462 U.S. 416 (1983); Thornburgh v. American College
of Obstetricians and Gynecologists, 476 U.S. 747 (1986).
JUSTICE STEVENS, concurring in part and dissenting in part.
Having joined Part II-C of the Court's opinion, I shall not comment on
188.205 of the Missouri statute. With respect to the challenged portions of
188.210 and 188.215, I agree with JUSTICE BLACKMUN, ante, at 539-541, n. 1
(concurring in part and dissenting in part), that the record identifies a
sufficient number of unconstitutional applications to support the Court of
Appeals' judgment invalidating those provisions. The reasons why I would also
affirm that court's invalidation of 188.029, the viability testing provision,
and 1.205.1(1), (2) of the preamble,1 require separate explanation.
I
It seems to me that in Part II-D of its opinion, the plurality
strains to place a construction on 188.0292 that enables [492 U.S. 490, 561] it to conclude: "[W]e would modify
and narrow Roe and succeeding cases," ante, at 521. That statement is ill
advised because there is no need to modify even slightly the holdings of prior
cases in order to uphold 188.029. For the most plausible nonliteral
construction, as both JUSTICE BLACKMUN, ante, at 542-544 (concurring in part and
dissenting in part), and JUSTICE O'CONNOR, ante, at 525-531 (concurring in part
and concurring in judgment), have demonstrated, is constitutional and entirely
consistent with our precedents.
I am unable to accept JUSTICE O'CONNOR'S construction of the second sentence
in 188.029, however, because I believe it is foreclosed by two controlling
principles of statutory interpretation. First, it is our settled practice to
accept "the interpretation of state law in which the District Court and the
Court of Appeals have concurred even if an examination of the state-law issue
without such guidance might have justified a different conclusion." Bishop v.
Wood, 426 U.S. 341, 346 (1976).3
Second, "[t]he fact that a particular application of the clear terms of a
statute might be unconstitutional does not provide us with a justification for
ignoring the plain meaning of the statute." Public Citizen v. Department of
Justice, 491 U.S. 440, 481 (1989) (KENNEDY, J., concurring
[492 U.S. 490, 562] in judgment).4 In this case, I agree with the Court of Appeals, 851 F.2d
1071, 1074-1075 (CA8 1988), and the District Court, 662 F. Supp. 407, 423 (WD
Mo. 1987), that the meaning of the second sentence of 188.029 is too plain to be
ignored. The sentence twice uses the mandatory term "shall," and contains no
qualifying language. If it is implicitly limited to tests that are useful in
determining viability, it adds nothing to the requirement imposed by the
preceding sentence.
My interpretation of the plain language is supported by the structure of the
statute as a whole, particularly the preamble, which "finds" that life "begins
at conception" and further commands that state laws shall be construed to
provide the maximum protection to "the unborn child at every stage of
development." Mo. Rev. Stat. 1.205.1(1), 1.205.2 (1986). I agree with the
District Court that "[o]bviously, the purpose of this law is to protect the
potential life of the fetus, rather than to safeguard maternal health." 662 F.
Supp., at 420. A literal reading of the statute tends to accomplish that goal.
Thus it is not "incongruous," ante, at 515, to assume that the Missouri
Legislature was trying to protect the potential human life of nonviable fetuses
by making the abortion decision more costly.5 On the contrary, I am satisfied that the Court of Appeals, as
well as the District Court, correctly concluded that the Missouri Legislature
meant exactly what it said in the second sentence of 188.029. I am also
satisfied, [492 U.S. 490, 563] for the
reasons stated by JUSTICE BLACKMUN, that the testing provision is manifestly
unconstitutional under Williamson v. Lee Optical Co., 348 U.S. 483 (1955),
"irrespective of the Roe [v. Wade, 410 U.S. 113 (1973),] framework." Ante, at
544 (concurring in part and dissenting in part).
II
The Missouri statute defines "conception" as "the
fertilization of the ovum of a female by a sperm of a male," Mo. Rev. Stat.
188.015(3) (1986), even though standard medical texts equate "conception" with
implantation in the uterus, occurring about six days after fertilization.6 Missouri's declaration therefore implies regulation not only
of previability abortions, but also of common forms of contraception such as the
IUD and the morning-after pill.7 Because the preamble, read in context, threatens serious
encroachments upon the liberty of the pregnant woman and the health
professional, I am persuaded that these plaintiffs, appellees before us, have [492 U.S. 490, 564] standing to challenge its
constitutionality. Accord, 851 F.2d, at 1075-1076.
