U.S. Supreme Court
OHIO v. AKRON CENTER, 497 U.S. 502 (1990)
497 U.S. 502
OHIO v. AKRON CENTER FOR REPRODUCTIVE HEALTH ET AL.
APPEAL FROM THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
No. 88-805.
Argued November 29, 1989
Decided June 25, 1990
As enacted, Ohio's Amended Substitute House Bill 319 (H.B. 319) makes it a
crime for a physician or other person to perform an abortion on an unmarried,
unemancipated, minor woman, unless, inter alia, the physician provides timely
notice to one of the minor's parents or a juvenile court issues an order
authorizing the minor to consent. To obtain a judicial bypass of the notice
requirement, the minor must present clear and convincing proof that she has
sufficient maturity and information to make the abortion decision herself, that
one of her parents has engaged in a pattern of physical, emotional, or sexual
abuse against her, or that notice is not in her best interests. Among other
things, H.B. 319 also allows the physician to give constructive notice if actual
notice to the parent proves impossible "after a reasonable effort"; requires the
minor to file a bypass complaint in the juvenile court on prescribed forms;
requires that court to appoint a guardian ad litem and an attorney for the minor
if she has not retained counsel; mandates expedited bypass hearings and
decisions in that court and expedited review by a court of appeals; provides
constructive authorization for the minor to consent to the abortion if either
court fails to act in a timely fashion; and specifies that both courts must
maintain the minor's anonymity and the confidentiality of all papers. Shortly
before H.B. 319's effective date, appellees - an abortion facility, one of its
doctors, and an unmarried, unemancipated, minor woman seeking an abortion there
- and others filed a facial challenge to the statute's constitutionality in the
Federal District Court, which ultimately issued an injunction preventing H.B.
319's enforcement. The Court of Appeals affirmed, concluding that various of the
statute's provisions were constitutionally defective.
Held:
The judgment is reversed.
854 F.2d 852, reversed.
JUSTICE KENNEDY delivered the opinion of the Court with respect to Parts I,
II, III, and IV, concluding that, on its face, H.B. 319 does not impose an
undue, or otherwise unconstitutional, burden on a minor seeking an abortion.
Pp. 510-519.
1. House Bill 319 accords with this Court's cases addressing the
constitutionality of parental notice or consent statutes in the abortion
[497 U.S. 502, 503] context. Planned Parenthood of Central Mo. v.
Danforth, 428 U.S. 52; Bellotti v. Baird, 443 U.S. 622; H.L. v. Matheson,
450 U.S. 398; Planned Parenthood Assn. of Kansas City, Mo., Inc. v.
Ashcroft, 462 U.S. 476; Akron v. Akron Center for Reproductive Health, Inc.,
462 U.S. 416. Pp. 510-517.
(a) Whether or not the Fourteenth Amendment requires parental notice
statutes, as opposed to parental consent statutes, to contain judicial
bypass procedures, H.B. 319's bypass procedure is sufficient because it
meets the requirements identified in Danforth, Bellotti, Ashcroft, and Akron
for the more intrusive consent statutes, particularly the four criteria set
forth by the plurality in Bellotti, supra, at 643-644 (opinion of Powell,
J.). First, the statute satisfies the requirement that the minor be allowed
to show the maturity to make her abortion decision without regard to her
parents' wishes. Second, by requiring the juvenile court to authorize her
consent upon determining that the abortion is in her best interests and in
cases where she has shown a pattern of abuse, H.B. 319 satisfies the
requirement that she be allowed to show that, even if she cannot make the
decision by herself, the abortion would be in her best interests. Third, the
requirement that a bypass procedure ensure the minor's anonymity is
satisfied, since H.B. 319 prohibits the juvenile court from notifying the
parents that the complainant is pregnant and wants an abortion and requires
both state courts to preserve her anonymity and the confidentiality of court
papers, and since state law makes it a crime for any state employee to
disclose documents not designated as public records. Neither the mere
possibility of unauthorized, illegal disclosure by state employees nor the
fact that the H.B. 319 complaint forms require the minor to provide
identifying information for administrative purposes is dispositive. Complete
anonymity is not critical under this Court's decisions, and H.B. 319 takes
reasonable steps to prevent the public from learning of the minor's
identity. Fourth, H.B. 319's time limits on judicial action satisfy the
requirement that a bypass procedure be conducted with expedition. Even if,
as appellees contend, the bypass procedure could take up to 22 calendar
days, including weekends and legal holidays, that possibility does not
suffice to invalidate the statute on its face. See, e.g., Ashcroft, supra,
at 477, n. 4, 491, n. 16. Pp. 510-514.
(b) The Bellotti criteria need not be extended by imposing appellees'
suggested additional requirements on bypass procedures. First, H.B. 319 is
not rendered unconstitutional by the fact that its constructive
authorization provisions do not require an affirmative order authorizing the
physician to act in the event that either state court fails to act within
the prescribed time limits. Absent a showing that those limits will be
ignored, the State may expect that its judges will follow
[497 U.S. 502, 504] mandated procedural requirements. Moreover,
Ashcroft, supra, at 479-480, n. 4, does not require constructive
authorization provisions, which were added by Ohio out of an abundance of
caution and concern for the minor's interests. Second, a bypass procedure
such as Ohio's does not violate due process by placing the burden of proof
on the issues of maturity or best interests on the minor or by requiring a
heightened, clear and convincing evidence standard of proof. Justice Powell
in Bellotti, supra, at 634, indicated that a State may require the minor to
bear the burden of proof on these issues. Moreover, a State may require a
heightened standard of proof when, as here, the bypass procedure
contemplates an ex parte proceeding at which no one opposes the minor's
testimony and she is assisted by an attorney and a guardian ad litem. Third,
H.B. 319's statutory scheme and the bypass complaint forms do not deny an
unwary and unrepresented minor the opportunity to prove her case by
requiring her to choose among three forms, the first of which relates only
to maturity, the second to best interests, and the third to both. Even
assuming some initial confusion, it is unlikely that the Ohio courts will
treat a minor's choice of forms without due care and understanding for her
unrepresented status. Moreover, she does not make a binding election by her
initial form choice, since H.B. 319 provides her with appointed counsel
after filing the complaint and allows her to move to amend the pleadings.
Pp. 514-517.
2. Even assuming that H.B. 319 gives a minor a substantive, state-law
liberty or property right "to avoid unnecessary or hostile parental
involvement" upon proof of maturity or best interests, the statute does not
deprive her of this right without due process, since its confidentiality
provisions, expedited procedures, pleading form requirements, clear and
convincing evidence standard, and constructive authorization provisions are
valid on their face. Pp. 517-518.
3. House Bill 319 is not facially invalid simply because it requires
parental notice to be given by the physician, rather than by some other
qualified person. Since the physician has a superior ability to garner and
use important medical and psychological data supplied by a parent upon
receiving notice, a State may require the physician himself to take
reasonable steps to notify the parent. See Matheson, supra, at 400, 411. In
addition, the conversation with an experienced and detached physician may
assist the parent in approaching the problem in a mature and balanced way
and thereby enable him to provide better advice to the minor than would a
conversation with a less experienced person. Any imposition on the
physician's schedule is diminished by provisions allowing him to give notice
by mail if he cannot reach the parent "after a reasonable effort" and to
forgo notice in the event of certain emergencies,
[497 U.S. 502, 505] which provisions constitute an adequate
recognition of his professional status. Akron, supra, at 446-449,
distinguished. Pp. 518-519.
JUSTICE KENNEDY, joined by THE CHIEF JUSTICE, JUSTICE WHITE, and JUSTICE
SCALIA, concluded in Part V that H.B. 319 constitutes a rational way to
further legitimate ends. A free and enlightened society may decide that each
of its members should attain a clearer, more tolerant understanding of the
profound philosophic choices confronting a woman considering an abortion,
which decision will affect her own destiny and dignity and the origins of
the other human life within the embryo. It is both rational and fair for the
State to conclude that, in most instances, the beginnings of that
understanding will be within the family, which will strive to give a lonely
or even terrified minor advice that is both compassionate and mature. Pp.
519-520.
JUSTICE STEVENS, agreeing that H.B. 319 is not unconstitutional on its
face, concluded that, in some of its applications, the one-parent notice
requirement will not reasonably further the State's legitimate interest in
protecting the welfare of its minor citizens. The question whether the
judicial bypass is so obviously inadequate for such exceptional situations
that the entire statute should be invalidated must await the statute's
implementation and the evaluation of the significance of its restrictions in
light of its administration. The State must provide an adequate mechanism
for avoiding parental notification for cases in which the minor is mature or
notice would not be in her best interests. See Akron v. Akron Center for
Reproductive Health, Inc., 462 U.S. 416, 441, n. 31. Pp. 521-523.
KENNEDY, J., announced the judgment of the Court, and delivered the opinion
of the Court with respect to Parts I, II, III, and IV, in which REHNQUIST, C.J.,
and WHITE, STEVENS, O'CONNOR, and SCALIA, JJ., joined, and an opinion with
respect to Part V, in which REHNQUIST, C.J., and WHITE and SCALIA, JJ., joined.
SCALIA, J., filed a concurring opinion, post, p. 520. STEVENS, J., filed an
opinion concurring in part and concurring in the judgment, post, p. 521.
BLACKMUN, J., filed a dissenting opinion, in which BRENNAN and MARSHALL, JJ.,
joined, post, p. 524.