To the extent that the Missouri statute interferes with contraceptive
choices, I have no doubt that it is unconstitutional under the Court's holdings
in Griswold v. Connecticut, 381 U.S. 479 (1965); Eisenstadt v. Baird, 405 U.S.
438 (1972); and Carey v. Population Services International, 431 U.S. 678 (1977).
The place of Griswold in the mosaic of decisions defining a woman's liberty
interest was accurately stated by Justice Stewart in his concurring opinion in
Roe v. Wade, 410 U.S. 113, 167-170 (1973):
"[I]n Griswold v. Connecticut, 381 U.S. 479, the Court held a Connecticut
birth control law unconstitutional. In view of what had been so recently
said in [Ferguson v.] Skrupa, [372 U.S. 726 (1963),] the Court's opinion in
Griswold understandably did its best to avoid reliance on the Due Process
Clause of the Fourteenth Amendment as the ground for decision. Yet, the
Connecticut law did not violate any provision of the Bill of Rights, nor any
other specific provision of the Constitution. So it was clear to me then,
and it is equally clear to me now, that the Griswold decision can be
rationally understood only as a holding that the Connecticut statute
substantively invaded the `liberty' that is protected by the Due Process
Clause of the Fourteenth Amendment. As so understood, Griswold stands as one
in a long line of pre-Skrupa cases decided under the doctrine of substantive
due process, and I now accept it as such.
. . . . .
"Several decisions of this Court make clear that freedom of personal choice
in matters of marriage and family life is one of the liberties protected by
the Due Process Clause of the Fourteenth Amendment. Loving v. Virginia, 388
U.S. 1, 12 [(1967)]; Griswold v. Connecticut, supra; Pierce v. Society of
Sisters, [268 U.S. 510 (1925)]; Meyer v. Nebraska, [262 U.S. 390 (1923)].
See also [492 U.S. 490, 565] Prince v. Massachusetts, 321 U.S.
158, 166 [(1944)]; Skinner v. Oklahoma, 316 U.S. 535, 541 [(1942)]. As
recently as last Term, in Eisenstadt v. Baird, 405 U.S. 438, 453 [(1972)],
we recognized `the right of the individual, married or single, to be free
from unwarranted governmental intrusion into matters so fundamentally
affecting a person as the decision whether to bear or beget a child.' That
right necessarily includes the right of a woman to decide whether or not to
terminate her pregnancy. `Certainly the interests of a woman in giving of
her physical and emotional self during pregnancy and the interests that will
be affected throughout her life by the birth and raising of a child are of a
far greater degree of significance and personal intimacy than the right to
send a child to private school protected in Pierce v. Society of Sisters,
268 U.S. 510 (1925), or the right to teach a foreign language protected in
Meyer v. Nebraska, 262 U.S. 390 (1923).' Abele v. Markle, 351 F. Supp. 224,
227 (Conn. 1972).
"Clearly, therefore, the Court today is correct in holding that the right
asserted by Jane Roe is embraced within the personal liberty protected by
the Due Process Clause of the Fourteenth Amendment." (Emphasis in original;
footnotes omitted.)8
One might argue that the Griswold holding applies to devices "preventing
conception," 381 U.S., at 480 - that is, fertilization - but not to those
preventing implantation, and therefore, that Griswold does not protect a woman's
choice to use an IUD or take a morning-after pill. There is unquestionably
[492 U.S. 490, 566] a theological basis for such an argument,9 just as there was unquestionably a theological basis for the
Connecticut statute that the Court invalidated in Griswold. Our jurisprudence,
however, has consistently required a secular basis for valid legislation. See,
e. g., Stone v. Graham, 449 U.S. 39, 40 (1980) (per curiam).10 Because I am not aware of any secular basis for
differentiating between contraceptive procedures that are effective immediately
before and those that are effective immediately after fertilization, I believe
it inescapably follows that the preamble to the Missouri statute is invalid
under Griswold and its progeny.
Indeed, I am persuaded that the absence of any secular purpose for the
legislative declarations that life begins at conception and that conception
occurs at fertilization makes the relevant portion of the preamble invalid under
the Establishment Clause of the First Amendment to the Federal Constitution.
This conclusion does not, and could not, rest on the fact that the statement
happens to coincide with the tenets of certain religions, see McGowan v.
Maryland, 366 U.S. 420, 442 (1961); Harris v. McRae, 448 U.S. 297, 319-320
(1980), or on the fact that the legislators who voted to enact it may have been
motivated by religious considerations, see Washington v. Davis, 426 U.S. 229,
253 (1976) (STEVENS, J., concurring). Rather, it rests on the fact that the
preamble, an unequivocal endorsement of a religious tenet of some but by no
means all Christian faiths,11
serves no identifiable [492 U.S. 490, 567]
secular purpose. That fact alone compels a conclusion that the statute violates
the Establishment Clause.12 Wallace v.
Jaffree, 472 U.S. 38, 56 (1985).
My concern can best be explained by reference to the position on this issue
that was widely accepted by the leaders of the Roman Catholic Church for many
years. The position is summarized in a report, entitled "Catholic Teaching On
Abortion," prepared by the Congressional Research Service of the Library of
Congress. It states in part:
"The disagreement over the status of the unformed as against the formed
fetus was crucial for Christian teaching on the soul. It was widely held
that the soul was not present until the formation of the fetus 40 or 80 days
after conception, for males and females respectively. Thus, abortion of the
`unformed' or `inanimate' fetus (from anima, soul) was something less than
true homicide, rather a form of anticipatory or quasi-homicide. This view
received its definitive treatment in St. Thomas Aquinas and became for a
time the dominant interpretation in the Latin Church.
. . . . .
"For St. Thomas, as for mediaeval Christendom generally, there is a lapse
of time - approximately 40 to 80 days - after conception and before the
soul's infusion. . . .
"For St. Thomas, `seed and what is not seed is determined by sensation and
movement.' What is destroyed in abortion of the unformed fetus is seed, not
man. This distinction received its most careful analysis in St. Thomas. It
was the general belief of Christendom, reflected,
[492 U.S. 490, 568] for example, in the Council of Trent (1545-1563),
which restricted penalties for homicide to abortion of an animated fetus
only." C. Whittier, Catholic Teaching on Abortion: Its Origin and Later
Development (1981), reprinted in Brief for Americans United for Separation
of Church and State as Amicus Curiae 13a, 17a (quoting In octo libros
politicorum 7.12, attributed to St. Thomas Aquinas).
If the views of St. Thomas were held as widely today as they were in the
Middle Ages, and if a state legislature were to enact a statute prefaced with a
"finding" that female life begins 80 days after conception and male life begins
40 days after conception, I have no doubt that this Court would promptly
conclude that such an endorsement of a particular religious tenet is violative
of the Establishment Clause.
In my opinion the difference between that hypothetical statute and Missouri's
preamble reflects nothing more than a difference in theological doctrine. The
preamble to the Missouri statute endorses the theological position that there is
the same secular interest in preserving the life of a fetus during the first 40
or 80 days of pregnancy as there is after viability - indeed, after the time
when the fetus has become a "person" with legal rights protected by the
Constitution.13 To sustain that position as a matter of law, I believe
Missouri has the burden of identifying the secular interests that differentiate
the first 40 days of pregnancy from the period immediately [492 U.S. 490, 569] before or after fertilization when,
as Griswold and related cases establish, the Constitution allows the use of
contraceptive procedures to prevent potential life from developing into full
personhood. Focusing our attention on the first several weeks of pregnancy is
especially appropriate because that is the period when the vast majority of
abortions are actually performed.
As a secular matter, there is an obvious difference between the state
interest in protecting the freshly fertilized egg and the state interest in
protecting a 9-month-gestated, fully sentient fetus on the eve of birth. There
can be no interest in protecting the newly fertilized egg from physical pain or
mental anguish, because the capacity for such suffering does not yet exist;
respecting a developed fetus, however, that interest is valid. In fact, if one
prescinds the theological concept of ensoulment - or one accepts St. Thomas
Aquinas' view that ensoulment does not occur for at least 40 days - a State has
no greater secular interest in protecting the potential life of an embryo that
is still "seed" than in protecting the potential life of a sperm or an
unfertilized ovum.
There have been times in history when military and economic interests would
have been served by an increase in population. No one argues today, however,
that Missouri can assert a societal interest in increasing its population as its
secular reason for fostering potential life. Indeed, our national policy, as
reflected in legislation the Court upheld last Term, is to prevent the potential
life that is produced by "pregnancy and childbirth among unmarried adolescents."