Rita S. Eppler, Assistant Attorney General of Ohio, argued the cause for
appellant. With her on the briefs were Anthony J. Celebrezze, Jr., Attorney
General, and Thomas J. O'Connell and Suzanne E. Mohr, Assistant Attorneys
General. [497 U.S. 502, 506]
Linda R. Sogg argued the cause for appellees. With her on the brief were Dara
Klassel, Roger Evans, Barbara E. Otten, and Eve W. Paul.*
[Footnote *] Briefs of amici curiae urging
reversal were filed for American Family Association, Inc., by Peggy M. Coleman;
for the Association of American Physicians and Surgeons by Ann-Louise Lohr,
Paige Comstock Cunningham, and Kent Masterson Brown; for Concerned Women for
America by Jordan W. Lorence, Cimron Campbell, and Wendell R. Bird; for the
Knights of Columbus by Brendan V. Sullivan, Jr., Kevin J. Hasson, and Carl A.
Anderson; for the United States Catholic Conference by Mark E. Chopko; and for
Representative Jerome S. Luebbers et al. by Patrick J. Perotti.
Briefs of amici curiae urging affirmance were filed for 274 Organizations in
Support of Roe v. Wade by Kathleen M. Sullivan, Susan R. Estrich, Barbara
Jordan, and Estelle H. Rogers; for the American College of Obstetricians and
Gynecologists et al. by Carter G. Phillips, Elizabeth H. Esty, Ann E. Allen,
Stephan E. Lawton, Laurie R. Rockett, and Joel I. Klein; and for the American
Psychological Association et al. by Donald N. Bersoff.
Briefs of amici curiae were filed for the American Indian Health Care
Association et al. by Rhonda Copelon and Nadine Taub; for Focus on the Family et
al. by H. Robert Showers; for Save America's Youth, Inc., by Lynn D. Wardle; and
for 13 Individual Members of the Panel on Adolescent Pregnancy and Childbearing
or the Committee on Child Development Research and Public Policy by Hannah E. M.
Lieberman and Pamela H. Anderson.
JUSTICE KENNEDY announced the judgment of the Court and delivered the opinion
of the Court with respect to Parts I, II, III, and IVFn, and an opinion with
respect to Part V, in which THE CHIEF JUSTICE, JUSTICE WHITE, and JUSTICE SCALIA
join.
The Court of Appeals held invalid an Ohio statute that, with certain
exceptions, prohibits any person from performing an abortion on an unmarried,
unemancipated, minor woman absent notice to one of the woman's parents or a
court order of approval. We reverse, for we determine that the statute accords
with our precedents on parental notice and [497
U.S. 502, 507] consent in the abortion context, and does not violate the
Fourteenth Amendment.
I
A
The Ohio Legislature, in November 1985, enacted Amended
Substitute House Bill 319 (H.B. 319), which amended Ohio Rev. Code Ann. 2919.12
(1987), and created 2151.85 and 2505.073 (Supp. 1988). Section 2919.12(B), the
cornerstone of this legislation, makes it a criminal offense, except in four
specified circumstances, for a physician or other person to perform an abortion
on an unmarried and unemancipated woman under eighteen years of age. See
2919.12(D) (making the first offense a misdemeanor and subsequent offenses
felonies); 2919.12(E) (imposing civil liability).
The first and second circumstances in which a physician may perform an
abortion relate to parental notice and consent. First, a physician may perform
an abortion if he provides "at least twenty-four hours actual notice, in person
or by telephone," to one of the women's parents (or her guardian or custodian)
of his intention to perform the abortion. 2919.12(B)(1)(a)(i). The physician, as
an alternative, may notify a minor's adult brother, sister, stepparent, or
grandparent, if the minor and the other relative each file an affidavit in the
juvenile court stating that the minor fears physical, sexual, or severe
emotional abuse from one of her parents. See 2919.12(B)(1)(a)(i),
2919.12(B)(1)(b), 2919.12(B)(1)(c). If the physician cannot give the notice
"after a reasonable effort," he may perform the abortion after "at least
forty-eight hours constructive notice" by both ordinary and certified mail.
2919.12(B)(2). Second, a physician may perform an abortion on the minor if one
of her parents (or her guardian or custodian) has consented to the abortion in
writing. See 2919.12(B)(1)(a)(ii).
The third and fourth circumstances depend on a judicial procedure that allows
a minor to bypass the notice and consent [497
U.S. 502, 508]
provisions just described. The statute allows a physician to perform an abortion
without notifying one of the minor's parents or receiving the parent's consent
if a juvenile court issues an order authorizing the minor to consent,
2919.12(B)(1)(a)(iii), or if a juvenile court or court of appeals, by its
inaction, provides constructive authorization for the minor to consent,
2919.12(B)(1)(a)(iv).
The bypass procedure requires the minor to file a complaint in the juvenile
court, stating (1) that she is pregnant; (2) that she is unmarried, under 18
years of age, and unemancipated; (3) that she desires to have an abortion
without notifying one of her parents; (4) that she has sufficient maturity and
information to make an intelligent decision whether to have an abortion without
such notice, or that one of her parents has engaged in a pattern of physical,
sexual, or emotional abuse against her, or that notice is not in her best
interests; and (5) that she has or has not retained an attorney. 2151.85(A)(1)
(5). The Ohio Supreme Court, as discussed below, has prescribed pleading forms
for the minor to use. See App. 6-14.
The juvenile court must hold a hearing at the earliest possible time, but not
later than the fifth business day after the minor files the complaint.
2151.85(B)(1). The court must render its decision immediately after the
conclusion of the hearing. Ibid. Failure to hold the hearing within this time
results in constructive authorization for the minor to consent to the abortion.
Ibid. At the hearing, the court must appoint a guardian ad litem and an attorney
to represent the minor if she has not retained her own counsel. 2151.85(B)(2).
The minor must prove her allegation of maturity, pattern of abuse, or best
interests by clear and convincing evidence, 2151.85(C), and the juvenile court
must conduct the hearing to preserve the anonymity of the complainant, keeping
all papers confidential. 2151.85(D), (F).
The minor has the right to expedited review. The statute provides that,
within four days after the minor files a [497
U.S. 502, 509]
notice of appeal, the clerk of the juvenile court shall deliver the notice of
appeal and record to the state court of appeals. 2505.073(A). The clerk of the
court of appeals dockets the appeal upon receipt of these items. Ibid. The minor
must file her brief within four days after the docketing. Ibid. If she desires
an oral argument, the court of appeals must hold one within five days after the
docketing and must issue a decision immediately after oral argument. Ibid. If
she waives the right to an oral argument, the court of appeals must issue a
decision within five days after the docketing. Ibid. If the court of appeals
does not comply with these time limits, a constructive order results authorizing
the minor to consent to the abortion. Ibid.
B
Appellees in this action include the Akron Center for
Reproductive Health, a facility that provides abortions; Max Pierre Gaujean,
M.D., a physician who performs abortions at the Akron Center; and Rachael Roe,
an unmarried, unemancipated minor woman who sought an abortion at the facility.
In March, 1986, days before the effective date of H.B. 319, appellees and others
brought a facial challenge to the constitutionality of the statute in the United
States District Court for the Northern District of Ohio. The District Court,
after various proceedings, issued a preliminary injunction and later a permanent
injunction preventing the State of Ohio from enforcing the statute. Akron Center
for Reproductive Health v. Rosen, 633 F. Supp. 1123 (1986).
The Court of Appeals for the Sixth Circuit affirmed, concluding that H.B. 319
had six constitutional defects. These points, discussed below, related to the
sufficiency of the expedited procedures, the guarantee of anonymity, the
constructive authorization provisions, the clear and convincing evidence
standard, the pleading requirements, and the physician's personal obligation to
give notice to one of the minor's [497 U.S. 502, 510] parents. Akron Center for
Reproductive Health v. Slaby, 854 F.2d 852 (1988). The State of Ohio, on appeal
under 28 U.S.C. 1254(2) (1982 ed.), prob. juris. noted, 492 U.S. 916 (1989),
challenges the Court of Appeals' decision in its entirety. Appellees seek
affirmance on the grounds adopted by the Court of Appeals and on other grounds.
II
We have decided five cases addressing the constitutionality of
parental notice or parental consent statutes in the abortion context. See
Planned Parenthood of Central Mo. v. Danforth, 428 U.S. 52 (1976); Bellotti v.
Baird, 443 U.S. 622 (1979); H. L. v. Matheson, 450 U.S. 398 (1981); Planned
Parenthood Assn. of Kansas City, Mo., Inc. v. Ashcroft, 462 U.S. 476 (1983);
Akron v. Akron Center for Reproductive Health, Inc., 462 U.S. 416 (1983). We do
not need to determine whether a statute that does not accord with these cases
would violate the Constitution, for we conclude that H.B. 319 is consistent with
them.
A
This dispute turns, to a large extent, on the adequacy of H.B.
319's judicial bypass procedure. In analyzing this aspect of the dispute, we
note that, although our cases have required bypass procedures for parental
consent statutes, we have not decided whether parental notice statutes must
contain such procedures. See Matheson, supra, at 413, and n. 25 (upholding a
notice statute without a bypass procedure as applied to immature, dependent
minors). We leave the question open, because, whether or not the Fourteenth
Amendment requires notice statutes to contain bypass procedures, H.B. 319's
bypass procedure meets the requirements identified for parental consent statutes
in Danforth, Bellotti, Ashcroft, and Akron. Danforth established that, in order
to prevent another person from having an absolute veto power over a minor's
decision to have an abortion, a State must provide some sort of bypass procedure
if it elects to require [497 U.S. 502, 511] parental consent. See 428
U.S., at 74. As we hold today in Hodgson v. Minnesota, ante, p. 417, it is a
corollary to the greater intrusiveness of consent statutes that a bypass
procedure that will suffice for a consent statute will suffice also for a notice
statute. See also Matheson, supra, at 411, n. 17 (notice statutes are not
equivalent to consent statutes because they do not give anyone a veto power over
a minor's abortion decision).
The principal opinion in Bellotti stated four criteria that a bypass
procedure in a consent statute must satisfy. Appellees contend that the bypass
procedure does not satisfy these criteria. We disagree. First, the Bellotti
principal opinion indicated that the procedure must allow the minor to show that
she possesses the maturity and information to make her abortion decision, in
consultation with her physician, without regard to her parents' wishes. See 443
U.S., at 643 (opinion of Powell, J.). The Court reaffirmed this requirement in
Akron by holding that a State cannot presume the immaturity of girls under the
age of 15. 462 U.S., at 440. In the case now before us, we have no difficulty
concluding that H.B. 319 allows a minor to show maturity in conformity with the
principal opinion in Bellotti. The statute permits the minor to show that she
"is sufficiently mature and well enough informed to decide intelligently whether
to have an abortion." Ohio Rev. Code Ann. 2151.85(C)(1) (Supp. 1988).
Second, the Bellotti principal opinion indicated that the procedure must
allow the minor to show that, even if she cannot make the abortion decision by
herself, "the desired abortion would be in her best interests." 443 U.S., at
644. We believe that H.B. 319 satisfies the Bellotti language as quoted. The
statute requires the juvenile court to authorize the minor's consent where the
court determines that the abortion is in the minor's best interest and in cases
where the minor has shown a pattern of physical, sexual, or emotional abuse. See
2151.85(C)(2). [497 U.S. 502, 512]
Third, the Bellotti principal opinion indicated that the procedure must
insure the minor's anonymity. See 443 U.S., at 644. H.B. 319 satisfies this
standard. Section 2151.85(D) provides that "[t]he [juvenile] court shall not
notify the parents, guardian, or custodian of the complainant that she is
pregnant or that she wants to have an abortion." Section 2151.85(F) further
states:
"Each hearing under this section shall be conducted in a manner that will
preserve the anonymity of the complainant. The complaint and all other
papers and records that pertain to an action commenced under this section
shall be kept confidential and are not public records."
Section 2505.073(B), in a similar fashion, requires the court of appeals to
preserve the minor's anonymity and confidentiality of all papers on appeal. The
State, in addition, makes it a criminal offense for an employee to disclose
documents not designated as public records. See 102.03(B), 102.99(B).
Appellees argue that the complaint forms prescribed by the Ohio Supreme Court
will require the minor to disclose her identity. Unless the minor has counsel,
she must sign a complaint form to initiate the bypass procedure and, even if she
has counsel, she must supply the name of one of her parents at four different
places. See App. 6-14 (pleading forms). Appellees would prefer protections
similar to those included in the statutes that we reviewed in Bellotti and
Ashcroft. The statute in Bellotti protected anonymity by permitting use of a
pseudonym, see Planned Parenthood League of Massachusetts v. Bellotti, 641 F.2d
1006, 1025 (CA1 1981), and the statute in Ashcroft allowed the minor to sign the
petition with her initials, see 462 U.S., at 491, n. 16. Appellees also maintain
that the Ohio laws requiring court employees not to disclose public documents
are irrelevant, because the right to anonymity is broader than the right not to
have officials reveal one's identity to the public at large.
[497 U.S. 502, 513]
Confidentiality differs from anonymity, but we do not believe that the
distinction has constitutional significance in the present context. The
distinction has not played a part in our previous decisions, and, even if the
Bellotti principal opinion is taken as setting the standard, we do not find
complete anonymity critical. H.B. 319, like the statutes in Bellotti and
Ashcroft, takes reasonable steps to prevent the public from learning of the
minor's identity. We refuse to base a decision on the facial validity of a
statute on the mere possibility of unauthorized, illegal disclosure by state
employees. H.B. 319, like many sophisticated judicial procedures, requires
participants to provide identifying information for administrative purposes, not
for public disclosure.
Fourth, the Bellotti plurality indicated that courts must conduct a bypass
procedure with expedition to allow the minor an effective opportunity to obtain
the abortion. See 443 U.S., at 644. H. B. 319, as noted above, requires the
trial court to make its decision within five "business day[s]" after the minor
files her complaint, 2151.85(B)(1); requires the court of appeals to docket an
appeal within four "days" after the minor files a notice of appeal, 2505.073(A);
and requires the court of appeals to render a decision within five "days" after
docketing the appeal, ibid.
The District Court and the Court of Appeals assumed that all of the
references to days in 2151.85(B)(1) and 2505.073(A) meant business days, as
opposed to calendar days. Cf. Ohio Rule App. Proc. 14(A) (excluding nonbusiness
days from computations of less than seven days). They calculated, as a result,
that the procedure could take up to 22 calendar days, because the minor could
file at a time during the year in which the 14 business days needed for the
bypass procedure would encompass three Saturdays, three Sundays, and two legal
holidays. Appellees maintain, on the basis of an affidavit included in the
record, that a 3-week delay could increase by a substantial measure both the
costs and the medical risks of an abortion. See App. 18. They conclude, as did
those [497 U.S. 502, 514] courts, that H.B. 319 does not
satisfy the Bellotti principal opinion's expedition requirement.
As a preliminary matter, the 22-day calculation conflicts with two well-known
rules of construction discussed in our abortion cases and elsewhere. "Where
fairly possible, courts should construe a statute to avoid a danger of
unconstitutionality." Ashcroft, 462 U.S. at 493 (opinion of Powell, J.).
Although we recognize that the other federal courts "`are better schooled in and
more able to interpret the laws of their respective States'" than are we, Frisby
v. Schultz, 487 U.S. 474, 482 (1988), the Court of Appeals' decision strikes us
as dubious. Interpreting the term "days" in 2505.073(A) to mean business days
instead of calendar days seems inappropriate and unnecessary because of the
express and contrasting use of "business day[s]" in 2151.85(B)(1). In addition,
because appellees are making a facial challenge to a statute, they must show
that "no set of circumstances exists under which the Act would be valid."
Webster v. Reproductive Health Services, 492 U.S. 490, 524 (O'CONNOR, J.,
concurring). The Court of Appeals should not have invalidated the Ohio statute
on a facial challenge based upon a worst-case analysis that may never occur. Cf.
Ohio Rev. Code 2505.073(A) (Supp. 1988) (allowing the court of appeals, upon the
minor's motion, to shorten or extend the time periods). Moreover, under our
precedents, the mere possibility that the procedure may require up to 22 days in
a rare case is plainly insufficient to invalidate the statute on its face.
Ashcroft, for example, upheld a Missouri statute that contained a bypass
procedure that could require 17 calendar days plus a sufficient time for
deliberation and decisionmaking at both the trial and appellate levels. See 462
U.S., at 477, n. 4, 491, n. 16.
B
Appellees ask us, in effect, to extend the criteria used by
some members of the Court in Bellotti and the cases following it by imposing
three additional requirements on bypass [497 U.S.
502, 515]
procedures. First, they challenge the constructive authorization provisions in
H.B. 319, which enable a minor to obtain an abortion without notifying one of
her parents if either the juvenile court or the court of appeals fails to act
within the prescribed time limits. See Ohio Rev. Code Ann. 2151.85(B)(1),
2505.073(A), and 2919.12(B)(1)(a)(iv) (1987 and Supp. 1988). They speculate that
the absence of an affirmative order when a court fails to process the minor's
complaint will deter the physician from acting.
We discern no constitutional defect in the statute. Absent a demonstrated
pattern of abuse or defiance, a State may expect that its judges will follow
mandated procedural requirements. There is no showing that the time limitations
imposed by H.B. 319 will be ignored. With an abundance of caution, and concern
for the minor's interests, Ohio added the constructive authorization provision
in H.B. 319 to ensure expedition of the bypass procedures even if these time
limits are not met. The State Attorney General represents that a physician can
obtain certified documentation from the juvenile or appellate court that
constructive authorization has occurred. Brief for Appellant 36. We did not
require a similar safety net in the bypass procedures in Ashcroft, supra, at
479-480, n. 4, and find no defect in the procedures that Ohio has provided.
Second, appellees ask us to rule that a bypass procedure cannot require a
minor to prove maturity or best interests by a standard of clear and convincing
evidence. They maintain that, when a State seeks to deprive an individual of
liberty interests, it must take upon itself the risk of error. See Santosky v.
Kramer, 455 U.S. 745, 755 (1982). House Bill 319 violates this standard, in
their opinion, not only by placing the burden of proof upon the minor, but also
by imposing a heightened standard of proof.
This contention lacks merit. A State does not have to bear the burden of
proof on the issues of maturity or best interests. The principal opinion in
Bellotti indicates that a State may require the minor to prove these facts in a
bypass [497 U.S. 502, 516] procedure. See 443 U.S., at 643
(opinion of Powell, J.). A State, moreover, may require a heightened standard of
proof when, as here, the bypass procedure contemplates an ex parte proceeding at
which no one opposes the minor's testimony. We find the clear and convincing
standard used in H.B. 319 acceptable. The Ohio Supreme Court has stated:
"Clear and convincing evidence is that measure or degree of proof which
will produce in the mind of the trier of facts a firm belief or conviction
as to the allegations sought to be established. It is intermediate, being
more than a mere preponderance, but not to the extent of such certainty as
is required beyond a reasonable doubt as in criminal cases. It does not mean
clear and unequivocal." Cross v. Ledford, 161 Ohio St. 469, 477, 120 N.E.2d
118, 123 (1954) (emphasis deleted).