Bowen v. Kendrick, 487 U.S. 589, 593 (1988); accord, id., at 602. If the secular
analysis were based on a strict balancing of fiscal costs and benefits, the
economic costs of unlimited childbearing would outweigh those of abortion. There
is, of course, an important and unquestionably valid secular interest in
"protecting a young pregnant woman from the consequences of an incorrect
decision," Planned Parenthood of Central Mo. v. Danforth, 428 U.S. 52, 102
(1976) [492 U.S. 490, 570] (STEVENS, J.,
concurring in part and dissenting in part). Although that interest is served by
a requirement that the woman receive medical and, in appropriate circumstances,
parental, advice,14 it does not justify
the state legislature's official endorsement of the theological tenet embodied
in 1.205.1(1), (2).
The State's suggestion that the "finding" in the preamble to its abortion
statute is, in effect, an amendment to its tort, property, and criminal laws is
not persuasive. The Court of Appeals concluded that the preamble "is simply an
impermissible state adoption of a theory of when life begins to justify its
abortion regulations." 851 F.2d, at 1076. Supporting that construction is the
state constitutional prohibition against legislative enactments pertaining to
more than one subject matter. Mo. Const., Art. 3, 23. See In re Ray, 83 B. R.
670 (Bkrtcy Ct., ED Mo. 1988); Berry v. Majestic Milling Co., 223 S. W. 738 (Mo.
1920). Moreover, none of the tort, property, or criminal law cases cited by the
State was either based on or buttressed by a theological answer to the question
of when life begins. Rather, the Missouri courts, as well as a number of other
state courts, had already concluded that a "fetus is a `person,' `minor,' or
`minor child' within the meaning of their particular wrongful death statutes."
[492 U.S. 490, 571] O'Grady v. Brown, 654 S. W. 2d 904, 910 (Mo. 1983)
(en banc).15
Bolstering my conclusion that the preamble violates the First Amendment is
the fact that the intensely divisive character of much of the national debate
over the abortion issue reflects the deeply held religious convictions of many
participants in the debate.16 The Missouri Legislature may not inject its
endorsement of a particular religious tradition into this debate, for "[t]he
Establishment Clause does not allow public bodies to foment such disagreement."
See County of Allegheny v. American Civil Liberties Union, Greater Pittsburgh
Chapter, post, at 651 (STEVENS, J., concurring in part and dissenting in part).
In my opinion the preamble to the Missouri statute is unconstitutional for
two reasons. To the extent that it has substantive impact on the freedom to use
contraceptive procedures, it is inconsistent with the central holding in
Griswold. To the extent that it merely makes "legislative findings without
operative effect," as the State argues, Brief for Appellants 22, it violates the
Establishment Clause of the First [492 U.S. 490, 572] Amendment. Contrary to the
theological "finding" of the Missouri Legislature, a woman's constitutionally
protected liberty encompasses the right to act on her own belief that - to
paraphrase St. Thomas Aquinas - until a seed has acquired the powers of
sensation and movement, the life of a human being has not yet begun.17
[Footnote 1] The State prefers to refer
to subsections (1) and (2) of 1.205.1 as "prefatory statements with no
substantive effect." Brief for Appellants 9; see id., at 21; see also 851 F.2d
1071, 1076 (CA8 1988). It is true that 1.205 is codified in Chapter 1, Laws in
Force and Construction of Statutes, of Title I, Laws and Statutes, of the
Missouri Revised Statutes, while all other provisions at issue are codified in
Chapter 188, Regulation of Abortions, of Title XII, Public Health and Welfare.
But because 1.205 appeared at the beginning of House Bill No. 1596, see ante, at
500-501, it is entirely appropriate to consider it as a preamble relevant to
those regulations.
[Footnote 2] The testing provision
states:
"188.029. Physician, determination of viability, duties
"Before a physician performs an abortion on a woman he has reason to
believe is carrying an unborn child of twenty or more weeks gestational [492 U.S. 490, 561] age, the physician shall first
determine if the unborn child is viable by using and exercising that degree
of care, skill, and proficiency commonly exercised by the ordinarily
skillful, careful, and prudent physician engaged in similar practice under
the same or similar conditions. In making this determination of viability,
the physician shall perform or cause to be performed such medical
examinations and tests as are necessary to make a finding of the gestational
age, weight, and lung maturity of the unborn child and shall enter such
findings and determination of viability in the medical record of the
mother." Mo. Rev. Stat. 188.029 (1986).