Our precedents do not require the State to set a lower standard. Given that
the minor is assisted in the courtroom by an attorney as well as a guardian ad
litem, this aspect of H.B. 319 is not infirm under the Constitution.
Third, appellees contend that the pleading requirements in H.B. 319 create a
trap for the unwary. The minor, under the statutory scheme and the requirements
prescribed by the Ohio Supreme Court, must choose among three pleading forms.
See Ohio Rev. Code 2151.85(C) (Supp. 1988); App. 6-14. The first alleges only
maturity and the second alleges only best interests. She may not attempt to
prove both maturity and best interests unless she chooses the third form, which
alleges both of these facts. Appellees contend that the complications imposed by
this scheme deny a minor the opportunity, required by the principal opinion in
Bellotti, to prove either maturity or best interests or both. See 443 U.S., at
643-644.
Even on the assumption that the pleading scheme could produce some initial
confusion because few minors would have counsel when pleading, the simple and
straightforward procedure does not deprive the minor of an opportunity to
[497 U.S. 502, 517] prove her case. It seems unlikely that the Ohio
courts will treat a minor's choice of complaint form without due care and
understanding for her unrepresented status. In addition, we note that the minor
does not make a binding election by the initial choice of pleading form. The
minor, under H.B. 319, receives appointed counsel after filing the complaint and
may move for leave to amend the pleadings. See 2151.85(B)(2); Ohio Rule Juvenile
Proc. 22(B); see also Hambleton v. R. G. Barry Corp., 12 Ohio St. 3d 179,
183-184, 465 N.E.2d 1298, 1302 (1984) (finding a liberal amendment policy in the
state civil rules). Regardless of whether Ohio could have written a simpler
statute, H.B. 319 survives a facial challenge.
III
Appellees contend our inquiry does not end even if we decide
that H.B. 319 conforms to Danforth, Bellotti, Matheson, Ashcroft, and Akron.
They maintain that H.B. 319 gives a minor a state law substantive right "to
avoid unnecessary or hostile parental involvement" if she can demonstrate that
her maturity or best interests favor abortion without notifying one of her
parents. They argue that H.B. 319 deprives the minor of this right without due
process because the pleading requirements, the alleged lack of expedition and
anonymity, and the clear and convincing evidence standard make the bypass
procedure unfair. See Mathews v. Eldridge, 424 U.S. 319, 335 (1976). We find no
merit in this argument.
The confidentiality provisions, the expedited procedures, and the pleading
form requirements, on their face, satisfy the dictates of minimal due process.
We see little risk of erroneous deprivation under these provisions, and no need
to require additional procedural safeguards. The clear and convincing evidence
standard, for reasons we have described, does not place an unconstitutional
burden on the types of proof to be presented. The minor is assisted by an
attorney and a guardian ad litem, and the proceeding is ex parte. The
[497 U.S. 502, 518]
standard ensures that the judge will take special care in deciding whether the
minor's consent to an abortion should proceed without parental notification. As
a final matter, given that the statute provides definite and reasonable
deadlines, Ohio Rev. Code Ann. 2505.073(A) (Supp. 1988), the constructive
authorization provision, 2151.85(B)(1), also comports with due process on its
face.
IV
Appellees, as a final matter, contend that we should
invalidate H.B. 319 in its entirety because the statute requires the parental
notice to be given by the physician who is to perform the abortion. In Akron,
the Court found unconstitutional a requirement that the attending physician
provide the information and counseling relevant to informed consent. See 462
U.S., at 446-449. Although the Court did not disapprove of informing a woman of
the health risks of an abortion, it explained that "[t]he State's interest is in
ensuring that the woman's consent is informed and unpressured; the critical
factor is whether she obtains the necessary information and counseling from a
qualified person, not the identity of the person from whom she obtains it." Id.,
at 448. Appellees maintain, in a similar fashion, that Ohio has no reason for
requiring the minor's physician, rather than some other qualified person, to
notify one of the minor's parents.
Appellees, however, have failed to consider our precedent on this matter. We
upheld, in Matheson, a statute that required a physician to notify the minor's
parents. See 450 U.S., at 400. The distinction between notifying a minor's
parents and informing a woman of the routine risks of an abortion has ample
justification; although counselors may provide information about general risks
as in Akron, appellees do not contest the superior ability of a physician to
garner and use information supplied by a minor's parents upon receiving notice.
We continue to believe that a State may require the physician himself or herself
to take reasonable [497 U.S. 502, 519]
steps to notify a minor's parent, because the parent often will provide
important medical data to the physician. As we explained in Matheson:
"The medical, emotional, and psychological consequences of an abortion are
serious, and can be lasting; this is particularly so when the patient is
immature. An adequate medical and psychological case history is important to
the physician. Parents can provide medical and psychological data, refer the
physician to other sources of medical history, such as family physicians,
and authorize family physicians to give relevant data." 450 U.S., at 411
(footnote omitted).
The conversation with the physician, in addition, may enable a parent to
provide better advice to the minor. The parent who must respond to an event with
complex philosophical and emotional dimensions is given some access to an
experienced and, in an ideal case, detached physician who can assist the parent
in approaching the problem in a mature and balanced way. This access may benefit
both the parent and child in a manner not possible through notice by less
qualified persons.
Any imposition on a physician's schedule, by requiring him to give notice
when the minor does not have consent from one of her parents or court
authorization, must be evaluated in light of the complete statutory scheme. The
statute allows the physician to send notice by mail if he cannot reach the
minor's parent "after a reasonable effort," Ohio Rev. Code Ann. 2919.12(B)(2)
(1987), and also allows him to forgo notice in the event of certain emergencies,
see 2919.12(C)(2). These provisions are an adequate recognition of the
physician's professional status. On this facial challenge, we find the physician
notification requirement unobjectionable.
V
The Ohio statute, in sum, does not impose an undue, or
otherwise unconstitutional, burden on a minor seeking an
[497 U.S. 502, 520] abortion. We believe, in addition, that the
legislature acted in a rational manner in enacting H.B. 319. A free and
enlightened society may decide that each of its members should attain a clearer,
more tolerant understanding of the profound philosophic choices confronted by a
woman who is considering whether to seek an abortion. Her decision will embrace
her own destiny and personal dignity, and the origins of the other human life
that lie within the embryo. The State is entitled to assume that, for most of
its people, the beginnings of that understanding will be within the family,
society's most intimate association. It is both rational and fair for the State
to conclude that, in most instances, the family will strive to give a lonely or
even terrified minor advice that is both compassionate and mature. The statute
in issue here is a rational way to further those ends. It would deny all dignity
to the family to say that the State cannot take this reasonable step in
regulating its health professions to ensure that, in most cases, a young woman
will receive guidance and understanding from a parent. We uphold H.B. 319 on its
face, and reverse the Court of Appeals.
It is so ordered.
Fn [497 U.S. 502, 506] JUSTICE STEVENS
and JUSTICE O'CONNOR join only Parts I, II, III, and IV of the opinion.
JUSTICE SCALIA, concurring.
I join the opinion of the Court, because I agree that the Ohio statute
neither deprives minors of procedural due process nor contradicts our holdings
regarding the constitutional right to abortion. I continue to believe, however,
as I said in my separate concurrence last Term in Webster v. Reproductive Health
Services, 492 U.S. 490 (1989), that the Constitution contains no right to
abortion. It is not to be found in the longstanding traditions of our society,
nor can it be logically deduced from the text of the Constitution - not, that
is, without volunteering a judicial answer to the nonjusticiable question of
when human life begins. Leaving this matter to the political process is not only
legally correct, it is pragmatically so. That alone - and not lawyerly
dissection of federal [497 U.S. 502, 521]
judicial precedents - can produce compromises satisfying a sufficient mass of
the electorate that this deeply felt issue will cease distorting the remainder
of our democratic process. The Court should end its disruptive intrusion into
this field as soon as possible.
JUSTICE STEVENS, concurring in part and concurring in the judgment.
As the Court emphasizes, appellees have challenged the Ohio statute only on
its face. The State may presume that, in most of its applications, the statute
will reasonably further its legitimate interest in protecting the welfare of its
minor citizens. See H. L. v. Matheson, 450 U.S. 398, 422-423 (1981) (STEVENS,
J., concurring in judgment). In some of its applications, however, the
one-parent notice requirement will not reasonably further that interest. There
will be exceptional situations in which notice will cause a realistic risk of
physical harm to the pregnant woman, will cause trauma to an ill parent, or will
enable the parent to prevent the abortion for reasons that are unrelated to the
best interests of the minor. The Ohio statute recognizes that possibility by
providing a judicial bypass. The question in this case is whether that statutory
protection for the exceptional case is so obviously inadequate that the entire
statute should be invalidated. I am not willing to reach that conclusion before
the statute has been implemented and the significance of its restrictions
evaluated in the light of its administration. I therefore agree that the Court
of Appeals' judgment must be reversed, and I join Parts I-IV of the Court's
opinion.1 [497 U.S. 502,
522]
The Court correctly states that we have not decided the specific question
whether a judicial bypass procedure is necessary in order to save the
constitutionality of a single parent notice statute. See ante, at 510. We have,
however, squarely held that a requirement of preabortion parental notice in all
cases involving pregnant minors is unconstitutional. Although it need not take
the form of a judicial bypass, the State must provide an adequate mechanism for
cases in which the minor is mature or notice would not be in her best interests.