[Footnote 3] See also United States v.
Durham Lumber Co., 363 U.S. 522, 526-527 (1960); Propper v. Clark, 337 U.S. 472,
486-487 (1949); Hillsborough v. Cromwell, 326 U.S. 620, 630 (1946); Huddleston
v. Dwyer, 322 U.S. 232, 237 (1944); MacGregor v. State Mutual Life Ins. Co., 315
U.S. 280, 281 (1942) (per curiam).
[Footnote 4] We have stated that we will
interpret a federal statute to avoid serious constitutional problems if "a
reasonable alternative interpretation poses no constitutional question," Gomez
v. United States, 490 U.S. 858, 864 (1989), or if "it is fairly possible to
interpret the statute in a manner that renders it constitutionally valid,"
Communications Workers v. Beck, 487 U.S. 735, 762 (1988), or "unless such
construction is plainly contrary to the intent of Congress," Edward J. DeBartolo
Corp. v. Florida Gulf Coast Building and Construction Trades Council, 485 U.S.
568, 575 (1988).
[Footnote 5] As with the testing
provision, the plurality opts for a construction of this statute that conflicts
with those of the Court of Appeals, 851 F.2d, at 1076-1077, and the District
Court, 662 F. Supp. 407, 413 (WD Mo. 1987).
[Footnote 6] The fertilized egg remains
in the woman's Fallopian tube for 72 hours, then travels to the uterus' cavity,
where cell division continues for another 72 hours before implantation in the
uterine wall. D. Mishell & V. Davajan, Infertility, Contraception and
Reproductive Endocrinology 109-110 (2d ed. 1986); see also Brief for Association
of Reproductive Health Professionals et al. as Amici Curiae 31-32 (ARHP Brief)
(citing, inter alia, J. Pritchard, P. MacDonald, & N. Gant, Williams Obstetrics
88-91 (17th ed. 1985)). "[O]nly 50 per cent of fertilized ova ultimately become
implanted." ARHP Brief 32, n. 25 (citing Post Coital Contraception, The Lancet
856 (Apr. 16, 1983)).
[Footnote 7] An intrauterine device,
commonly called an IUD, "works primarily by preventing a fertilized egg from
implanting." Burnhill, Intrauterine Contraception, in Fertility Control 271, 280
(S. Corson, R. Derman, & L. Tyrer eds. 1985). See also 21 CFR 801.427, p. 32
(1988); ARHP Brief 34-35. Other contraceptive methods that may prevent
implantation include "morning-after pills," high-dose estrogen pills taken after
intercourse, particularly in cases of rape, ARHP Brief 33, and the French RU
486, a pill that works "during the indeterminate period between contraception
and abortion," id., at 37. Low-level estrogen "combined" pills - a version of
the ordinary, daily ingested birth control pill - also may prevent the
fertilized egg from reaching the uterine wall and implanting. Id., at 35-36.
[Footnote 8] The contrast between
Justice Stewart's careful explication that our abortion precedent flowed
naturally from a stream of substantive due process cases and JUSTICE SCALIA'S
notion that our abortion law was "constructed overnight in Roe v. Wade," ante,
at 537 (concurring in part and concurring in judgment), is remarkable.
[Footnote 9] Several amici state that
the "sanctity of human life from conception and opposition to abortion are, in
fact, sincere and deeply held religious beliefs," Brief for Lutheran
Church-Missouri Synod et al. as Amici Curiae 20 (on behalf of 49 "church
denominations"); see Brief for Holy Orthodox Church as Amicus Curiae 12-14.
[Footnote 10] The dissent in Stone did
not dispute this proposition; rather, it argued that posting the Ten
Commandments on schoolroom walls has a secular purpose. 449 U.S., at 43-46
(REHNQUIST, J., dissenting).
[Footnote 11] See, e. g., Brief for
Catholics for a Free Choice et al. as Amici Curiae 5 ("There is no constant
teaching in Catholic theology on the commencement of personhood").
[Footnote 12] Pointing to the lack of
consensus about life's onset among experts in medicine, philosophy, and
theology, the Court in Roe v. Wade, 410 U.S. 113, 158, 162 (1973), established
that the Constitution does not permit a State to adopt a theory of life that
overrides a pregnant woman's rights. Accord, Akron v. Akron Center for
Reproductive Health, Inc., 462 U.S. 416, 444 (1983). The constitutional
violation is doubly grave if, as here, the only basis for the State's "finding"
is nonsecular.