In Akron v. Akron Center for Reproductive Health, Inc., 462 U.S. 416 (1983),
the city argued that the constitutionality of its ordinance requiring parental
consent was saved by the minor's opportunity to invoke the State's juvenile
court procedures. We held the same day in Planned Parenthood Assn. of Kansas
City, Mo. v. Ashcroft, 462 U.S. 476, 493 (1983) (opinion of Powell, J.), that a
similar provision which did not require parental notification avoided any
constitutional infirmities in such a statute. We rejected the argument in Akron,
however, because the procedures in that case required that the parent be given
notice when the minor's petition was filed. Writing for six Justices, including
the author of the Court's opinion in H. L. v. Matheson, supra, Justice Powell
explained:
"Even assuming that the Ohio courts would construe these provisions as
permitting a minor to obtain judicial approval for the `proper or necessary
. . . medical or surgical care' of an abortion, where her parents had
refused to provide that care, the statute makes no provision for a mature or
emancipated minor completely to avoid hostile parental involvement by
demonstrating to the satisfaction of the court that she is capable of
exercising her constitutional right to choose an abortion. On the contrary,
the statute requires that the minor's parents be notified once a petition
has been filed, [Ohio Rev. Code Ann.] 2151.28 [Supp. 1982], a requirement
that in the case [497 U.S. 502, 523] of a mature minor seeking an
abortion would be unconstitutional. See H. L. v. Matheson, 450 U.S., at 420
(POWELL, J., concurring); id., at 428, n. 3 (MARSHALL, J., dissenting)." 462
U.S., at 441, n. 31.
Thus, while a judicial bypass may not be necessary to take care of the cases
in which the minor is mature or parental notice would not be in her best
interests - and, indeed, may not be the preferable mechanism - the Court has
held that some provision must be made for such cases.
The Ohio statute, on its face, provides a sufficient procedure for those
cases. The pleading requirements and the constructive authorization and
confidentiality provisions of the Act satisfy the standards established in
Ashcroft, supra, for a judicial bypass. As the Court states, the minor is not
bound by her initial choice of pleading form, ante, at 517, the constructive
authorization provision functions as an additional "safety net" when the
statutory deadlines are not met, ante, at 515, and the State has taken
reasonable steps to ensure confidentiality, ante, at 512-513. The requirement
that the minor prove maturity or best interests by clear and convincing evidence
is supported by the presumption that notification to a parent will in most
circumstances be in the minor's best interests: it is not unreasonable to
require the minor, when assisted by counsel and a guardian ad litem, ante, at
517-518, to overcome that presumption by clear and convincing evidence. Cf.
Parham v. J.R., 442 U.S. 584, 610 (1979) ("[P]resumption that parents act in the
best interests of their child" is relevant in determining what process is due in
commitment proceeding).2 I have more concern [497 U.S. 502, 524] about the possible delay in
the bypass procedure, but the statute permits the Ohio courts to expedite the
procedure upon a showing of good cause, see ante, at 515 (citing Ohio Rev. Code
Ann. 2505.073(A) (Supp. 1988)), and sensitive administration of the deadlines
may demonstrate that my concern is unwarranted.
There is some tension between the statutory requirement that the treating
physician notify the minor's parent and our decision in Akron, 462 U.S., at
446-449, that a State may not require the attending physician to personally
counsel an abortion patient. One cannot overlook the possibility that this
provision was motivated more by a legislative interest in placing obstacles in
the woman's path to an abortion, see Maher v. Roe, 432 U.S. 464, 474 (1977),
than by a genuine interest in fostering informed decisionmaking. I agree with
the Court, however, that the Ohio statute requires only that the physician take
"reasonable steps" to notify a minor's parent, and that such notification may
contribute to the decisionmaking process. Ante, at 518-519. Accordingly, I am
unable to conclude that this provision is unconstitutional on its face.
Footnotes
[Footnote 1] It is perhaps trite for a
judge to reiterate the familiar proposition that an opinion about the facial
constitutionality of a statute says nothing about the judge's views concerning
the wisdom or unwisdom of the measure. I have made this observation before, see
National League of Cities v. Usery, 426 U.S. 833, 881 (1976) (dissenting
opinion), and am moved by JUSTICE BLACKMUN's eloquent dissent to do so again. It
would indeed be difficult to contend that each of the challenged provisions of
the Ohio statute - or the entire mosaic - represents wise legislation.
[Footnote 2] The standard of proof for the
minor's abortion decision is no more onerous than that for any medical procedure
of which the parents may disapprove. Under Ohio law, a determination that a
child is neglected or dependent, which is necessary before a court or guardian
ad litem may authorize proper or necessary medical or surgical care, must be
made by clear and convincing evidence. See Ohio Rev.Code Ann. 2151.35 (Supp.
1988); see also In re Willmann, 24 Ohio App. 3d 191, 198-199, 493 N.E.2d
[497 U.S. 502, 524] 1380, 1389 (1986); In re Bibb, 70 Ohio App. 2d 117,
120, 435 N.E.2d 96, 99 (1980).
JUSTICE BLACKMUN, with whom JUSTICE BRENNAN and JUSTICE MARSHALL join,
dissenting.
I
The constitutional right to "control the quintessentially
intimate, personal, and life-directing decision whether to carry a fetus to
term," Webster v. Reproductive Health Services, 492 U.S. 490, 538 (1989)
(opinion concurring in part and dissenting in part), does "not mature and come
into being magically only when one attains the state-defined age of majority.
Minors, as well as adults, are protected by the Constitution and possess
constitutional rights." Planned Parenthood of
[497 U.S. 502, 525] Central Mo. v. Danforth, 428 U.S. 52, 74 (1976);
Hodgson v. Minnesota, ante, at 435 ("[T]he constitutional protection against
unjustified state intrusion into the process of deciding whether or not to bear
a child extends to pregnant minors as well as adult women"). Although the Court
"has recognized that the State has somewhat broader authority to regulate the
activities of children than of adults," in doing so, the State nevertheless must
demonstrate that there is a "significant state interest in conditioning an
abortion . . . that is not present in the case of an adult." Danforth, 428 U.S.,
at 74-75 (emphasis added). "Any independent interest the parent may have in the
termination of the minor daughter's pregnancy is no more weighty than the right
of privacy of the competent minor mature enough to have become pregnant." Id.,
at 75.
"The abortion decision differs in important ways from other decisions that
may be made during minority. The need to protect the constitutional right
and the unique nature of the abortion decision, especially when made by a
minor, require a State to act with particular sensitivity when it legislates
to foster parental involvement in this matter." Bellotti v. Baird, 443 U.S.
622, 642 (1979) (opinion of Powell, J.) (emphasis added) (Bellotti II).
"[P]articular sensitivity" is mandated because "there are few situations in
which denying a minor the right to make an important decision will have
consequences so grave and indelible." Ibid. It should be obvious that
"considering her probable education, employment skills, financial resources,
and emotional maturity, unwanted motherhood may be exceptionally burdensome
for a minor." Ibid.
The State of Ohio has acted with particular insensitivity in enacting the
statute the Court today upholds. Rather than create a judicial bypass system
that reflects the sensitivity necessary when dealing with a minor making this
deeply intimate decision, Ohio has created a tortuous maze. Moreover, the State
has failed utterly to show that it has any significant
[497 U.S. 502, 526] state interest in deliberately placing its pattern of
obstacles in the path of the pregnant minor seeking to exercise her
constitutional right to terminate a pregnancy. The challenged provisions of the
Ohio statute are merely "poorly disguised elements of discouragement for the
abortion decision." Thornburgh v. American College of Obstetricians &
Gynecologists, 476 U.S. 747, 763 (1986).
II
The majority does not decide whether the Ohio parental notice
statute must contain a judicial bypass procedure because the majority concludes
that the bypass procedure in the statute "meets the requirements identified for
parental consent statutes in Danforth, Bellotti, Ashcroft, and Akron." Ante, at
510. I conclude, however, that, because of the minor's emotional vulnerability
and financial dependency on her parents, and because of the "unique nature of
the abortion decision," Bellotti II, 443 U.S., at 642, and its consequences, a
parental notice statute is tantamount to a parental consent statute. As a
practical matter, a notification requirement will have the same deterrent effect
on a pregnant minor seeking to exercise her constitutional right as does a
consent statute. See Akron v. Akron Center for Reproductive Health, Inc., 462
U.S. 416, 441, n. 31 (1983); H. L. v. Matheson, 450 U.S. 398, 420, n. 9 (1981)
(concurring opinion). Thus, a notice statute, like a consent statute, must
contain a bypass procedure that comports with the standards set forth in
Bellotti II. Because I disagree with the Court's conclusion that the Ohio bypass
procedure complies with the dictates of Bellotti II and its progeny, I would
strike down Ohio Amended Substitute House Bill 319.
The Bellotti II principal opinion stated: "A pregnant minor is entitled in
such a [judicial-bypass] proceeding to show either: (1) that she is mature
enough and well enough informed to make her abortion decision, in consultation
with her physician, independently of her parents' wishes; or (2)
[497 U.S. 502, 527]
that even if she is not able to make this decision independently, the desired
abortion would be in her best interests." 443 U.S., at 643-644 (opinion of
Powell, J.) (footnote omitted). The language of the Ohio statute purports to
follow the standards for a bypass procedure that are set forth in Bellotti II,
but at each stage along the way, the statute deliberately places "substantial
state-created obstacles in the pregnant [minor's] path to an abortion," Maher v.
Roe, 432 U.S. 464, 477, n. 10 (1977), in the legislative hope that she will
stumble, perhaps fall, and at least ensuring that she "conquer a multi-faceted
obstacle course" before she is able to exercise her constitutional right to an
abortion. Dellinger and Sperling, Abortion and the Supreme Court: Retreat from
Roe v. Wade, 138 U. Pa. L. Rev. 83, 100 (1989). The majority considers each
provision in a piecemeal fashion, never acknowledging or assessing the "degree
of burden that the entire regime of abortion regulations places" on the minor.
Ibid.
A
The obstacle course begins when the minor first enters the
courthouse to fill out the complaint forms. The "pleading trap," as it
appropriately was described by the Court of Appeals, Akron Center for
Reproductive Health v. Slaby, 854 F.2d 852, 863 (CA6 1988), requires the minor
to choose among three forms. The first alleges only maturity; the second alleges
only that the abortion is in her best interest. App. 6-11. Only if the minor
chooses the third form, which alleges both, id., at 1213, may the minor attempt
to prove both maturity and best interest as is her right under Bellotti II. See
Ohio Rev. Code Ann. 2151.85(C)(3) (Supp. 1988). The majority makes light of what
it acknowledges might be "some initial confusion" of the unsophisticated minor
who is trying to deal with an unfamiliar and mystifying court system on an
intensely intimate matter. Ante, at 516-517. The Court points out that the
minor, with counsel appointed after she filed the complaint, "may move for leave
to amend the [497 U.S. 502, 528] pleadings" and avers that it "seems
unlikely that the Ohio courts will treat a minor's choice of complaint form
without due care." Ante, at 517. I would take the Ohio Legislature's word,
however, that its pleading requirement was intended to be meaningful. The
constitutionality of a procedural provision cannot be analyzed on the basis that
it may have no effect. If the pleading requirement prevents some minors from
showing either that they are mature or that an abortion would be in their best
interests, it plainly is unconstitutional.
The majority fails to elucidate any state interest in setting up this
barricade for the young pregnant woman - a barricade that will "serve only to
confuse . . . her and to heighten her anxiety." Thornburgh, 476 U.S., at 762.
The justification the State put forward before the Court of Appeals was the
"absurd contention that `[a]ny minor claiming to be mature and well enough
informed to independently make such an important decision as an abortion should
also be mature enough to file her complaint under [the appropriate
subsection].'" See 854 F.2d, at 863, quoting Brief for State of Ohio 43. This
proffered "justification" is even more harsh than the Court of Appeals noted. It
excludes the mature minor who may not have the intellectual capacity to
understand these tangled forms, and it spurns the immature minor who is abused
or who contends for some other reason that an abortion without parental
involvement would be in her best interest. Surely the goal of the court
proceeding is to assist, not to entrap, the young pregnant woman.
The State's interest in "streamlining" the claims, belatedly asserted for the
first time before this Court, is no less absurd. It is ludicrous to confound the
pregnant minor, forced to go to court at this time of crisis in her life, with
alternative complaint forms that must later be rescinded by appointed counsel
and replaced by the only form that is constitutionally valid. Moreover, this
ridiculous pleading scheme leaves to the judge's discretion whether the minor
may amend her [497 U.S. 502, 529] pleading
and attempt to prove both her maturity and best interest. To allow the
resolution of this vital issue to turn on a judge's discretion does not comport
with Bellotti II's declaration that the minor who "fails to satisfy the court
that she is competent to make this decision independently . . . must be
permitted to show that an abortion nevertheless would be in her best interests."
443 U.S., at 647-648 (opinion of Powell, J.) (emphasis added).
B
As the pregnant minor attempts to find her way through the
labyrinth set up by the State of Ohio, she encounters yet another obstruction
even before she has completed the complaint form. In Bellotti II, the plurality
insisted that the judicial bypass procedure "must assure that a resolution of
the issue, and any appeals that may follow, will be completed with anonymity. .
. . " Id., at 644 (emphasis added). That statement was not some idle procedural
requirement, but stems from the proposition that the Due Process Clause protects
the woman's right to make her decision "independently and privately." Hodgson,
ante, at 434. The zone of privacy long has been held to encompass an "individual
interest in avoiding disclosure of personal matters." Whalen v. Roe, 429 U.S.
589, 599 (1977). The Ohio statute does not safeguard that right. Far from
keeping the identity of the minor anonymous, the statute requires the minor to
sign her full name and the name of one of her parents on the complaint form. See
App. 6-14 (pleading forms). See ante, at 512 ("Unless the minor has counsel, she
must sign a complaint form to initiate the bypass procedure and, even if she has
counsel, she must supply the name of one of her parents at four different
places.") Acknowledging that "[c]onfidentiality differs from anonymity," the
majority simply asserts that "complete anonymity" is not "critical." Ante, at
513. That easy conclusion is irreconcilable with Bellotti's anonymity
requirement. The definition of "anonymous" is "not named or identified." [497 U.S. 502, 530] Webster's Ninth New Collegiate
Dictionary 88 (1983). Complete anonymity, then, appears to be the only kind of
anonymity that a person could possibly have. The majority admits that case law
regarding the anonymity requirement has permitted no less. See ante, at 512,
citing Planned Parenthood League of Massachusetts v. Bellotti, 641 F.2d 1006,
1025 (CA1 1981) (pseudonym); Planned Parenthood Assn. of Kansas City, Missouri,
Inc. v. Ashcroft, 462 U.S. 476, 491, n. 16 (initials). See also Thornburgh, 476
U.S., at 766 ("[T]he decision to terminate a pregnancy is an intensely private
one that must be protected in a way that assures anonymity").
The majority points to Ohio laws requiring court employees not to disclose
public documents, blithely assuming that the "mere possibility of unauthorized,
illegal disclosure by state employees" is insufficient to establish that the
confidentiality of the proceeding is not protected. Ante, at 513. In fact, the
provisions regarding the duty of court employees not to disclose public
documents amount to no more than "generally stated principles of . . .
confidentiality." American College of Obstetricians v. Thornburgh, 737 F.2d 283,
297 (CA3 1984), aff'd on other grounds, 476 U.S. 747 (1986). As the District
Court pointed out, there are no indications of how a clerk's office, large or
small, is to ensure that the records of abortion cases will be distinguished
from the records of all other cases that are available to the public. Akron
Center for Reproductive Health v. Rosen, 633 F.Supp. 1123, 1143-1144 (ND Ohio
1986). Cf. Planned Parenthood League of Massachusetts v. Bellotti, 641 F.2d
1006, 1025 (CA1 1981) (minor proceeds under pseudonym and affidavit containing
her identity is kept in separate, sealed file). Nor are there measures for
sealing the record after the case is closed to prevent its public availability;
Planned Parenthood Assn. of the Atlanta Area, Inc. v. Harris, 670 F.Supp. 971,
991 (ND Ga. 1987) (noting with disapproval that Georgia statute made no
provision for court documents to be sealed). [497
U.S. 502, 531] This Court is well aware that, unless special care is
taken, court documents of an intimate nature will find their way to the press
and public. See The Florida Star v. B. J. F., 491 U.S. 524 (1989) (reporter in
police room copied police report and published article with rape victim's full
name). The State has offered no justification for its failure to provide
specific guidelines to be followed by the Juvenile Court to ensure anonymity for
the pregnant minor - even though it has in place a procedure to assure the
anonymity of juveniles who have been adjudicated delinquent or unruly. See Ohio
Rev. Code Ann. 2151.358 (1976) (detailed provision for sealing record and for
expungement of record).
"A woman and her physician will necessarily be more reluctant to choose an
abortion if there exists a possibility that her decision and her identity
will become known publicly." Thornburgh, 476 U.S., at 766. A minor whose
very purpose in going through a judicial bypass proceeding is to avoid
notifying a hostile or abusive parent would be most alarmed at signing her
name and the name of her parent on the complaint form. Generalized
statements concerning the confidentiality of records would be of small
comfort, even if she were aware of them. True anonymity is essential to an
effective, meaningful bypass. In the face of the forms that the minor must
actually deal with, the State's assurances that the minor's privacy will be
protected ring very hollow. I would not permit the State of Ohio to force a
minor to forgo her anonymity in order to obtain a waiver of the parental
notification requirement.
C
Because a "pregnant adolescent . . . cannot preserve for long
the possibility of aborting, which effectively expires in a matter of weeks from
the onset of pregnancy," this Court has required that the State "must assure"
that the resolution of the issue, and any appeals that may follow, will be
completed with . . . sufficient expedition to provide an effective opportunity
for an abortion to be obtained. Bellotti II, 443 Page 532 U.S., at 642, 644
(opinion of Powell, J.); see also H. L. v. Matheson, 450 U.S., at 412 (time is
of the essence in an abortion decision). Ohio's judicial bypass procedure can
consume up to three weeks of a young woman's pregnancy. I would join the Sixth
Circuit, the District Court, and the other federal courts that have held that a
timespan of this length fails to guarantee a sufficiently expedited procedure.