[Footnote 13] No Member of this Court
has ever questioned the holding in Roe, 410 U.S., at 156-159, that a fetus is
not a "person" within the meaning of the Fourteenth Amendment. Even the
dissenters in Roe implicitly endorsed that holding by arguing that state
legislatures should decide whether to prohibit or to authorize abortions. See
id., at 177 (REHNQUIST, J., dissenting) (arguing that the Fourteenth Amendment
did not "withdraw from the States the power to legislate with respect to this
matter"); Doe v. Bolton, 410 U.S. 179, 222 (1973) (WHITE, J., dissenting jointly
in Doe and Roe). By characterizing the basic question as "a political issue,"
see ante, at 535 (concurring in part and concurring in judgment), JUSTICE SCALIA
likewise implicitly accepts this holding.
[Footnote 14] "The Court recognizes
that the State may insist that the decision not be made without the benefit of
medical advice. But since the most significant consequences of the decision are
not medical in character, it would seem to me that the State may, with equal
legitimacy, insist that the decision be made only after other appropriate
counsel has been had as well. Whatever choice a pregnant young woman makes - to
marry, to abort, to bear her child out of wedlock - the consequences of her
decision may have a profound impact on her entire future life. A legislative
determination that such a choice will be made more wisely in most cases if the
advice and moral support of a parent play a part in the decisionmaking process
is surely not irrational. Moreover, it is perfectly clear that the
parental-consent requirement will necessarily involve a parent in the decisional
process." Planned Parenthood of Central Mo. v. Danforth, 428 U.S., at 103
(STEVENS, J., concurring in part and dissenting in part).
[Footnote 15] The other examples cited
by the State are statutes providing that unborn children are to be treated as
though born within the lifetime of the decedent, see Uniform Probate Code 2-108
(1969), and statutes imposing criminal sanctions in the nature of manslaughter
for the killing of a viable fetus or unborn quick child, see, e. g., Ark. Stat.
Ann. 41-2223 (1947). None of the cited statutes included any "finding" on the
theological question of when life begins.
[Footnote 16] No fewer than 67 religious
organizations submitted their views as amici curiae on either side of this case.
Amici briefs on both sides, moreover, frankly discuss the relation between the
abortion controversy and religion. See generally, e. g., Brief for Agudath
Israel of America as Amicus Curiae, Brief for Americans United for Separation of
Church and State et al. as Amici Curiae, Brief for Catholics for a Free Choice
et al. as Amici Curiae, Brief for Holy Orthodox Church as Amicus Curiae, Brief
for Lutheran Church-Missouri Synod et al. as Amici Curiae, Brief for Missouri
Catholic Conference as Amicus Curiae. Cf. Burke, Religion and Politics in the
United States, in Movements and Issues in World Religions 243, 254-256 (C. Fu &
G. Spiegler eds. 1987).
[Footnote 17] "Just as the right to
speak and the right to refrain from speaking are complementary components of a
broader concept of individual freedom of mind, so also the individual's freedom
to choose his own creed is the counterpart of his right to refrain from
accepting the creed established by the majority. At one time it was thought that
this right merely proscribed the preference of one Christian sect over another,
but would not require equal respect for the conscience of the infidel, the
atheist, or the adherent of a non-Christian faith such as Islam or Judaism. But
when the underlying principle has been examined in the crucible of litigation,
the Court has unambiguously concluded that the individual freedom of conscience
protected by the First Amendment embraces the right to select any religious
faith or none at all. This conclusion derives support not only from the interest
in respecting the individual's freedom of conscience, but also from the
conviction that religious beliefs worthy of respect are the product of free and
voluntary choice by the faithful, and from recognition of the fact that the
political interest in forestalling intolerance extends beyond intolerance among
Christian sects - or even intolerance among `religions' - to encompass
intolerance of the disbeliever and the uncertain. As Justice Jackson eloquently
stated in West Virginia Board of Education v. Barnette, 319 U.S. 624, 642
(1943):
"`If there is any fixed star in our constitutional constellation, it is
that no official, high or petty, can prescribe what shall be orthodox in
politics, nationalism, religion, or other matters of opinion or force
citizens to confess by word or act their faith therein.'
"The State . . ., no less than the Congress of the United States, must
respect that basic truth." Wallace v. Jaffree, 472 U.S. 38, 52-55 (1985)
(footnotes omitted). [492 U.S. 490, 573]
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