See 854 F.2d at 868; 633 F.Supp. at 1143. See also, e.g., American College of
Obstetricians & Gynecologists v. Thornburgh, 656 F.Supp. 879, 887-888 (ED Pa.
1987) (statutory scheme allowing 23 days for judicial proceeding is
unconstitutional); Glick v. McKay, 616 F.Supp. 322, 326-327 (Nev. 1985).
The majority is unconcerned that "the procedure may require up to 22 days in
a rare case." Ante, at 514. I doubt the "rarity" of such cases. In any event,
the Court of Appeals appropriately pointed out that, because a minor often does
not learn of her pregnancy until a late stage in the first trimester, time lost
during that trimester is especially critical. 854 F.2d, at 867-868. The Court
ignores the facts that the medical risks surrounding abortion increase as
pregnancy advances, and that such delay may push a woman into her second
trimester, where the medical risks, economic costs, and state regulation
increase dramatically. See Roe v. Wade, 410 U.S. 113, 150, 163 (1973); H. L. v.
Matheson, 450 U.S., at 439 and n. 25 (dissenting opinion). Minors, who are more
likely to seek later abortions than adult women,1
and who usually are not financially independent, will suffer acutely from any
delay. See Ashcroft, 462 U.S., at 497-498 (opinion concurring in part and
dissenting in part) (an increased cost factor "may seem insignificant from the
Court's comfortable perspective," but is not "equally insignificant" to "the
unemployed teenager" for whom this additional cost may well put an abortion
beyond reach). Because a delay of up to 22 [497
U.S. 502, 533] days may limit significantly a woman's ability to obtain
an abortion, I agree with the conclusions of the District Court and the Court of
Appeals that the statute violates this Court's command that a judicial bypass
proceeding be conducted with sufficient speed to maintain "an effective
opportunity for an abortion to be obtained." Bellotti II, 443 U.S., at 644
(opinion of Powell, J.).2
D
The Ohio statute provides that, if the juvenile or appellate
courts fail to act within the statutory timeframe, an abortion without parental
notification is "constructively" authorized. Although Ohio's Legislature may
have intended this provision to expedite the bypass procedure, the confusion
that will result from the constructive authorization provision will add further
delay to the judicial bypass proceeding, and is yet one more obstruction in the
path of the pregnant minor. The physician risks civil damages, criminal
penalties, including imprisonment, as well as revocation of his license for
disobeying the statute's commands, but the statute provides for no formal court
order or other relief to safeguard the physician from these penalties. See
2151.85(B)(1), 2919.12(D), 2919.12(E), 4731.22(B)(23). The State argues that a
combination of a date-stamped copy of the minor's complaint and [497 U.S. 502, 534] a "docket sheet showing no entry"
would inform the physician that the abortion could proceed. Brief for Appellant
36. Yet the mere absence of an entry on a court's docket sheet hardly would be
reassuring to a physician facing such dire consequences, and the State offers no
reason why a formal order or some kind of actual notification from the clerk of
court would not be possible. There is no doubt that the nebulous authorization
envisioned by this statute "in conjunction with a statute imposing strict civil
and criminal liability . . . could have a profound chilling effect on the
willingness of physicians to perform abortions . . . ." Colautti v. Franklin,
439 U.S. 379, 396 (1979). I agree with the Court of Appeals that the "practical
effect" of the "pocket approval" provision is to frustrate the minor's right to
an expedient disposition of her petition. 854 F.2d, at 868.
E
If the minor is able to wend her way through the intricate
course of preliminaries Ohio has set up for her and at last reaches the court
proceeding, the State shackles her even more tightly with still another "extra
layer and burden of regulation on the abortion decision." Danforth, 428 U.S., at
66. The minor must demonstrate by "clear and convincing evidence" either (1) her
maturity; (2) or that one of her parents has engaged in a pattern of physical,
sexual, or emotional abuse against her; or (3) that notice to a parent "is not
in her best interest." 2151.85(C). The imposition of this heightened standard of
proof unduly burdens the minor's right to seek an abortion and demonstrates a
fundamental misunderstanding of the real nature of a court bypass proceeding.
The function of a standard of proof is to "`instruct the factfinder
concerning the degree of confidence our society thinks he should have in the
correctness of factual conclusions,'" Addington v. Texas, 441 U.S. 418, 423
(1979), quoting In re Winship, 397 U.S. 358, 370 (1970) (concurring opinion),
and is "a societal judgment about how the risk of error
[497 U.S. 502, 535] should be distributed between the litigants."
Santosky v. Kramer, 455 U.S. 745, 755 (1982). By imposing such a stringent
standard of proof, this Ohio statute improperly places the risk of an erroneous
decision on the minor, the very person whose fundamental right is at stake. Cf.
id., at 756 (clear and convincing standard of proof usually has been employed to
preserve fundamental fairness in a variety of government-initiated proceedings
that threaten to deprive the individual involved with a significant deprivation
of liberty). Even if the judge is satisfied that the minor is mature or that an
abortion is in her best interest, the court may not authorize the procedure
unless it additionally finds that the evidence meets a "clear and convincing"
standard of proof.
The majority asserts that a State may require a heightened standard of proof
because the procedure is ex parte. Ante, at 516. According to the majority, the
only alternative to the "clear and convincing" standard is a preponderance of
the evidence standard, which would require proof by the greater weight of the
evidence. The majority reasons that the preponderance standard is unsuited to a
Bellotti II bypass because, if the minor presents any evidence at all and no
evidence is put forth in opposition, the minor always will present the greater
weight of the evidence. Yet, as the State explained at argument, the bypass
procedure is inquisitorial in nature, where the judge questions the minor to
discover if she meets the requirements set down in Bellotti II. See Tr. of Oral
Arg. 9. The judge will be making this determination after a hearing that
resembles an interview, not an evidentiary proceeding.3 The District Court observed, "the [497 U.S. 502, 536] judge's decision will
necessarily be based largely on subjective standards without the benefit of any
evidence other than a woman's testimony." 633 F.Supp., at 1137. Thus, unlike the
procedure the majority seems to envision, it is not the quantity of the evidence
presented that is crucial in the bypass proceeding; rather, the crucial factors
are the nature of the minor's statements to the judge and her demeanor. Contrary
to the majority's theory, if the minor presents evidence that she is mature, she
still must satisfy the judge that this is so, even without this heightened
standard of proof. The use of a heightened standard in the very special context
of Bellotti's court-bypass procedure does little to facilitate a fair and
reliable result and imports an element from the adversarial process into this
unique inquiry where it has no rightful place.
Although I think the provision is constitutionally infirm for all minors, I
am particularly concerned about the effect it will have on sexually or
physically abused minors. I agree that parental interest in the welfare of their
children is "particularly strong where a normal family relationship exists."
Bellotti II, 443 U.S., at 648 (opinion of Powell, J.) (emphasis added). A minor
needs no statute to seek the support of loving parents. Where trust and
confidence exist within the family structure, it is likely that communication
already exists.4 If that compassionate support is lacking, an unwanted pregnancy
is a poor way to generate it.
Sadly, not all children in our country are fortunate enough to be members of
loving families. For too many young pregnant women, parental involvement in this
most intimate decision [497 U.S. 502, 537]
threatens harm, rather than promises comfort.5
The Court's selective blindness to this stark social reality is bewildering and
distressing. Lacking the protection that young people typically find in their
intimate family associations, these minors are desperately in need of
constitutional protection. The sexually or physically abused minor may indeed be
"lonely or even terrified," ante, at 520, not of the abortion procedure, but of
an abusive family member.6 The Court's placid reference, ibid., to the "compassionate and
mature" advice the minor will receive from within the family must seem an
unbelievable and cruel irony to those children trapped in violent families.7
Under the system Ohio has set up, a sexually abused minor must go to court
and demonstrate to a complete stranger by clear and convincing evidence that she
has been the victim of a pattern of sexual abuse. When asked at argument what
kind of evidence a minor would be required to adduce at her bypass hearing, the
State answered that the minor would tell her side to the judge and the judge
would consider how well [497 U.S. 502, 538] "the minor is able to articulate what
her particular concerns are." Tr. of Oral Arg. 9. The court procedure alone, in
many cases, is extremely traumatic. See Hodgson, ante, at 441, and n. 29. The
State and the Court are impervious to the additional burden imposed on the
abused minor who, as any experienced social worker or counselor knows, is often
afraid and ashamed to reveal what has happened to her to anyone outside the
home. The Ohio statute forces that minor, despite her very real fears, to
experience yet one more hardship. She must attempt, in public, and before
strangers, to "articulate what her particular concerns are" with sufficient
clarity to meet the State's "clear and convincing evidence" standard. The upshot
is that, for the abused minor, the risk of error entails a risk of violence.
I would affirm the judgments below on the grounds of the several
constitutional defects identified by the District Court and the Court of
Appeals. The pleading requirements, the so-called and fragile guarantee of
anonymity, the insufficiency of the expedited procedures, the constructive
authorization provision, and the "clear and convincing evidence" requirement,
singly and collectively, cross the limit of constitutional acceptance.
III
Even if the Ohio statute complied with the Bellotti II
requirements for a constitutional court bypass, I would conclude that the Ohio
procedure is unconstitutional because it requires the physician's personal and
nondelegable obligation to give the required statutory notice. Particularly when
viewed in context with the other impediments this statute places in the minor's
path, there is more than a "possibility" that the physician notification
provision "was motivated more by a legislative interest in placing obstacles in
the woman's path to an abortion, see Maher v. Roe, 432 U.S. 464, 474 (1977),
than by a genuine interest in fostering informed decisionmaking." Ante, at 524
(STEVENS, J., concurring in the judgment). Most telling in this regard is the
fact that, according [497 U.S. 502, 539]
to the Court of Appeals and the District Court, the State has never claimed that
personal notice by the physician was required to effectuate an interest in the
minor's health until the matter reached this Court. In fact, the State has taken
three different positions as to its justification for this provision. See 854
F.2d, at 862 ("[T]he state's interest is in insuring that immature,
unemancipated minors or minors whose best interests require notification have an
adequate opportunity for parental intervention. The state has made no showing
that this interest is advanced by requiring the attending physician, as opposed
to another qualified, responsible person, to effectuate notification"); 633
F.Supp., at 1135 ("[T]he state's attempt to characterize this duty as `merely
ministerial' does not advance its case at all, but rather suggests that its
interest in having the physician perform this function is even less weighty than
having him or her perform counseling to obtain informed consent [that was struck
down in Akron v. Akron Center for Reproductive Health, Inc., 462 U.S. 416
(1983)]." If these chimerical health concerns now asserted in fact were the true
motivation behind this provision, I seriously doubt that the State would have
taken so long to say so.
Even if the State's interest in the health of the minor were the motivation
behind the provision, the State never explains why it is that a physician
interested in obtaining information, or a parent interested in providing
information to a physician, cannot do so following the actual notification by
some other competent professional, such as a nurse or counselor. And the State
and the majority never explain why, if the physician's ability to garner
information from the parents is of such paramount importance that only the
physician may notify the parent, the statute allows the physician to send notice
by mail if he or she cannot reach the minor's parent "after a reasonable
effort." 2919.12(B)(2).
The State's asserted interest in the minor's health care is especially ironic
in light of the statute's interference with her
[497 U.S. 502, 540]
physician's experienced professional judgment.8 "If a physician is licensed by the State, he is recognized by
the State as capable of exercising acceptable clinical judgment," Doe v. Bolton,
410 U.S. 179, 199 (1973), and he should be permitted to exercise that judgment
as to whether he or another professional should be the person who will notify a
minor's parents of her decision to terminate her pregnancy. I have no doubt that
the attending physician, better than the Ohio Legislature, will know when a
consultation with the parent is necessary. "If he fails in this, professional
censure and deprivation of his license are available remedies" already in place.
Ibid. The strictures of this Ohio law not only unduly burden the minor's right
to an abortion but impinge on the physician's professional discretion in the
practice of medicine.9
IV
The Ohio Legislature, in its wisdom, in 1985 enacted its
antiabortion statute. That statute, when subjected to facial challenge, has been
held unconstitutional by the United States District Court for the Northern
District of Ohio and by the Court of Appeals for the Sixth Circuit. It is now,
however, upheld on that challenge by a majority of this Court. The majority
opinion takes up each challenged provision [497 U.S. 502, 541] in turn; concludes, with brief
comment, that it is within the bounds of the principal opinion in Bellotti II;
and moves on routinely and in the same fashion to the succeeding provisions, one
by one. A plurality then concludes, in Part V of the primary opinion, with
hyperbole that can have but one result: to further incite an American press,
public, and pulpit already inflamed by the pronouncement made by a plurality of
this Court last Term in Webster v. Reproductive Health Services, 492 U.S. 490
(1989). The plurality indulges in paternalistic comments about "profound
philosophic choices"; the "woman's own destiny and personal dignity"; the
"origins of the other human life that lie within the embryo"; the family as
"society's most intimate association"; the striving of the family to give to the
minor "advice that is both compassionate and mature"; and the desired assumption
that "in most cases" the woman will receive "guidance and understanding from a
parent." Ante, at 520.
Some of this may be so "in most cases" and, it is to be hoped, in judges' own
and other warm and protected, nurturing family environments. But those "most
cases" need not rely on constitutional protections that are so vital for others.
I have cautioned before that there is "another world `out there'" that the Court
"either chooses to ignore or refuses to recognize." Beal v. Doe, 432 U.S. 438,
463 (1977). It is the unfortunate denizens of that world, often frightened and
forlorn, lacking the comfort of loving parental guidance and mature advice, who
most need the constitutional protection that the Ohio Legislature set out to
make as difficult as possible to obtain.
That that Legislature set forth with just such a goal is evident from the
statute it spawned. The underlying nature of the Ohio statute is proclaimed by
its strident and offensively restrictive provisions. It is as though the
Legislature said: "If the courts of the United States insist on upholding a
limited right to an abortion, let us make that abortion as difficult as possible
to obtain" because, basically, whether on
[497 U.S. 502, 542] professed moral or
religious grounds or whatever, "we believe that is the way it must be." This
often may be the way legislation is enacted, but few are the instances where the
injustice is so evident and the impediments so gross as those inflicted by the
Ohio Legislature on these vulnerable and powerless young women.
[Footnote 1] Indeed, the threat of
parental notice itself may cause a minor to delay requesting assistance with her
pregnancy. See H. L. v. Matheson, 450 U.S. 398, 439, and n. 25 (dissenting
opinion).
[Footnote 2] The majority finds comfort
in Planned Parenthood of Kansas City, Mo., Inc. v. Ashcroft, 462 U.S. 476 (1983)
and insists that this Court upheld a Missouri statute that contained a bypass
procedure "that could require 17 calendar days plus a sufficient time for
deliberation and decisionmaking at both the trial and appellate levels." Ante,
at 514. The majority disregards the limited nature of the Ashcroft holding. The
Court there looked only at the Missouri appellate procedure, and determined that
the 24-hour deadline for docketing the appeal and the 5-day deadline for
completing the record and perfecting the appeal, together with the requirement
that the Missouri Supreme Court provide for expedited appeal by court rule,
provided a constitutionally sufficient "framework" for complying with Bellotti's
mandate for expedited appeals. See 462 U.S., at 491, n. 16. The Court made no
ruling as to whether the Missouri law provided constitutionally sufficient
expedition at the initial stages of the bypass.
[Footnote 3] Bellotti v. Baird, 443 U.S.
622 (1979), itself recognized the unique nature of the bypass procedure when it
required the minor merely to show or satisfy the court that she is mature or
that an abortion would be in her best interests, without imposing any standard
of proof. See also id., at 643, n. 22 (opinion of Powell, J.) ("Much can be said
for employing procedures and a forum less formal than those associated with a
court of general jurisdiction").
[Footnote 4] It has been said that the
majority of all minors voluntarily tell their parents about their pregnancy. The
overwhelming majority of those under 16 years of age do so. See Torres, Forrest,
& Eisman, Telling Parents: Clinic Practices and Adolescents' Use of Family
Planning and Abortion Services, 12 Family Planning Perspectives 284, 287-288,
291 (1980).
[Footnote 5] In 1986, more than 1 million
children and adolescents suffered harm from parental abuse or neglect, including
sexual abuse. See Brief for American Psychological Association et al. as Amici
Curiae 9-10, and sources cited therein. This figure is considered to be a
minimum estimate, because the incidence of abuse is substantially underreported.
Pregnancy does not deter, and may even precipitate, physical attacks on women.
Ibid.
[Footnote 6] "[P]regnant minors may
attempt to self-abort or to obtain an illegal abortion rather than risk parental
notification." H. L. v. Matheson, 450 U.S., at 439, and n. 26 (dissenting
opinion).
[Footnote 7] The majority and the State of
Ohio piously fail to mention what happens to these unwanted babies, born to
mothers who are little more than children themselves, who have little
opportunity, education, or life skills. Too often, the unwanted child becomes
trapped in a cycle of poverty, despair, and violence. This Court, by experience,
knows all too well that the States are unable adequately to supervise and
protect these vulnerable citizens. See Baltimore City Dept. of Social Services
v. Bouknight, 493 U.S. 549 (1990); DeShaney v. Winnebago County Dept. of Social
Services, 489 U.S. 189 (1989).
[Footnote 8] In light of its asserted
interest, I find it odd that Ohio allows minors to consent to treatment for
sexually transmitted diseases, Ohio Rev. Code Ann. 3709.241 (1988), and drug and
alcohol abuse, 3719.012(A). In each of these sensitive areas of health care, the
State apparently trusts the physician to use his informed medical judgment as to
whether he should question or inform the parent about the minor's medical and
psychological condition.
[Footnote 9] The majority's reliance on H.
L. v. Matheson is misplaced. In that case, unlike this one, the Utah Supreme
Court had limited the steps that a physician would have to take to notify the
minor's parents. See 450 U.S., at 405. In contrast, in Akron v. Akron Center for
Reproductive Health, Inc., 462 U.S. 416 (1983), the Court pointed out that the
"critical factor is whether she obtains the necessary information and counseling
from a qualified person, not the identity of the person from whom she obtains
it. Id., at 448 (emphasis added). [497 U.S. 502, 543]
Copyright © 1994-1999 FindLaw Inc.

Priests for Life
PO Box 141172
Staten Island, NY 10314
Tel. 888-PFL-3448, (718) 980-4400
Fax 718-980-6515
Email mail@priestsforlife.org
Subscribe to Fr. Frank's bi-weekly
prolife column (free):
subscribe@priestsforlife.org
Home
Search ||
Crisis Pregnancy Help || About Us
ll Support our Work
Latest News ||
Guestbook
|| About Other Groups
This site is updated
daily!